Walt Crawford: "Gold Open Access 8 Is Now Available"


Gold Open Access 2017-2022: Articles in Journals (GOA8) is now available in print book, PDF ebook, and dataset forms. The print book–a 6×9 trade paperback with color graphs–is $11.50 (or the nearest equivalent in other currencies supported by Lulu), of which I receive a stunning $0.24. The PDF ebook and dataset are both free, and all versions are CC-BY.

https://cutt.ly/WwqKXwVM

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"Towards an Author-Centered Open Access Monograph Program: Understanding Open Access Cultures in Scholarly Publishing"


Author attitudes towards Open Access (OA) remains an important area of investigation in academic publishing. The successful implementation of new OA infrastructure and business models depend on their reception within scholarly communities. This paper proposes "Open Access Culture"—the set of beliefs, practices, and attitudes towards OA publishing shared by members of an academic field—as a framework to understand how OA innovations are and will be received by different scholarly communities. The investigation of OA culture helps identify the needs of individual academic fields (e.g., the importance of print publishing for a particular field), thus foregrounding author preferences in the publishing process. The University of Michigan Press (UMP) is drawing upon the OA Culture framework to aid the implementation of its OA monograph initiative. UMP has undertaken research (author survey as well as editor, author, and librarian interviews) to understand how the monograph initiative will integrate different fields. This paper presents results of this research demonstrating the application of the OA Culture framework to several fields, as well the Humanities, Arts, and Humanistic Social Sciences (HSS) more broadly. This is one way that University Presses may take an author-centered approach to OA publishing programs, one that foregrounds the needs of individual authors and considers their unique disciplinary context. Moreover, the paper offers a recent view of sentiments towards OA in the HSS and thus helps to contextualize the current OA landscape.

https://doi.org/10.3998/jep.3332

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UC System: "Re: UCOLASC [University Committee on Library and Scholarly Communication] Statement on Retention of Author Rights in License to Publish Agreements"


As discussed at our joint UCOLASC and Council of University Librarians (CoUL) meeting held on February 15, 2023, the Project Transform Negotiating Team (PTNT) and Project Transform Working Group (PTWG) have learned that many publishers are requiring University of California (UC) authors to sign "License to Publish" (LTP) agreements, which purport to grant exclusive rights to publishers and contravene the spirit of the open access (OA) policies and declarations strongly endorsed by UC faculty.We find this now-common practice to be unacceptable and therefore ask you to prioritize the issue of author rights and act on our behalf when you negotiate with publishers. . . .

UCOLASC urges the Project Transform Negotiating Team (PTNT) to negotiate transformative open access agreements with publishers stipulating that authors only grant "limited" or "nonexclusive" licenses to publishers. Liberal Creative Commons (CC) licenses (e.g., CC BY) should be applied as the default choice, and licenses that restrict commercial and derivative uses of the work (e.g., CC BY-NC, CC BY-ND, and CC BY-NC-ND) should function as originally intended with authors always free to do whatever they want with their own works.

https://bit.ly/43uzuDd

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"What is Your Threshold? The Economics of Open Access Scholarly Book Publishing, the ‘Business’ of Care, and the Case of punctum books"


In this article, we share how a small, independent, academic open access (OA) press, punctum books, has survived and can maybe thrive financially, but also in terms of human quality of life dividends, in the very precarious landscape of making and funding open books. Tracing the history of the press and our bumpy road to better financial sustainability, and the ways in which we have settled upon a business model that purposefully "scales small," we argue that the mission and the business model of any OA book publisher must be in better alignment than is currently the case in much of academic publishing and that bibliodiversity, along with an ethics of care—of ourselves, our authors, and the librarians who fund us—should be paramount in everything we do as a publisher. We also offer a brief survey of the current state of the field of library funded OA books initiatives in order to raise some questions about the weight and logics of these initiatives and, with more and more players entering this scene, about the viability more largely of consortial library funding for OA books in the United States.

https://doi.org/10.3998/jep.3627

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Athena Unbound: Why and How Scholarly Knowledge Should Be Free for All


In Athena Unbound, Peter Baldwin offers an up-to-date look at the ideals and history behind OA, and unpacks the controversies that arise when the dream of limitless information slams into entrenched interests in favor of the status quo. . . .

