Stevan Harnad: “Waking OA’s ‘Slumbering Giant’: The University’s Mandate To Mandate Open Access”

Stevan Harnad has self-archived "Waking OA's 'Slumbering Giant': The University's Mandate To Mandate Open Access" in the ECS EPrints Repository.

Here's an excerpt:

Open Access (OA) will not come until universities, the universal research-providers, make it part of their mandate not only to publish their research findings, as now, but also to see to it that the few extra keystrokes it takes to make those published findings OA—by self-archiving them in their institutional repositories, free for all online—are done too. Students and junior faculty—the next generation of researchers and users—are in a position to help convince their universities to go ahead and mandate OA self-archiving, at long last.

“Reality Bites: Periodicals Price Survey 2009”

Library Journal has published "Reality Bites: Periodicals Price Survey 2009."

Here's an excerpt:

As waves of grim economic news wash over state and federal governments here and abroad, libraries of all types and sizes are bracing for budget cuts the likes of which have not been seen in three generations. Unlike most financial crises, this one is ubiquitous, with all but a handful of states in the red and getting redder. Globally, the meltdown is playing havoc with currencies, and the cost of journals priced in currencies other than the pound, the euro, or the U.S. dollar have skyrocketed. Severe losses in endowment revenue, which in the past insulated materials budgets to a degree, have left even larger and wealthier libraries facing cuts.

A number of librarians expect the budget cuts to be permanent; others say funds will rebound, but the recovery will take years. Even if the recession is less severe than feared, experts say not to expect relief before 2012. In journals parlance, that’s three renewal cycles from now—more than enough to stress publishers without deep reserves. For an industry that is already in the throes of reinventing itself, this recession will hit hard.

Harvard Office for Scholarly Communication and the American Physical Society Agree on Open Access Arrangements

The Harvard Office for Scholarly Communication and the American Physical Society have come to an agreement about how to implement Harvard's open access policies for articles published by Harvard authors.

Here's an excerpt from the press release:

As a result of the new agreement, APS recognizes Harvard's open access license and will not require copyright agreement addenda or waivers, in exchange for Harvard's clarification of its intended use of the license. In general terms, in exercising its license under the open access policies, Harvard will not use a facsimile of the published version without permission of the publisher, will not charge for the display or distribution of those articles, and will provide an online link to the publisher's definitive version of the articles where possible. The agreement does not restrict fair use of the articles in any way.

According to Professor Bertrand I. Halperin, Hollis Professor of Mathematics and Natural Philosophy in the Harvard Physics Department and Chair of the 2008 Publications Oversight Committee of the American Physical Society, "Harvard’s open access legislation was always consistent in spirit with the aims of the APS publication policies, but there were differences in detail that would have required faculty members to request a waiver for every article published in an APS journal. It is a credit both to Harvard and to APS that these differences have been worked out. Since APS journals include, arguably, the most important journals in the field of physics, the fact that faculty will now be able to continue publishing in APS journals without seeking a waiver from Harvard’s policies will strengthen both Harvard and the goal of promoting open access to scholarly publications worldwide."

National Academies Makes Over 9,000 Reports Freely Available on Google Book Search

The National Academies have made over 9,000 Reports freely available on Google Book Search.

Here's an excerpt from the press release:

The National Academies today announced the completion of the first phase of a partnership with Google to digitize the library's collection of reports from 1863 to 1997, making them available—free, searchable, and in full text—through Google Book Search. The Academies plan to have their entire collection of nearly 11,000 reports digitized by 2011. . . .

Prior to this project, the Academies digitized more than 4,000 books and made them available online through the National Academies Press; most of those can also be found in Google Book Search. However, researchers who needed to gain access to hard copies of older reports, part of a legacy collection in the library, could not always find what they wanted. Many of these reports exist as single copies, and the library feared potential damage or loss of this important collection. These older reports have been digitized and are now accessible through Google. In addition, the "digitizing of these materials will add another dimension to the preservation of our reports," said Harriston. The Academies hope that wider availability of its reports will be of use to scientists in developing countries, who often rely on the Internet to gather information.

“Self-Archiving Journal Articles: A Case Study of Faculty Practice and Missed Opportunity”

Denise Troll Covey has published "Self-Archiving Journal Articles: A Case Study of Faculty Practice and Missed Opportunity" in the latest issue of portal: Libraries and the Academy (restricted access journal).

Here's the abstract:

Carnegie Mellon faculty Web pages and publisher policies were examined to understand self-archiving practice. The breadth of adoption and depth of commitment are not directly correlated within the disciplines. Determining when self-archiving has become a habit is difficult. The opportunity to self-archive far exceeds the practice, and much of what is self-archived is not aligned with publisher policy. Policy appears to influence neither the decision to self-archive nor the article version that is self-archived. Because of the potential legal ramifications, faculty must be convinced that copyright law and publisher policy are important and persuaded to act on that conviction.

