Report About Users’ Digital Repository Needs at the University of Hull

The RepoMMan Project at the University of Hull has published The RepoMMan User Needs Analysis report.

Here’s an excerpt from the JISC-REPOSITORIES announcement:

The document covers the repository needs of users in the research, learning & teaching, and administration areas. Whilst based primarily on needs expressed in interviews at the University of Hull the document is potentially of wider applicability, drawing from an on-line survey of researchers elsewhere and a survey of the L&T community undertaken by the CD-LOR Project.

DRAMA Project’s Fedora Authentication Code Alpha Release

The DRAMA (Digital Repository Authorization Middleware Architecture) project has released an alpha version of its Fedora authentication code. DRAMA is part of the RAMP (Research Activityflow and Middleware Priorities Project) project.

Here’s an excerpt from the fedora-commons-users announcement about the release’s features:

  • Federated authentication (using Shibboleth) for Fedora.
  • Extended XACML engine support via the introduction of an XML database for storing and querying policies and XACML requests over web services.
  • Re-factoring of Fedora XACML authorization into an interceptor layer which is separate from Fedora.
  • A new web GUI for Fedora nicknamed "mura" (Note: that we will be changing the GUI name to a new one soon).

Polimetrica Publisher: An Open Access Book Publisher

Polimetrica Publisher is a scientific open access book publisher. It has published a number of books in the areas of applied, pure, and human sciences.

This excerpt from its "Our Open Access Manifesto" describes its philosophy and business model:

Polimetrica Publisher works from a simple premise: that for a better future of the people it’s possible to disseminate the knowledge by publishing innovative books freely accessible to anyone in the world who might be interested.

Informed by that premise, we’re trying to build a new model of scientific publishing that embraces economic self-subsistence, openness, and fairness; the model is based on the following elements:

  1. each scientific book is published in two editions: a printed edition, available in the market, and an electronic edition, freely available through the web; both editions are identified by a different ISBN code.
  2. each scientific book is edited in collaboration with universities or with authoritative professors or specialists.
  3. the printed edition is distributed on the international market.
  4. the electronic edition is free access through the Polimetrica web site.
  5. Polimetrica pays to the author or to the academic institution on all sales of the printed edition a 10% royalty of the net receipts.
  6. each scientific publication is funded by a contribution of 1.500 Euros about.
  7. anyone interested in our activities is encouraged to buy a membership; the members will have access to special conditions. Additional information are at the page
    http://www.polimetrica.com/main/membership.php

Polimetrica Publisher currently has three membership options that provide a specified number of books on CD-ROM/DVD, discount prices, and newsletters.

To download free digital book, the user fills out a form providing name, country, and e-mail address. A download link is sent to the provided e-mail address.

A book that may be of particular interest to DigitalKoans readers is Open Access: Open Problems.

Report on Sharing and Re-Use of Geospatial Data in Repositories

The GRADE project has released a report titled Designing a Licensing Strategy for Sharing and Re-Use of Geospatial Data in the Academic Sector.

The JISC-REPOSITORIES announcement indicates that the report presents "a licensing strategy for the sharing and re-use of geospatial data within the UK research and education sector," and that it "puts forward a conceptual framework for resolving those described rights management issues raised in relation to repositories."

Here is an excerpt from the report that describes it further:

Geospatial material created in the education sector can be highly complex, incorporating data created elsewhere either as found, or customised to fit the particular need of the academic or lecturer. The downstream rights can become very complex, as it is necessary to ensure that permissions have been gained to reuse or repurpose the data, and it is usually essential that correct attribution is made. There are currently concerns and confusion over the assertion of IPR and copyright of created geospatial data particularly where third party data are included.

This report considers a licensing strategy for the sharing and re-use of geospatial data within the UK research and education sector.

Petition for Public Access to Publicly Funded Research in the United States

AALL, ALA, ACRL, the Alliance for Taxpayer Access, Public Knowledge, SPARC, and other organizations have initiated the Petition for Public Access to Publicly Funded Research in the United States.

The petition states:

We, the undersigned, believe that broad dissemination of research results is fundamental to the advancement of knowledge. For America’s taxpayers to obtain an optimal return on their investment in science, publicly funded research must be shared as broadly as possible. Yet too often, research results are not available to researchers, scientists, or the members of the public. Today, the Internet and digital technologies give us a powerful means of addressing this problem by removing access barriers and enabling new, expanded, and accelerated uses of research findings.

We believe the US Government can and must act to ensure that all potential users have free and timely access on the Internet to peer-reviewed federal research findings. This will not only benefit the higher education community, but will ultimately magnify the public benefits of research and education by promoting progress, enhancing economic growth, and improving the public welfare.