Baldwin addresses the arguments in terms of disseminating scientific research, the history of intellectual property and copyright, and the development of the university and research establishment. As he notes, the hard sciences have already created a funding model that increasingly provides open access, but at the cost of crowding out the humanities. Baldwin proposes a new system that would shift costs from consumers to producers and free scholarly knowledge from the paywalls and institutional barriers that keep it from much of the world.

https://doi.org/10.7551/mitpress/14887.001.0001

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"European Scholarly Journals from Small- and Mid-Size Publishers: Mapping Journals and Public Funding Mechanisms"


This study investigates the relationship between scholarly journal publishing and public funding, specifically concerning the context of small- and mid-sized journal publishers in European countries. As part of the movement towards open science, an increasing number of journals globally are free to both read and publish in, which increases the need for journals to seek other resources instead of subscription income. The study includes two separate components, collecting data separately for each European country (including transcontinental states): (1) the volume and key bibliometric characteristics of small- and mid-sized journal publishers and (2) information about country-level public funding mechanisms for scholarly journals. The study found that there are 16,387 journals from small- and mid-sized publishers being published in European countries, of which 36 per cent are already publishing open access. There is a large diversity in how countries reserve and distribute funds to journals, ranging from continuous inclusive subsidies to competitive grant funding or nothing at all.

https://doi.org/10.1093/scipol/scac081

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Council of the European Union: "Council Calls for Transparent, Equitable, and Open Access to Scholarly Publications"


In its conclusions, the Council calls on the Commission and the member states to support policies towards a scholarly publishing model that is not-for-profit, open access and multi-format, with no costs for authors or readers. Some Member States have introduced secondary publication rights into their national copyright legislation, enabling open access to scholarly publications which involve public funds. The Council encourages national open access policies and guidelines to make scholarly publications immediately openly accessible under open licences. The conclusions acknowledge positive developments in terms of monitoring progress, like within the framework of the European Open Science Cloud (EOSC), and suggest including open science monitoring in the European Research Area monitoring mechanism. The Council conclusions also encourage Member States to support the pilot programme Open Research Europe (to create a large-scale open access research publishing service), the use of open-source software and standards, to recognise and reward peer review activities in the assessment of researchers as well as to support the training of researchers on peer-review skills and on intellectual property rights.

https://bit.ly/3MS2leY

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"Gold Open Access Output and Expenditures in the United States in the Past Decade"


In this study we demonstrated some of the main differences in Gold Open Access publications and expenditures across various states and institutions in the United States. Our data shows that the majority of states published between 1,000 – 7,000 Gold Open Access publications and spent up to 6million dollars in the past 10 years. However, there are some noteworthy outliers such as Washington, Minnesota and Maryland with relatively low number of publications and high expenditures while states such as California, Ohio and especially New York which published relatively high number of Gold Open Access papers with relatively low costs comparatively.

https://doi.org/10.55835/64410a4a643beb0d90fc4707

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"Research Libraries Advance Open Scholarship and Community Engagement"


The Association of Research Libraries (ARL) has published brief profiles of the eight institutions that participated in the 2021–2022 pilot program Accelerating the Social Impact of Research (ASIR). The pilot engaged small teams from eight ARL member libraries who wanted to share strategies to accelerate the adoption and implementation of open-science principles for social-impact and community-engaged research and scholarship.

https://bit.ly/3pZKqtU

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"Books in a Bubble.: Assessing the OAPEN Library Collection "


Open access infrastructure for books is becoming more mature, and it is being used by an in-creasing number of people. The growing importance of open access infrastructure leads to more interest in sustainability, governance and impact assessment. For this paper, we will assess the OAPEN Library. In the spring of 2022, it passed the milestone of 20,000 titles. This was a good moment to evaluate the core asset of the OAPEN Library: its collection.

The OAPEN Library contains freely accessible books and chapters, all of which have undergone external peer review. In other words, it functions as an academic library and in our assessment we should treat it as such. However, it is an online library and the limitations of physical books do not play a part. Shelf space is not to be considered.