Covey previously self-archived "Faculty Self-Archiving Practices: A Case Study" in Carnegie Mellon's Research Showcase.

Here's the abstract:

Faculty web pages were examined to learn about self-archiving practice at Carnegie Mellon. More faculty are self-archiving their work and more work is being self-archived than expected. However, the distribution of self-archiving activity across the disciplines is not as expected. More faculty self-archive journal articles than other publications, but more conference papers are self-archived than journal articles. Many faculty who self-archive have self-archived fewer than ten publications. A small number of faculty has self-archived most of the work that is available open access from faculty web pages. Significant differences in faculty behavior within departments cannot be explained by disciplinary culture.

Columbia’s Center for Digital Research and Scholarship Launches Harm Reduction Journal Companion Site for Supplemental Materials

The Center for Digital Research and Scholarship at Columbia University Libraries/Information Services has launched a companion site for the Harm Reduction Journal, an open access published by BioMed Central.

Here's an excerpt from the press release:

Professor Drucker partnered with CDRS to build a site that would allow HRJ authors, editors, and readers to share supplemental materials—such as datasets, commentaries, and translations—and respond to newer articles published on the journal's dot com home. The new dot org site accomplishes this by transforming every article published on HRJ dot com into its own blog. HRJ dot org also provides a forum for announcements, links, and discussion on harm reduction trends and efforts. "This approach enables HRJ to take full advantage of the rapid publication, secure and authoritative archiving, and the powerful dissemination and reach inherent in the medium of open access publishing, while simultaneously creating an open space for 'the long tail' of post-publication possibilities that make internet publications living documents," explained Professor Drucker.

BioMed Central's Director of Journal Publishing, Sarah Cooney, elaborated, "The open-access platform ensures the swift and unrestricted communication of scientific information to researchers. This new companion site will prove hugely significant for encouraging future advances and lead to an increased level of data sharing within the scientific community." CDRS Director Rebecca Kennison noted, "This new site demonstrates in very practical terms the possibilities inherent in open-access publications, which in addition to free access also allow for creative reuse of articles, such as we actively encourage on this companion site."

Carl Malamud Wants to Run the U.S. Government Printing Office, Techné Interviews Him

Open access activist Carl Malamud wants to be the Public Printer of the United States, and he has launched Yes We Scan! to support this effort. Techné recently interviewed him about his goal.

Here's an excerpt from the post:

Malamud: I think all my proposals [link added] would be a distinct change in direction or velocity. For example, reliance on bulk data/APIs and then a web site for Official Journals, moving the GPO towards the high-end of publishing with the Library of the USA, and creation of the Academy would all be big changes. And, you can bet their computer systems would get a scrubbing.

Peter Suber: “A Field Guide to Misunderstandings about Open Access”

Peter Suber has published "A Field Guide to Misunderstandings about Open Access" in the latest issue of the SPARC Open Access Newsletter.

Here's an excerpt:

"OA is about punishing greedy or obstructive publishers."

You can't throw a brick out a university window without hitting a researcher, librarian, or administrator frustrated and furious with a set of TA journal publishers.  For many of them, the problems for which OA is the solution are defined by these frustrating and infuriating experiences.  But it doesn't follow that OA must function as punishment, for anyone.  To pursue it as a punishment is to mistake the goal.

As I put it in my OA Overview:  "The purpose of the campaign for OA is the constructive one of providing OA to a larger and larger body of literature, not the destructive one of putting non-OA journals or publishers out of business. The consequences may or may not overlap (this is contingent) but the purposes do not overlap."
http://www.earlham.edu/~peters/fos/overview.htm

The rise of personal computers in the 1980's may have hurt the typewriter industry, but it doesn't follow that the purpose was to hurt the typewriter industry.  But when you've suffered at the hands of Royal and Olivetti, it's easy to become distracted and take your eyes off the prize.

This misunderstanding has a surprisingly diverse habitat.  You'll find it among some caffeinated academics who are avid for OA.  But you'll also find it among besieged TA publishers who would rather believe that OA is an ideological attack on what they are doing than a serious and sophisticated alternative or supplement to what they are doing.  The lesson for both is that OA would still be an urgently good idea if TA journal prices were low and licensing terms reasonable.  For more along these lines, see my reflections on OA as solving problems and OA as seizing opportunities.

http://www.earlham.edu/~peters/fos/newsletter/07-02-07.htm#problems

Services for Small OA Publishers: OpenAccessSolutions.com Launched

Co-Action Publishing, Datapage and T Marketing have launched OpenAccessSolutions.com, a publishing support service for small open access publishers.