We support the re-introduction and passage of the Federal Research Public Access Act, which calls for open public access to federally funded research findings within six months of publication in a peer-reviewed journal.

The petition follows a similar effort in the European Union, the Petition for Guaranteed Public Access to Publicly-Funded Research Results, which was signed by over 23,000 individuals and organizations.

UK Council of Research Repositories Established

SHERPA Plus has announced the launch of the UK Council of Research Repositories.

It is described as follows: "UKCoRR will be an independent professional body to allow repository managers to share experiences and discuss issues of common concern. It will give repository managers a group voice in national discussions and policy development independent of projects or temporary initiatives."

PRESERV Project Report on Digital Preservation in Institutional Repositories

The JISC PRESERV (Preservation Eprint Services) project has issued a report titled Laying the Foundations for Repository Preservation Services: Final Report from the PRESERV Project.

Here’s an excerpt from the Executive Summary:

The PRESERV project (2005-2007) investigated long-term preservation for institutional repositories (IRs), by identifying preservation services in conjunction with specialists, such as national libraries and archives, and building support for services into popular repository software, in this case EPrints. . . .

PRESERV was able to work with The National Archives, which has produced PRONOMDROID, the pre-eminent tool for file format identification. Instead of linking PRONOM to individual repositories, we linked it to the widely used Registry of Open Access Repositories (ROAR), through an OAI harvesting service. As a result format profiles can be found for over 200 repositories listed in ROAR, what we call the PRONOM-ROAR service. . . .

The lubricant to ease the movement of data between the components of the services model is metadata, notably preservation metadata, which informs, describes and records a range of activities concerned with preserving specific digital objects. PRESERV identified a rich set of preservation metadata, based on the current standard in this area, PREMIS, and where this metadata could be generated in our model. . . .

The most important changes to EPrints software as a result of the project were the addition of a history module to record changes to an object and actions performed on an object, and application programs to package and disseminate data for delivery to an external service using either the Metadata Encoding and Transmission Standard (METS) or the MPEG-21 Part 2: Digital Item Declaration Language (DIDL). One change to the EPrints deposit interface is the option for authors to select a licence indicating rights for allowable use by service providers or users, and others. . . .

PRESERV has identified a powerful and flexible framework in which a wide range of preservation services from many providers can potentially be intermediated to many repositories by other types of repository services. It is proposed to develop and test this framework in the next phase of the project.

UK EThOSnet ETD Project Funded

A UK-wide ETD project called EThOSnet has been funded for a two-year period by JISC and CURL (Consortium of Research Libraries). When the project concludes, the British Library will establish the EThOS service based on the work done by EThOSnet.

An excerpt from the press release is below:

The project builds on earlier exploratory work, also funded by JISC and CURL, which between 2004 and 2006 developed a prototype for the service. Independent evaluation has since given the prototype strong backing and suggested further developments, while a recent consultation resulted in expressions of interest from over 70 HE institutions to participate in the emerging e-theses service.

EThOSnet builds on these firm foundations and through collaboration with the British Library and the HE community will transform access to theses in the UK by providing the full text of theses through a single point of entry. In addition, in tandem with the emerging network of institutional repositories in the UK, it promises to become a central element of the national infrastructure for research.

Fez 1.3 Released

Christiaan Kortekaas has announced on the fedora-commons-users list that Fez 1.3 is now available from SourceForge.

Here’s a summary of key changes from his message:

  • Primary XSDs for objects based on MODS instead of DC (can still handle your existing DC objects though)
  • Download statistics using apache logs and GeoIP
  • Object history logging (premis events)
  • Shibboleth support
  • Fulltext indexing (pdf only)
  • Import and Export of workflows and XSDs
  • Sanity checking to help make sure required external dependencies are working
  • OAI provider that respects FezACML authorisation rules

For further information on Fez, see the prior post "Fez+Fedora Repository Software Gains Traction in US."

Rice University Names Head of Its Digital Press

Fred Moody has been chosen to head the reborn-digital Rice University Press. Based in Seattle (where he will remain), Moody is a journalist and author of books such as I Sing The Body Electronic, Seattle and the Demons of Ambition: From Boom to Bust in the Number One City of the Future, and The Visionary Position: the Inside Story of the Digital Dreamers Who Are Making Virtual Reality a Reality. Moody holds an MLS from the University of Michigan.