More important is the question of how well the collection meets the needs of its users. The OAPEN Library sees global usage; the collection reflects this by offering titles in over 50 languages. The collection is not focused on a specific subject area, but the choice of medium — books and chapters, not journals and articles — is more strongly associated with the humanities and social sciences. It does not track its users, but the supporters of the OAPEN Libraries are globally dis-tributed academic institutions, scientific and scholarly funders and publishers. An assessment of the OAPEN Library should therefore take into account the diversity of languages, subjects and stakeholders.

https://doi.org/10.36253/jlis.it-498

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"Canadian Association of Research Libraries (CARL) Releases the National Advocacy Framework for Open Educational Resources (OER)"


The Canadian Association of Research Libraries (CARL) is proud to announce the release of a comprehensive document, A National Advocacy Framework for Open Educational Resources in Canada, aimed at advancing the adoption and support of open educational resources (OER) across the country.

This framework is the result of collaborative efforts involving diverse stakeholders, including national student groups, provincial open education organizations, scholars, advocates in open education, and representatives from higher education institutions. Its purpose is to help advance and inform advocacy efforts directed at the Federal government. The ultimate goal is to provide guidance to stakeholders in advocating for federal involvement in OER.

https://bit.ly/3OvhBzL

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"Rethinking Transparency and Rigor from a Qualitative Open Science Perspective"


To further complicate matters, many qualitative researchers would posit that while secondary data are a combination of the researcher’s perceptions and observations, even primary data, such as interview transcripts, are filtered to some extent through the researcher. This is because, in qualitative research, the researcher is an instrument of both data collection and analysis . . . .

The researcher-as-instrument tradition also complicates discussions around reproducibility (i.e., the ability for another researcher to look at someone’s data and reproduce the analyses), one of the key components of rigor as it is currently discussed in the open science movement (NIH, n.d.). Quantitative researchers’ focus on reproducibility is often contrary to the tenets of qualitative research, particularly in methodologies aiming to uncover new ways of knowing, such as constructivist and grounded theory approaches. If one understands the researcher as a data collection instrument and a filter through which data is processed, strict quantitative-focused reproducibility becomes less likely—not through misconduct or error, but because ultimately, people conduct research, and people are not likely to have exactly the same perspectives. Guidelines that reinforce reproducibility without addressing this tension are not going to be useful for all researchers.

https://bit.ly/3MEbtnk

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"PeerJ Announces a New Open Access Model and the University of Bath as Their First Institutional Partner"


PeerJ has announced a new Open Access model and their first institutional partner. The award-winning publisher intends to move towards collective action for globally equitable Open Access, and their first step to this goal is a new model for institutional partners — Annual Institutional Memberships (AIMs). AIMs remove payment barriers to Open Access for authors, reduces the administration of Open Access payments, and guarantees value for partners. The University of Bath is PeerJ’s first partner in this new program, which will provide unlimited publishing for Bath’s faculty for a flat annual fee.

https://www.eurekalert.org/news-releases/989462

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"A Scoping Review on the Use and Acceptability of Preprints"


Preprints are open and accessible scientific manuscript or report that has not been submitted to a peer reviewed journal. The value and importance of preprints has grown since its contribution during the public health emergency of the COVID-19 pandemic. Funders and publishers are establishing their position on the use of preprints, in grant applications and publishing models. However, the evidence supporting the use and acceptability of preprints varies across funders, publishers, and researchers. The purpose of this scoping review was to explore the current evidence on the use and acceptability of preprints by publishers, funders, and the research community throughout the research lifecycle.

https://doi.org/10.31235/osf.io/nug4p

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"Unpicking Subscribe to Open"


Tricia Miller and Andrea Lopez explain how the [Subscribe to Open] model benefits everyone in the scholarly community.. . .The way S2O works is that existing institutional customers continue to subscribe to the journals. With sufficient support, every new volume is immediately converted to OA under a Creative Commons license and is available for everyone to read and re-use. If support is insufficient, the paywall is retained. The ethos of the model is "equity": there are no fees to publish and no barriers to readership, and it can be applied by journals in any field of research.

https://bit.ly/41nGqjW

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Open Science: A Practical Guide for Early-Career Researchers


