License Agreements – DigitalKoans

"Scientists Paid Large Publishers over $1 Billion in Four Years to Have Their Studies Published with Open Access"

Stefanie Haustein’s team from the University of Ottawa (Canada) has spent "years" collecting data from the period 2015-2018. According to their calculations, Springer Nature took the lion’s share, with $589.7 million, followed by Elsevier ($221.4 million), Wiley ($114.3 million), Taylor & Francis ($76.8 million), and Sage ($31.6 million). . . .

Haustein’s study reveals that two scientific journals, Scientific Reports and Nature Communications, accounted for this income, with $105.1 million and $71.1 million, respectively.

"IGI Global Releases Annual OA Survey Results on Researcher Perceptions Surrounding Open Access Publishing Support"

The survey was sent to over 200,000 worldwide researchers of all ages, experiences, fields, ethnicities, etc. . . .

Respondents were asked "What funding resources have you used for OA publishing?" and they had the ability to choose all resources that they have used.

As IGI Global had expected, the majority of respondents indicated they were "self-funded" at 48%, 8% stated "national funding body," 5% answered "international funding body," 18% indicated "my Institution/library/entity affiliated to my institution," 4.5% stated "non-profit institutions," 2% claimed they received funding through "private donors," 5% indicated "associations/societies," 2.5% indicated "business enterprise," 3.5% stated "foundations," 1% claimed "crowdfunding," 14% claimed they received a "publisher waiver," and 2% indicated they received funding from a "platinum open access publication" where the APC is waived by the publication. A large portion, 34% of respondents, had not used an OA funding resource.

https://tinyurl.com/mv4ty6hf

| Research Data Publication and Citation Bibliography | Research Data Sharing and Reuse Bibliography | Research Data Curation and Management Bibliography | Digital Scholarship |

Paywall: "Nature and Characteristics of Global Attention to Research on Article Processing Charges"

This paper examines research on article processing charges (APCs) to understand the extent of attention given by researchers and assess the status. The study analyses document types, source types, source titles, affiliations, and open access types of APC research. It also explores countries of researchers’ affiliations, volume and growth of literature, and visualizes keywords based on data from Scopus. . . . Many papers addressing APC were published in Green Open Access sources. Researchers from all subject categories in Scopus have contributed to APC research, but the major focus of research in the area is library and information science. Interestingly, researchers outside the field, notably from biomedicine and computer science, have also contributed significantly, reflecting interdisciplinary engagement.

https://doi.org/10.1080/01462679.2023.2230166

| Research Data Publication and Citation Bibliography | Research Data Sharing and Reuse Bibliography | Research Data Curation and Management Bibliography | Digital Scholarship |

"Wiley and German DEAL Consortium to Sign New 5-Year Agreement "

Wiley (NYSE: WLY) today announced its intent to enter a new five-year agreement with the DEAL Consortium, a countrywide consortium representative of more than 1,000 academic institutions in Germany, commencing January 2024. Wiley and DEAL are creating a blueprint for the next phase of open access publishing to better meet the evolving needs of the scholarly community.

Wiley and DEAL will build on the unprecedented success achieved in their first five years of partnership, which has resulted in:

Nearly 100% of eligible hybrid DEAL articles published open access across Wiley’s portfolio.

90% of Wiley’s article output from Germany published open access. Increased usage of research content in Germany by 83%, resulting in nearly 20 million full text downloads in 2022 alone.

Rapid growth in usage of German-authored content globally, especially in low-income countries.

https://tinyurl.com/3f8rvzd7

"Which Database with Article Processing Charges Should Be Used?"

This study investigated the characteristics of three databases compiling article processing charges—price lists on publishers’ official websites, Directory of Open Access Journals, and OpenAPC—for open access journals published by Elsevier, Springer Nature, and Wiley. Although many article processing charges listed on Directory of Open Access Journals are identical to those listed on price lists for 2023, several article processing charges on the Directory are not updated. . . . journals on OpenAPC are not representative of open access journals in general. Nevertheless, the correlation between list prices and actual article processing charges paid indicates a strong positive relationship, implying that even if empirical studies on article processing charges use different databases, the database chosen might not significantly influence their conclusions.

https://doi.org/10.1007/s11192-023-04841-z

Paywall: "A Study on Copyright Issues of Different Controlled Digital Lending (CDL) Modes"

The paper will explore CDL modes by combing CDL practices and programs from research papers and official website documents of different library organizations. Then, based on legal frameworks of CDL in the US, Canada and the UK which are summarized, copyright issues of CDL modes are analyzed from perspectives of implementing institution, service resources, and usage mode. Finally, some copyright recommendations for sustainable development of CDL are proposed.

https://doi.org/10.1177/09610006231190654

"Frontiers Pilots ‘Flat Fee’ Publishing Partnership with the University of California"

Gold open access publisher Frontiers has announced its first consortium partnership in North America with the University of California (UC). The one-year agreement will also pilot a novel partnership model: UC will receive unlimited publishing in 20 specified Frontiers journals for a pre-agreed annual flat fee.