Below is an excerpt from the Rice News article ("Moody Tapped to Head Rice University Press"):

The press will start out publishing art history books and grow as peer review panels are added. A second imprint at the press—called Long Tail Press—will be added so publishing can be done in partnership with other university presses. It will allow for previously published books to be published again on a digital platform. It will also allow for books that have been accepted at fellow university presses, but haven’t been printed because of cost, to be published.

"My goal is to grow Rice’s reputation for quality first, and to grow the size of the press—in terms both of number of books published and number of disciplines published—almost as fast," Moody said. "The idea is not so much to grow a huge business as to grow the best forum in the world for scholarly research."

(Prior postings about digital presses.)

E-Journal: A Drupal-Based E-Journal Publishing System

Roman Chyla has developed E-Journal, an e-journal management and publishing system based upon the popular open-source Drupal content management system.

Here is a description from the E-Journal site:

This module allows you to create and control own electronic journals in Drupal—you can set up as many journals as you want, add authors and editors. Module gives you issue management and provides list of vocabularies (to browse) and archive of published articles. This module is more sophisticated than epublish.module and was inspired by Open Journal System. Our workflow is not so rigid though and because of the Drupal platform, you can do much more with e-journal than with OJS – potentially ;-).

An example journal that uses E-Journal is Ikaros .

(Prior postings about e-journal management and publishing systems.)

Fez+Fedora Repository Software Gains Traction in US

The February 2007 issue of Sustaining Repositories reports that more US institutions are using or investigating a combination of Fez and Fedora (see the below quote):

Fez programmers at the University of Queensland (UQ) have been gratified by a surge in international interest in the Fez software. Emory University Libraries are building a Fez repository for electronic theses. Indiana University Libraries are also testing Fez+Fedora to see whether to replace their existing DSpace installation. The Colorado Alliance of Research Libraries (http://www.coalliance.org/) is using Fez+Fedora for their Alliance Digital Repository. Also in the US, the National Science Digital Library is using Fez+Fedora for their Materials Science Digital Library (http://matdl.org/repository/index.php).

AAUP Statement on Open Access

The Association of American University Presses has issued a statement on Open Access. Peter Suber and Ben Vershbow have commented the statement. Also, there was an article about it in Inside Higher Ed ("University Presses Take Their Stand").

Here is an excerpt from that statement (minus footnote numbers):

From the founding of the first American university presses in the late 19th century, the purpose of the university press has always been to assist the university in fulfilling its noble mission "to advance knowledge, and to diffuse it not merely among those who can attend the daily lectures—but far and wide," in the famous words of President Daniel Coit Gilman of the Johns Hopkins University. Universities acknowledged then that for most scholarly works there was insufficient commercial demand to sustain a publishing operation on sales alone, and recognized an obligation to establish and subsidize their own presses in order to serve the mission of universities to share the knowledge they generate.

Knowledge is expensive to produce, and requires—in addition to the scholar’s own work—knowledgeable editorial selection and careful vetting as well as a high level of quality in copyediting, design, production, marketing, and distribution in order to achieve the excellence for which American universities have come to be widely praised. Universities have made substantial investments in their presses, and the staffs who run them are expert at what they do. The system of scholarly communication that these presses support has played a vital role in the spread of knowledge worldwide. Calls for changing this system need to take careful account of the costs of doing so, not just for individual presses but for their parent universities, and for the scholarly societies that also contribute in major ways to the current system.

And, indeed, while proud of their achievements, university presses and scholarly societies have never been averse to change. Rather, being embedded in the culture of higher education that values experimentation and advances in knowledge, presses have themselves been open to new ways of facilitating scholarly communication and have been active participants in the process. Prominent examples from the last decade include Project MUSE, the History E-Book Project, the History Cooperative, California’s AnthroSource and eScholarship Editions, Cambridge Companions Online, Chicago’s online edition of The Founders’ Constitution, Columbia’s International Affairs Online (CIAO) and Gutenberg-e, The New Georgia Encyclopedia, MIT CogNet, Oxford Scholarship Online and Oxford’s recent experiments with open access journals, Virginia’s Rotunda, and Michigan’s new press and library collaboration digitalculturebooks.

The phrase "open access" has come to symbolize the pressure for change in the system, largely in response to the financial burden on academic libraries of maintaining subscriptions to commercially published journals in science, technology, and medicine (STM). Without reform to this system many fear that the results of new research will increasingly be accessible to an ever-shrinking number of the wealthiest universities. Hence the call has arisen for a new publishing model of open access that will ensure the continued ability of universities to disseminate knowledge "far and wide."