Beginning researchers are an important link in the transition to Open Science, so this guide is aimed at PhD candidates, Research Master Students, and early-career researchers from all disciplines at Dutch universities and research institutes. [This guide will be very useful to non-Dutch researchers.] It is designed to accompany researchers in every step of their research, from the phase of preparing your research project and discovering relevant resources (chapter 2) to the phase of data collection and analysis (chapter 3), writing and publishing articles, data, and other research output (chapter 4), and outreach and assessment (chapter 5). Every chapter provides you with the best tools and practices to implement immediately.

https://doi.org/10.5281/zenodo.7716152

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"Open Access at a Crossroads: Library Publishing and Bibliodiversity"


The open access movement has gained momentum since the Budapest Open Access Initiative (BOAI) first launched twenty years ago. Notably, there has been a drastic increase in the number of open access articles. Concerns have been raised about equality and diversity issues, however, for researchers without an affiliation (e.g. independent, unemployed and retired researchers) and researchers on the "scientific periphery" who are excluded from the gold open access model. This article argues that the gold open access model is destructive to the knowledge production ecosystem by addressing the importance of bibliodiversity and the ways in which library publishing can contribute to sustainable and equitable knowledge production.

https://doi.org/10.1629/uksg.613

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"Open Access to Books — the Perspective of a Non-profit Infrastructure Provider"


This article describes the open access (OA) book platforms OAPEN Library and Directory of Open AccessBooks (DOAB), based on 1.the development and activities of OAPEN in the first ten years; 2. the underlying technical approach behind the platforms; 3. the current role of OAPEN and DOAB and future outlook.

OAPEN started out as a project funded by the European Commission, and become a legal non-profit Dutch entity in 2011. It hosts, disseminates and preserves open access books. OA book publishing has been explored in several pilot projects. Its current collection contains over 24,000 documents. DOAB launched in 2012, inspired and supported by DOAJ. It became a legal non-profit Dutch entity in 2019, owned by the OAPEN Foundationand OpenEdition. It’s current collection contains close to 60,000 titles.

The data model of both platforms is optimised for a multilingual collection and supports funding information. Ingesting books has been optimised to support a wide array of publishers and the dissemination of books takes into account search engines; libraries and aggregators and other organisations. The usage has grown in the last years, to 1 million downloads per month.

The future developments entail increased support of research funders with the establishment of a FunderForum and multi-year research into policy development. DOAB will invest more in bibliodiversity, by adding more emphasis on African and Asian countries. Also,DOAB will roll out its Peer Review Information Service for Monographs (PRISM).

OAPEN and DOAB will continue to work on developing reliable infrastructures, policy development and quality assurance around open access books.

https://doi.org/10.3998/jep.3303

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"The MIT Press Receives $10 Million Endowment Gift for Open Access to Knowledge"


The new fund will support the MIT Press’s ground-breaking efforts to publish open access books and journals in fields ranging from science and technology to the social sciences, arts, and humanities. It will also help the MIT Press continue to develop tools, models, and resources that make scholarship more accessible to researchers and other readers around the world. . . .

Arcadia is providing an outright endowment gift of $5 million, as well as a $5 million “challenge” gift to incentivize other funders by matching their support of MIT’s open publishing activities.

https://bit.ly/3B5SWKb

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"EU Ready to Back Immediate Open Access without Author Fees"


The EU is ready to agree that immediate open access to papers reporting publicly funded research should become the norm, without authors having to pay fees, and that the bloc should support non-profit scholarly publishing models.

In a move that could send shockwaves through commercial scholarly publishing, the positions are due to be adopted by the Council of the EU member state governments later this month.

https://cutt.ly/x6yTrFW

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"Springer Nature Doublespeak"


Let’s take a close look at what SN says in its advice on this matter to authors:

"Springer Nature only ever assesses manuscripts on their editorial merit. If primary research manuscripts contain Rights Retention Strategy (RRS) language, they will not be rejected on the grounds of its inclusion, and we will not remove that text before publication if it is included in a section that is a normal part of the published primary research article."

The information gets off to a good start. Assessing manuscripts on editorial merit alone is something any author would want to be reassured about. Equally, authors will be pleased to learn that, even if they include rights retention language, SN will not amend the author’s text by removing the RR statement that the author included in the text they created and provided at no charge to SN for publication. So far, so good. The information continues:

"Authors should note, however, that manuscripts containing statements about open licensing of accepted manuscripts (AMs) can only be published via the immediate gold open access (OA) route, to ensure that authors are not making conflicting licensing commitments, and can comply with any funder or institutional requirements for immediate OA."