The eligible journals have been selected by UC from Frontiers’ Humanities and Social Sciences and Sustainability titles as being from underrepresented and under-funded disciplines. The deal will allow corresponding UC authors at any of the University of California’s 10 campuses, including the Lawrence Berkeley National Laboratory (LBNL), to publish in these journals without limit and without APC.

https://tinyurl.com/yxuhb3fs

| Research Data Publication and Citation Bibliography | Research Data Sharing and Reuse Bibliography | Research Data Curation and Management Bibliography | Digital Scholarship |

"IOP Publishing and the University of Texas System Drive Forward Open Access to North American Research with New Transformative Agreement"

The University of Texas System (UT System) — one of the US’s largest public university systems — have established a three-year transformative agreement (TA) with society publisher IOP Publishing (IOPP). The agreement between IOPP and the UT System allows affiliated researchers to publish unlimited OA articles in IOPP’s journals and most partner journals with the costs to publish already covered. . . .

The TA will help to widen the readership and increase visibility of research published by authors affiliated with all 14 UT System Institutions. IOPP user data shows that OA content is downloaded 80% more and cited 30% more than paywalled content, demonstrating the substantial advantages of publishing research OA.

https://tinyurl.com/5n6t3z5u

"The Rights of UC Authors Are at Stake. Here’s What We Are Doing about It."

"We have learned that many publishers are requiring UC authors to sign misleading License to Publish agreements, which undermine the spirit and intent of [UC’s open access policies]," wrote Susan Cochran, Chair of the faculty Academic Senate PDF.

By purporting to restrict an author’s abilities to reuse their own work, "these agreements essentially turn faculty authors into readers, as opposed to creators and owners of their own work," the Academic Senate chair concludes.

The team that leads negotiations with scholarly publishers on behalf of the university, including representatives from UC’s California Digital Library, the 10 campus libraries, and the Academic Senate, is now taking up the charge, making author rights the next frontier in advocating for the UC research community.

https://tinyurl.com/mry3hczw

"Sustainability of Open-Access Author Fund: A Case Study of Faculty Usage Patterns and APC Cost"

The California State University, Los Angeles Library established a pilot program on Open-Access (OA) Author Fund in 2018. This article presents information about the management of the University Library’s Open-Access Author Fund. Particularly, this article focuses on faculty usage of the OA Author Fund by colleges, disciplines, and publishers. Additionally, the authors examined the article processing charges (APCs) and self-archiving policies of the top open-access journals where Cal State LA faculty publish. This analysis will assist the University Library’s Open-Access Group to understand if the University Library needs to provide additional funding and explore new ways to sustain the funding. Our research also revealed that librarians in specific academic areas can be more proactive in educating, explaining, and initiating conversations with disciplinary faculty about the benefits of open-access publications.

https://tinyurl.com/35kprj6a

"NISO Approves Working Group to Develop Recommended Practice for Operationalizing Open Access Business Processes"

The volume of OA content has proliferated in recent years, but the systems and workflows currently used by publishers and librarians were designed for traditional, pay-to-read models. Business processes are currently inadequate to address the requirements of—for example—transformative agreements, which require complex financial management and the tracking of authors and publishing outputs across large institutions. Libraries face challenges in managing micropayments and assessing the financial impact of such agreements, and authors often have difficulty determining whether their manuscript is eligible for OA publication under agreement terms. These complexities also impact publisher editorial and financial systems. As a result, organizations often adopt manual processes for managing these agreements, giving rise to inefficiencies across the ecosystem.

NISO’s Working Group will address the problem by identifying gaps in the infrastructure for OA publications and agreements, developing terminology to describe the surrounding processes, and outlining best practices for exchanging data and analytics and metrics. The work will focus first on the metadata required for exchange prior to publication as well as for article-level financial transactions, and then address reporting following publication. As the new Recommended Practice will be of interest to publishers, libraries, authors, funders, and OA advocates and community initiatives, the group is seeking volunteers representing a range of stakeholder groups from across the scholarly communications industry.

https://tinyurl.com/ywb7cu3e

"Over 1000 Institutions Now Covered by RSC (Royal Society of Chemistry) Read & Publish Agreements"

The Royal Society of Chemistry has signed a Read & Publish agreement with CRUE (Conferencia de Rectores de las Universidades Españolas, the national consortium of Spanish Universities), taking the number of institutions in the RSC’s R&P community to more than one thousand covering 32 countries.