The well-known Budapest Open Access Initiative (BOAI), in promoting a solution to the high price of STM journals, defines open access as "permitting any users to read, download, copy, distribute, print, search, or link to the full texts of these articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the Internet itself." In principle, this definition of open access could be applied to all types of scholarly publishing, and calls for widespread use of institutional repositories and for self-archiving by individual scholars in order to promote such open access are by no means limited to just STM journal literature. Although the debate over open access has centered almost exclusively on one sector of publishing, STM journals, there is no reason to limit the discussion to that sector and indeed, given the interconnectedness of knowledge, it is unwise not to explore the implications of open access for all fields of knowledge lest an unfortunate new "digital divide" should arise between fields and between different types of publishing. The recently proposed legislation known as the Federal Research Public Access Act of 2006 (FRPAA) would affect a wide range of research that receives funding from 11 federal agencies, including the National Science Foundation, the Environmental Protection Agency, and the Departments of Energy, Education, and Defense. The American Council of Learned Societies, in its 2006 report on "Cyberinfrastructure for the Humanities and Social Sciences," has advocated such open access for all social science and humanities scholarship. However, there is a wide range of models that can be subsumed under the generic term "open access," with both risks and benefits to the entire system of scholarly communications that are as yet not fully understood.

The member presses of AAUP, which include scholarly societies, recognize that they have an obligation to confront the many challenges—economic, legal, and technological—to the existing system and to participate with all willing partners, both within and outside the university, to strengthen and expand scholarly communications. Many of them, often in collaboration with research libraries, are already experimenting with new approaches, including varieties of open access that seek to balance the mission of scholarly communication with its costs.

Those costs today are covered by a combination of institutional subsidies and sales in the marketplace. On average, AAUP university-based members receive about 10% of their revenue as subsidies from their parent institution, 85% from sales, and 5% from other sources. Therefore the AAUP believes it is important to keep an open mind about what constitutes open access, since some kinds of open access are compatible with a market-based model. The National Academies Press, for instance, makes all of its books available online for free full-text browsing worldwide while offering both downloadable PDFs and print copies for sale.

For the more radical approaches that abandon the market as a viable basis for the recovery of costs in scholarly publishing and instead try to implement a model that has come to be known as the "gift economy" or the "subsidy economy," the AAUP urges that the following points be kept in mind:

1) BOAI-type open access will require large contributions from either the authors or other sources (including foundations and libraries, which pay "member" fees instead of paying for subscriptions). Scholars at less wealthy institutions or those with no institutional affiliations may experience greater difficulty in publishing unless fees are waived or reduced (a process that will increase the burden on other authors, who will have to pay higher fees to offset the waivers). This will be especially true for monographs, the publishing cost for which now runs around $25,000 to $30,000 (for an average monograph of 250 pages with no illustrations) and would still be close to $20,000 to $25,000 if no printing were done or inventory maintained by the publisher. While inequities among users may be resolved by open-access publishing, they may resurface as inequities among authors.

2) Costs for scholarly communication overall will not change radically, but merely be shifted from one sector of the university to another. For university presses and scholarly societies currently, only 17% to 20% of the publishing costs of monographs are spent on manufacturing, so most of their other expenses will still need to be covered Even so, many end users will prefer to print out what they want to read, especially longer articles and books, using printing devices that are less economical than dedicated printing presses. Moreover, since traditional print publishing will not disappear overnight, there will be the continuing costs of maintaining that part of the system in addition to the new costs of supporting online publishing ventures. Finally, if faculty are asked themselves to become publishers, they will spend more of their time performing tasks for which they are not trained and less on the teaching and research for which they are, resulting in an overall loss in economic efficiency for the university as a whole.

3) Requirements for fully free-to-user open access publishing of journal articles, whether through the journals themselves or by way of open institutional repositories or authors’ self-archiving, will undermine existing well-regarded services like Project MUSE (the electronic database of more than 300 journals in the humanities and social sciences jointly operated by the library and press at Johns Hopkins) that rely on institutional site licensing to be sustained. BOAI-style open access is inherently incompatible with site licensing as a model for journal publishing and archiving.

4) In 2005, university presses recovered 90% of their operating costs, roughly $500 million, from sales. Of that $500 million, sales to libraries account for 15% to 20%, or $75 to $100 million. The rest comes from sales to general and college bookstores, to online retailers, and directly to individual scholars. Under free-to-user open access, universities that operate presses would need to be prepared to decide how much of the cost of maintaining the system they would want to continue bearing and how much they would expect other universities to absorb by providing full or partial faculty subsidies for publication of both journal articles and monographs. Any university opting for full support could expect its costs to rise dramatically. Conversely, if any parent university decided to maintain only its current support, other universities not now supporting the system, or doing so only through small and occasional subsidies for faculty publication, would also see their costs increase. Offsetting these costs would be whatever amounts their libraries would save in journal subscriptions and monograph purchases, but since commercial publishers (and many society publishers) would not have the option of converting to a full "subsidy economy," those amounts would be equivalent to only what libraries currently spend on university press publications.