This is where things start to get tricksy. Translation &mdash: if the author assigns a prior licence to their AAM and submits the manuscript to a SN subscription journal that also offers an Open Access (OA) option (sometimes known as a hybrid journal), then the publisher will only accept it if the author pays for OA publication (sometimes known as ‘gold’ OA). Mind you, SN is not rejecting the manuscript outright; it’s just that they will ONLY accept it if the author pays. So by extension, if they don’t pay, SN won’t publish the paper, which amounts to a rejection. However hard I try, I can’t seem to tally "only be published via the immediate gold open access (OA) route" with "only accepting manuscripts on their editorial merit." The wording is slippery here. Like those politicians, SN doesn’t ACTUALLY state that if you don’t, won’t or can’t pay, they will reject your paper. But in practice, that is exactly what they imply. This is pure smoke and mirrors.

https://bit.ly/44rWrbr

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"Supporting Diamond Open Access Journals. Interest and Feasibility of Direct Funding Mechanisms"


More and more academics and governements consider that the open access model based on Article Processing Charges (APC) is problematic, not only due to the inequalities it generates and reinforces, but also because it has become unsustainable and even opposed to open access values. They consider that scientific publishing based on a model where both authors and readers do not pay, the so-called Diamond, or non-APC model, should be developed and supported. However, beyond the display of such a support on an international scale, the landscape of Diamond journals is rather in the form of loosely connected archipelagos, and not systematically funded. This article explores the practical conditions to implement a direct funding mechanism to such journals, that is reccurent money provided by a funder to support the publication process. Following several recommendations from institutional actors in the open access world, we consider the hypothesis that such a funding would be fostered by research funding organizations (RFOs), which have been essential to the expansion of the APC model, and now show interest in supporting other models. Based on a questionnaire survey sent to more than 1000 Diamond Open Access journals, this article analyzes their financial needs, as well as their capacity to interact with funders. It is structured around four issues regarding the implementation of a direct funding model: do Diamond journals really make use of money, and to what end? Do they need additional money? Are they able to engage monetary transactions? Are they able to meet RFOs visibility requirements? We show that a majority of OA Diamond journals could make use of a direct funding mechanism with certain adjustments. We conclude on the challenges that such a financial stream would spur.

https://doi.org/10.1101/2023.05.03.539231

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"OA and the Academy: Evaluating an OA Fund with Authors’ Input"


The University Libraries at Virginia Tech established an Open Access Subvention Fund (OASF) in August 2012. Although it began as a two-year pilot project, the Fund has continued to the present. Anyone at Virginia Tech is eligible to apply for funding to offset the cost of an article processing charge to publish in an open access journal. To learn more about user perceptions of the OASF and open access in general, we surveyed everyone who had requested support. The survey, conducted during the fall of 2019, provided a means to gauge the needs of our users, seek feedback on the request and award process, and gather input on the fund guidelines. In this article, we review our findings in the hope that the lessons learned will be useful to other libraries in assessing similar open access subvention funds.

https://bit.ly/3nxjUHs

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"Review of Research on Predatory Scientific Publications from Scopus Database between 2012 and 2022"


This study also reveals the complexity of issues and research trends around the topic of predatory scientific publications, including the review process for scientific journals, publication fees and article processing charges, open science and open-access publications, and the like and related topics such as the impact on scholars in developing countries and academic ethics. Finally, this article provides several recommendations, namely, the need for more efficient criteria to evaluate the quality of scientific journals, more public communication on the importance of ethics in research and publication, and a greater awareness among scholars and organizations of the implications of the "predator" issue in scientific publishing.

https://doi.org/10.3138/jsp-2022-0045

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"Spain Adopts National Open Access Strategy"


Spain has approved a four-year national strategy for open science, under which all outputs of publicly financed research will made available free upon publication.

Under the strategy open access will become the default mode for all research funded directly or indirectly, with public funds. . . .

A budget of €23.8 million in 2023 will be maintained annually until 2027.

https://bit.ly/414w2gY

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