https://tinyurl.com/3jc9juus

CNRS: "Publication Costs — ‘We Are on the Edge of the Abyss’"

Alain Schuhl, the Deputy CEO for Science at the Centre National de la Recherche Scientifique (CNRS):

A recent prospective study in France run by the French Ministry of Higher Education and Research reported that France paid almost €30 million in APCs in 2020. The same study suggests that at this rate of increase France could be paying €50 million in APCs by 2030 or even nearly €200 million [about $219,907,000] if all scientific publications have switched to the author-pays model by then. This amount is far higher than the budget of the subscription-based model which is already excessively expensive.

https://tinyurl.com/3xfkz79h

"Article Processing Charges for Open Access Journal Publishing: A Review"

This paper reviews literature on article processing charges (APCs) that has been published since 2000. Despite praise for diamond OA journals, which charge no fees, most OA articles are published by commercial publishers that charge APCs. Publishers fix APCs depending on the reputation assigned to journals by peers. Evidence shows a relationship between high impact metrics and higher, faster rising APCs. Authors express reluctance about APCs, although this varies by discipline depending on previous experience of paying publication fees and the availability of research grants to cover them. Authors rely on a mix of research grants, library funds and personal assets to pay the charges. Two major concerns have been raised in relation to APCs: the inability of poorly funded authors to publish research and their impact on journal quality. Waivers have not solved the first issue. Research shows little extension of waiver use, unintended side effects on co-author networks and concerns regarding criteria to qualify for them. Bibliometric studies concur that journals that charge APCs have a similar citation impact to journals that rely on other income sources.

https://doi.org/10.1002/leap.1558

"Significant Acceleration of Humanities and Social Sciences Open Access through Taylor & Francis and Jisc Transformative Agreement"

A wealth of additional detail about open access articles supported by the Jisc agreement is presented in the report, including:

432% increase in OA articles between 2020 and 2022.

16.2 million article downloads, including 3.5 million in the US.

Articles published OA via the agreement received an average of 2.18 scholarly citations, whereas non-OA articles by researchers at the same institutions had 1.33 citations.

https://tinyurl.com/39urswyj

What Direct Support Is Available for Open-Access Diamond Journals? Funding Models and Arrangements For Implementation

The author-pays model for open-access journals is increasingly criticised because of the inequalities it generates and its unsustainability due to a lack of cost control. In this context, our study examines the funding models for Diamond journals — academic journals which are published with no direct payment made by the readers (unlike the subscription model) nor by the authors (author pays model). The aim of this work is to test the feasibility, as well as the desirability of a direct or explicit funding model for Diamond journals, something which is almost non-existent at present. We have two objectives here: on one hand, to understand the current Diamond journal funding arrangements and constraints, and on the other hand to propose specific arrangements for funding Diamond journals by research funders.

https://hal.science/hal-04133000v1

"Transformative Agreements and Their Practical Impact: A Librarian Perspective"

This case study aims at describing how transformative agreements (TAs) have affected our profession with new tasks and workflows at two university libraries in Sweden, namely Karolinska Institutet University Library and Södertörn University Library. TAs are one of the mechanisms by which scientific publications are made open access; they involve moving libraries’ contracts with publishers from payment to read toward payment to publish. We will summarize the status and progress of open access in Sweden, in particular the significant growth of TAs over a short time span. We will then focus on describing how TAs have affected our everyday work and what new tasks they have imposed. We will share our experiences and point out things we find challenging, for example, we will explore questions about eligibility, the verification process, publication types and title changes during the contract period. We will also give some recommendations on how we would prefer the workflows surrounding the TAs to be. Finally, we will share our conclusions and comments about the impact of TAs on the publishing landscape and speculate about what will happen next.

https://doi.org/10.1629/uksg.612

"Wiley Inks 22 Open Access Agreements across North America"

These agreements, which all begin in 2023, span individual universities, research labs, and academic consortia across 18 U.S. states and Mexico. They allow participating institutions access to all of Wiley’s hybrid and subscription journals and grant researchers the ability to publish accepted articles open access across Wiley’s extensive publishing portfolio. . . .

A full list of participating partners includes:

Individual Institutions: University of Alabama at Birmingham, Brandeis University, Carnegie Mellon University, Colorado State University, Montana State University, Princeton University, Southern Methodist University, Syracuse University, UMass Lowell, West Virginia University, Texas Tech University Health Services Center, Universidad Nacional Autónoma de México, The University of Texas Southwestern Medical Center, Portland State University, Northeastern University, Texas A&M University, Centro de Investigación y de Estudios Avanzados del IPN (CINVESTAV), University of North Texas Health Science Center, Washington State University, and Texas Christian University.