5) If commercial publishers should decide to stop publishing research under the constrained circumstances envisioned by advocates of free-to-user open access, what happens to the journals abandoned by these publishers? How many of them could universities afford to subsidize through faculty grants? How much could universities with presses increase the output of their presses to accommodate the monographs now published commercially? The answers to these questions could involve significant new capital investments. In addition, the case of scholarly societies under BOAI-style open access is particularly worrying. As non-profit organizations committed to supporting effective scholarly communications and professional standards in their fields, these societies provide a wide range of services to scholars and scholarship, including annual conferences, professional development opportunities, recognition of scholarly excellence, and statistical information on such matters as enrollment and employment in their fields, as well as respected publishing programs. Whether a given society’s publishing activities underwrite other services or must be supported by other revenues, funding for essential professional and scholarly activities would be jeopardized by a mandated shift to free-to-user open access, increasing the financial burdens on individual scholars as both authors and professionals.

For university presses, unlike commercial and society publishers, open access does not necessarily pose a threat to their operation and their pursuit of the mission to "advance knowledge, and to diffuse it. . . far and wide." Presses can exist in a gift economy for at least the most scholarly of their publishing functions if costs are internally reallocated (from library purchases to faculty grants and press subsidies). But presses have increasingly been required by their parent universities to operate in the market economy, and the concern that presses have for the erosion of copyright protection directly reflects this pressure. Any decision to switch from a market to a gift economy requires very careful thought and planning. The AAUP and its member presses welcome the opportunity to collaborate with university administrators, librarians, and faculty in designing new publishing models, mindful that it is important to protect what is most valuable about the existing system, which has served the scholarly community and the general public so well for over a century, while undertaking reforms to make the system work better for everyone in the future.

Wildfire Institutional Repository Software

One of the interesting findings of my brief investigation of open access repository software by country was the heavy use of Wildfire in the Netherlands.

Wildfire was created by Henk Druiven, University of Groningen, and it is used by over 70 repositories. It runs on a PHP, MySQL, and Apache platform.

Here is a brief description from In Between.

Wildfire is the software our library uses for our OAI compatible repositories. It is a flexible system for setting up a large number of repositories that at the same time allows them to be aggregated in groups. A group acts like yet another repository with its own harvest address and user interface.

There are several descriptive documents about Wildfire, but most are not in English.

Open Access Repository Software Use By Country

Based on data from the OpenDOAR Charts service, here is snapshot of the open access repository software that is in use in the top five countries that offer such repositories.

The countries are abbreviated in the table header column as follows: US = United States, DK = Germany, UK = United Kingdom, AU = Australia, and NL = Netherlands. The number in parentheses is the reported number of repositories in that country.

Read the country percentages downward in each column (they do not total to 100% across the rows).

Excluding "unknown" or "other" systems, the highest in-country percentage is shown in boldface.

Software/Country US (248) DE (109) UK (93) AU (50) NL (44)
Bepress 17% 0% 2% 6% 0%
Cocoon 0% 0% 1% 0% 0%
CONTENTdm 3% 0% 2% 0% 0%
CWIS 1% 0% 0% 0% 0%
DARE 0% 0% 0% 0% 2%
Digitool 0% 0% 1% 0% 0%
DSpace 18% 4% 22% 14% 14%
eDoc 0% 2% 0% 0% 0%
ETD-db 4% 0% 0% 0% 0%
Fedora 0% 0% 0% 2% 0%
Fez 0% 0% 0% 2% 0%
GNU EPrints 19% 8% 46% 22% 0%
HTML 2% 4% 4% 4% 0%
iTor 0% 0% 0% 0% 5%
Milees 0% 2% 0% 0% 0%
MyCoRe 0% 2% 0% 0% 0%
OAICat 0% 0% 0% 2% 0%
Open Repository 0% 0% 3% 0% 2%
OPUS 0% 43% 2% 0% 0%
Other 6% 7% 2% 2% 0%
PORT 0% 0% 0% 0% 2%
Unknown 31% 28% 18% 46% 23%
Wildfire 0% 0% 0% 0% 52%

Snapshot Data from OpenDOAR Charts

OpenDOAR has introduced OpenDOAR Charts, a nifty new service that allows users to create and view charts that summarize data from its database of open access repositories.