Consortia: The Carolina Consortium, and the Statewide California Electronic Library Consortium (SCELC).

https://bit.ly/3ORnyqT

"Thirteen Ways of Looking at a License"

This column describes how one library seeks to mitigate harms or to optimize protections and advantages resulting from journal licenses. Progress toward improved licensing outcomes is described with examples or with qualitative data, from a comprehensive overview of one library’s journal licenses. Discussion includes so-called transformative agreements, a variety of rights, non-disclosure and data privacy clauses, term and termination, and transfer obligations.

https://doi.org/10.1016/j.acalib.2023.102737

UC System: "Re: UCOLASC [University Committee on Library and Scholarly Communication] Statement on Retention of Author Rights in License to Publish Agreements"

As discussed at our joint UCOLASC and Council of University Librarians (CoUL) meeting held on February 15, 2023, the Project Transform Negotiating Team (PTNT) and Project Transform Working Group (PTWG) have learned that many publishers are requiring University of California (UC) authors to sign "License to Publish" (LTP) agreements, which purport to grant exclusive rights to publishers and contravene the spirit of the open access (OA) policies and declarations strongly endorsed by UC faculty.We find this now-common practice to be unacceptable and therefore ask you to prioritize the issue of author rights and act on our behalf when you negotiate with publishers. . . .

UCOLASC urges the Project Transform Negotiating Team (PTNT) to negotiate transformative open access agreements with publishers stipulating that authors only grant "limited" or "nonexclusive" licenses to publishers. Liberal Creative Commons (CC) licenses (e.g., CC BY) should be applied as the default choice, and licenses that restrict commercial and derivative uses of the work (e.g., CC BY-NC, CC BY-ND, and CC BY-NC-ND) should function as originally intended with authors always free to do whatever they want with their own works.

https://bit.ly/43uzuDd

"Gold Open Access Output and Expenditures in the United States in the Past Decade"

In this study we demonstrated some of the main differences in Gold Open Access publications and expenditures across various states and institutions in the United States. Our data shows that the majority of states published between 1,000 – 7,000 Gold Open Access publications and spent up to 6million dollars in the past 10 years. However, there are some noteworthy outliers such as Washington, Minnesota and Maryland with relatively low number of publications and high expenditures while states such as California, Ohio and especially New York which published relatively high number of Gold Open Access papers with relatively low costs comparatively.

https://doi.org/10.55835/64410a4a643beb0d90fc4707

"PeerJ Announces a New Open Access Model and the University of Bath as Their First Institutional Partner"

PeerJ has announced a new Open Access model and their first institutional partner. The award-winning publisher intends to move towards collective action for globally equitable Open Access, and their first step to this goal is a new model for institutional partners — Annual Institutional Memberships (AIMs). AIMs remove payment barriers to Open Access for authors, reduces the administration of Open Access payments, and guarantees value for partners. The University of Bath is PeerJ’s first partner in this new program, which will provide unlimited publishing for Bath’s faculty for a flat annual fee.

https://www.eurekalert.org/news-releases/989462

Paywall: "’Significant Reservations’ on UK’s Springer Nature Open-Access Deal"

These concerns centred on the high cost of publishing open access outside the agreement and limited transparency, particularly regarding how Springer Nature’s article-processing charges (APCs) are calculated, with gold open access for Nature priced at £8,490. Springer Nature was one of several major publishers — along with Elsevier — which opted in November not to participate in Plan S’ Journal Comparison Service, in which journals shared information about their costs and services.

https://bit.ly/44nG8wf

Academic Publishing and Open Access. What Does Economics Teach Us?

While the gold regime seems the most natural way to achieve open access, a generalized switch to open access may also have undesired consequences: projections indeed suggest that a massive move towards the gold regime would generate an explosion in the amount of APC unless there are controls to limit market power. Beside the sharp increase in APC, the shift to gold open access may create conflicts of interest for publishers given that their income comes from authors and may alter the quality of publications. The green regime, by introducing competition between the journal’s version of an article and a free public version, seems an efficient way to reduce market power while expanding access.

https://shs.hal.science/halshs-04080573

"Wiley Removes Goodin as Editor of the Journal of Political Philosophy (Updated)"

[Comments by Anna Stilz, Princeton] Wiley has recently signed a number of major open-access agreements: this means that increasingly, they get their revenue through author fees for each article they publish (often covered now by public grant agencies), rather than library subscriptions. Their current company-wide strategy for maximizing revenue is to force the journals they own to publish as many articles as possible to generate maximum author fees. . . .

Wiley is not asking that we consider publishing a few more pieces that fall at the borderline and are tough judgment calls. They are asking that we increase the number of articles we publish by a factor of 10, and that we continue increasing that number year after year.

https://bit.ly/42co3zq