Here’s what a selection of the default charts show today. Only double-digit percentage results are discussed.

  • Repositories by continent: Europe is the leader with 49% of repositories. North America places second with 33%.
  • Repositories by country: In light of the above, it is interesting that the US leads the pack with 29% of repositories. Germany (13%) and the UK follow (11%).
  • Repository software: After the 28% of unknown software, EPrints takes the number two slot (21%), followed by DSpace (19%).
  • Repository types: By far, institutional repositories are the leader at 79%. Disciplinary repositories follow (13%).
  • Content types: ETDs lead (53%), followed by unpublished reports/working papers (48%), preprints/postprints (37%), conference/workshop papers (35%), books/chapters/sections (31%), multimedia/av (20%), postprints only (17%), bibliographic references (16%), special items (15%), and learning objects (13%).

This is a great service; however, I’d suggest that University of Nottingham consider licensing it under a Creative Commons license so that snapshot charts could be freely used (at least for noncommercial purposes).

Census of Institutional Repositories in the United States

The Council on Library and Information Resources has published the Census of Institutional Repositories in the United States: MIRACLE Project Research Findings, which was written by members of the University of Michigan School of Information’s MIRACLE (Making Institutional Repositories a Collaborative Learning Environment) Project. The report is freely available in digital form.

Here is an excerpt from the CLIR press release:

In conducting the census, the authors sought to identify the wide range of practices, policies, and operations in effect at institutions where decision makers are contemplating planning, pilot testing, or implementing an IR; they also sought to learn why some institutions have ruled out IRs entirely.

The project team sent surveys to library directors at 2,147 institutions, representing all university main libraries and colleges, except for community colleges, in the United States. About 21% participated in the census. More than half of the responding institutions (53%) have done no IR planning. Twenty percent have begun to plan, 16% are actively planning and pilot testing IRs, and 11% have implemented an operational IR.

While the study confirms a number of previous survey findings on operational IRs—such as the IR’s disproportionate representation at research institutions and the leading role of the library in planning, testing, implementing, and paying for IRs—the census also offers a wealth of new insights. Among them is the striking finding that half of the respondents who had not begun planning an IR intend to do so within 24 months.

Other institutional repository surveys include the ARL Institutional Repositories SPEC Kit and the DSpace community survey.

Swinburne Online Journals

The Swinburne University of Technology’s Information Resources Group is leading ARROW’s (Australian Research Repositories Online to the World) open access journal publishing effort.

Using Open Journal Systems, Swinburne Online Journals currently publishes 4 open access journals:

  • The Australian Journal of Emerging Technologies and Society: "The Australian Journal of Emerging Technologies and Society (AJETS) is a multi-disciplinary journal, focusing on the complex relationship between science and technology and their wider socio-cultural contexts. Perhaps more importantly, AJETS is designed as a forum for informed discussion and debate about the role of technology in society, drawing on a variety of viewpoints from all branches of the social and behavioural sciences and humanities."
  • Cosmos and History: The Journal of Natural and Social Philosophy: "Cosmos and History is a peer-reviewed, open-access journal of natural and social philosophy. It serves those who see philosophy’s vocation in questioning and challenging prevailing assumptions about ourselves and our place in the world, developing new ways of thinking about physical existence, life, humanity and society, so helping to create the future insofar as thought affects the issue. Philosophy so conceived is not exclusively identified with the work of professional philosophers, and the journal welcomes contributions from philosophically oriented thinkers from all disciplines."
  • E-Journal of Applied Psychology: The E-Journal of Applied Psychology: "The E-Journal of Applied Psychology (E-JAP) is a web-based international outlet for original research articles which apply psychological theories to clinical and social issues."
  • Bukker Tillibul: Peer-reviewed journal about online writing that includes scholarly articles and creative works.

(Prior postings about digital presses.)

National Library of Australia’s Open Publish Service

Using Open Journal Systems, the National Library of Australia’s Open Publish service currently publishes five open access journals:

  • » Australasian Victorian Studies Journal: "The Australasian Victorian Studies Journal is published by the Australasian Victorian Studies Association whose inter-disciplinary nature it reflects: articles from disciplines as diverse as archeology, architecture, art, economics, history, landscape gardening, literature, medicine, philosophy, psychology, science, sociology, spiritualism, town planning and theatre are likely to appear in its pages. The journal is refereed and each issue is normally devoted to a theme." Archived using the LOCKSS system.
  • » Gateways: "Gateways is the National Library of Australia’s online journal for the Australian library profession and community."
  • » Harold White Fellowship Journal: Publishes articles by fellowship holders. Archived using the LOCKSS system.
  • » Journal of the Association for the Study of Australian Literature: "JASAL is a peer-reviewed journal, published annually by the Association for the Study of Australian Literature. JASAL welcomes essays that consider Australian literature in all its forms (fictional, critical, print, filmic, and so on) and in terms of its socio-political and cultural contexts."
  • » Reviews in Australian Studies: "Reviews in Australian Studies is a journal of the British Australian Studies Association (BASA). BASA was established in 1982 to bring together individuals and institutions concerned with the study of Australia, and/or the teaching of Australian topics in secondary and tertiary education." Archived using the LOCKSS system.

You can read more about Open Publish in Bobby Graham’s Information Online 2007 paper "Open Publish: Open Access to Scholarly Research."

(Prior postings about digital presses.)

All Hindawi Journals Now Open Access

Hindawi’s EURASIP Journal on Advances in Signal Processing and International Journal of Mathematics and Mathematical Sciences journals are now open access, finishing the conversion of Hindawi’s 64 journals to the open access model.

Excerpt from the press release:

"We didn’t have a firm time frame for completing our OA transition when we started this process in late 2004," said Ahmed Hindawi, co-founder and CEO of Hindawi. "However, we are pleased to have completed the process in a bit over two years. Now that we have the legacy publishing model behind us, it is time to fully concentrate on aggressively growing our OA publishing program."

Washington DC Principles for Free Access to Science Coalition Statement

Hard on the heels of the "Brussels Declaration on STM Publishing" by STM publishers, the Washington DC Principles for Free Access to Science Coalition has issued a statement condemning the Federal Research Public Access Act and similar measures.

An excerpt from the press release follows:

"The long tradition of methodical scientific inquiry and information sharing through publication in scholarly journals has helped advance medicine to where it is today," said Martin Frank of the American Physiological Society and coordinator of the coalition. "We as independent publishers must determine when it is appropriate to make content freely available, and we believe strongly it should not be determined by government mandate."

The Coalition also reaffirmed its ongoing practice of making millions of scientific journal articles available free of charge, without an additional financial burden on the scientific community or on funding agencies. More than 1.6 million free articles are already available to the public free of charge on HighWire Press.

"The scholarly publishing system is a delicate balance between the need to sustain journals financially and the goal of disseminating scientific knowledge as widely as possible. Publishers have voluntarily made more journal articles available free worldwide than at any time in history — without government intervention," noted Kathleen Case of the American Association for Cancer Research.

The Coalition expressed concern that a mandatory timetable for free access to all federally funded research could harm journals, scientists, and ultimately the public. Subscriptions to journals with a high percentage of federally funded research would decline rapidly. Subscription revenues support the quality control system known as peer review and also support the educational work of scientific societies that publish journals.

Undermining subscriptions would shift the cost of publication from the publisher who receives subscription revenue to the researcher who receives grants. Such a shift could:

Divert scarce dollars from research. Publishers now pay the cost of publication out of subscription revenue; if the authors have to pay, the funds will come from their research grants. Nonprofit journals without subscription revenue would have to rely on the authors’ grant funds to cover publication costs, which would divert funding from research.

Result in only well-funded scientists being able to publish their work. The ability to publish in scientific journals should be available equally to all.

Reduce the ability of journals to fund peer review. Most journals spend 40% or more of their revenue on quality control through the peer review system; without subscription income and with limitations on author fees, peer review would suffer.

Harm those scientific societies that rely on income from journals to fund the professional development of scientists. Revenues from scholarly publications fund research, fellowships to junior scientists, continuing education, and mentoring programs to increase the number of women and under-represented groups in science, among many other activities.

Prominent open access advocates Stevan Harnad and Peter Suber have both critiqued the statement in detail.

The Brussels Declaration: You Don’t Need a Weatherman to Know Which Way the Wind Blows

The recent "Brussels Declaration on STM Publishing" by major scholarly publishers, such as Elsevier and Wiley, can be boiled down to: the scholarly publishing system ain’t broke, so don’t try to fix it. It provides an interesting contrast to the 2004 "Washington DC Principles for Free Access to Science" by not-for-profit publishers, which outlined a variety of strategies for making content freely available.

Sadly, it suggests that the "Brussels Declaration" publishers fail to fully understand that the decades-old serials crisis has deeply alienated several generations of librarians, who are their primary customers. Publishers count on libraries being captive customers because scholarly publishing is monopolistic in nature (e.g., one journal article does not substitute for another article) and, consequently, demand is relatively inelastic, regardless of price. However, it is a rare business that thrives by alienating its customers. As the SPARC initiative and similar efforts illustrate, many librarians want to dramatically change the existing scholarly publishing system.

Driven by endless library serials cuts for journals in their disciplines, a growing belief that scholarly literature needs to be freely available for global scholarship to flourish, and excitement over the new potentials of digital publishing, scholars increasingly want to change the system as well. As has often been noted, the open access movement is not anti-publisher, but it is publisher-neutral, meaning that, as long as certain critical functions (such as peer review) are adequately performed, it does not matter how freely available scholarly works are published.

In my view, publishers add significant value to scholarly journals and other works. Some of these value-added functions are currently difficult to replicate; however, given technological advances in open-source digital publishing software, the number of these functions has been dwindling. A key question is: How long will it be before the most difficult production-oriented functions can be easily replicated, leaving non-technical functions, such as branding and prestige, to be dealt with? Another is: How long will it be before viable new modes of scholarly publishing, supported by open source software, are developed that compete with existing publishing models?

The clock is ticking. The more intransigent publishers are, the stronger the incentive for those who want change to improve open source publishing tools, to fund low-cost or open access publishing alternatives, to seek remedies from governments and other organizations that fund research, and to develop new modes of scholarly publishing.

Dialog, openness to new funding strategies and publishing practices, compromise, and imagination may serve publishers better in the long run than denial, rigidity, and attack. A more flexible outlook may reveal opportunities, not just dangers, in a scholarly publishing system in flux.

Open Access Petition Given to European Commission

A petition that asks the European Commission to endorse the recommendations of the 2006 Study on the Economic and Technical Evolution of the Scientific Publication Markets of Europe was delivered to Janez Potocnik, EU Commissioner for Science and Research.

The petition has over 20,000 signatures, including those of senior officials from 750 education, research, and cultural organizations and several Nobel laureates.

See the JISC press release for further details.

Economists’ Self-Archiving Behavior

Ted C. Bergstrom and Rosemarie Lavaty have deposited an eprint in eScholarship that studies the self-archiving behavior of economists ("How Often Do Economists Self-Archive?").

They summarize their findings in the paper’s abstract:

To answer the question of the paper’s title, we looked at the tables of contents from two recent issues of 33 economics journals and attempted to find a freely available online version of each article. We found that about 90 percent of articles in the most-cited economics journals and about 50 percent of articles in less-cited journals are available. We conduct a similar exercise for political science and find that only about 30 percent of the articles are freely available. The paper reports a regression analysis of the effects of author and article characteristics on likelihood of posing and it discusses the implications of self-archiving for the pricing of subscription-based academic journals.

Their conclusion suggests that significant changes in journal pricing could result from self-archiving:

As more content becomes available in open access archives, publishers are faced with greater availability of close substitutes for their products and library demand for journals is likely to become more price-elastic. The increased price-responsiveness means that profit-maximizing prices will fall. As a result, it can be hoped that commercial publishers will no longer be able to charge subscription prices greatly in excess of average cost. Thus the benefits of self-archiving to the academic community are twofold. There is the direct effect of making a greater portion of the body of research available to scholars everywhere and the secondary effect of reducing the prices charged by publishers who exploit their monopoly power.

American Society for Cell Biology Issues Open Access Position Paper

The American Society for Cell Biology (ASCB) has issued an open access position paper ("ASCB Position on Public Access to Scientific Literature").

Here is an excerpt:

The ASCB believes strongly that barriers to scientific communication slow scientific progress. The more widely scientific results are disseminated, the more readily they can be understood, applied, and built upon. The sooner findings are shared, the faster they will lead to new scientific insights and breakthroughs. This conviction has motivated the ASCB to provide free access to all of the research articles in Molecular Biology of the Cell two months after publication, which it has done since 2001. . . .

Some publishers argue that providing free access to their journal’s content will catastrophically erode their revenue base. The experience of many successful research journals demonstrates otherwise; these journals make their online content freely available after a short embargo period that protects subscription revenue. For example, as noted above, the content of Molecular Biology of the Cell is free to all after only two months, yet the journal remains not only financially sound, but profitable. The data clearly show that free access and profitability are not mutually exclusive.

Our goal should be to make research articles freely available as soon as feasible so that science and the public benefit from their expanded use and application. At the same time, it is important that nonprofit societies and other publishers generate sufficient revenues to sustain the costs of reviewing and publishing articles. We believe that a six-month embargo period represents a reasonable compromise between the financial requirements of supporting a journal and the need for access to current research.