Here's an excerpt from the press release:

OpenAccessSolutions.com addresses the needs of a growing segment within Open Access scholarly publishing. The Open Access journals market is growing quickly, and currently represents approximately 9% of the refereed journals listed in Ulrich's Periodical Directory. A number of these journals are operated by single editorial teams, societies or university presses. OpenAccessSolutions.com allows these publishers to combine independence with behind-the-scenes professional support on virtually any aspect of journal development and the publishing process.

"We recognize that many scholars and societies wish to remain independent of a publishing house as they transition a current subscription journal to Open Access or launch a new journal," stated Caroline Sutton from Co-Action Publishing, adding "By teaming up with Datapage and T Marketing, we are able to offer these publishers access to the same professional skill and know-how that large publishers take advantage of everyday in a format that is scalable to their needs."

Nisha Rahul, Operations Manager for Datapage, further commented, "Datapage has been providing typesetting and pre-press services to publishers worldwide since 1987. Our ultimate aim is to make ourselves "easier to do business with". Through OpenAccessSolutions.com we make publishing easier for small publishers by providing seamless solutions from several vendors, allowing each publisher to create an optimal service package.

T Marketing Founder Natasha White shared her thoughts on the launch, stating, "After having worked at some of the world's largest publishers, I am now working daily with smaller businesses. Like Datapage and Co-Action Publishing, T Marketing welcomes the opportunity to work together with small-scale scholarly publishers to augment the skills and competencies of their in-house teams."

DOAJ and e-Depot to Preserve Open Access Journals

With support from the Swedish Library Association, the Directory of Open Access Journals and the e-Depot of the National Library of the Netherlands will preserve open access journals.

Here's an excerpt from the press release:

Long-term preservation of scholarly publications is of major importance for the research community. New formats of scholarly publications, new business models and new ways of dissemination are constantly being developed. To secure permanent access to scientific output for the future, focussed on the preservation of articles published in open access journals, a cooperation between Directory of Open Access Journals (DOAJ—www.doaj.org), developed and operated by Lund University Libraries and the e-Depot of the National Library of the Netherlands (www.kb.nl/e-Depot) has been initiated.

The composition of the DOAJ collection (currently 4000 journals) is characterized by a very large number of publishers (2.000+), each publishing a very small number of journals on different platforms, in different formats and in more than 50 different languages. Many of these publishers are—with a number of exceptions—fragile when it comes to financial, technical and administrative sustainability.

At present DOAJ and KB carry out a pilot project aimed at setting up a workflow for processing open access journals listed with DOAJ. In the pilot a limited number of open access journals will be subject to long term preservation. These activities will be scaled up shortly and long term archiving of the journals listed in the DOAJ at KB’s e-Depot will become an integral part of the service provided by the DOAJ.

Wikimedia Commons Gets 250,000 Creative Commons Licensed Images from Saxony-State and University Library Dresden

The Land Library of Saxony-State and University Library Dresden has agreed to make 250,000 image files available on the Wikimedia Commons under a Creative Commons Attribution-Share Alike license.

Here's an excerpt from the announcement:

As the first German library, the Land Library of Saxony-State and University Library Dresden (SLUB) has concluded a cooperation agreement with Wikimedia Germany e.V. In a first step, the German Photo Collection of the SLUB makes available ca. 250,000 image files from its repository for free use to Wikimedia Commons, a sister project of Wikipedia.

The photos, the corresponding captions and further meta data will be uploaded to Commons during the coming months by voluntary helpers of Wikimedia, then connected step-by-step with personal identification data and the relevant Wikipedia articles. Apart from that, the metadata supplied by the German Photo Collection can be enriched, commented on and supplied with geographical detail by Wikipedia users. All results of this work are flowing back to the database of the German Photo Collection. In this way, the SLUB too directly profits from the new collaboration.

No rights of third parties concerning the image material supplied are standing in the way of using it under the free license "Creative Commons BY-SA 3.0". The cooperation will, in the words of Dr Jens Bove, the director of the German Photo Collection, "enhance the publicity and reach of the photographic treasures of the German Photo Collection". At the same time, the SLUB is a clear testament to the support of the international Open Access Initiative, which seeks open access to scientific information.

Paying for Open Access Publication Charges: Guidance for Higher Education and Research Institutions, Publishers and Authors

The Research Information Network has released Paying for Open Access Publication Charges: Guidance for Higher Education and Research Institutions, Publishers and Authors

Here's an excerpt:

This document provides advice and guidance on the arrangements for paying open access publication fees: that is, fees levied by some journals for the publication of scholarly articles so that they can be made available free of charge to readers, immediately upon publication. The guidance is directed to UK HEIs and other research institutions, to research funders, to publishers, and to authors. It is the practical outcome from a working group established by UUK and the RIN. It presents the advice from representatives of the library, publishing and research administrator communities on the practical issues to be addressed in establishing coordinated and strategic approaches to the payment of publication fees.

Open Access Publishing in European Networks Launches Newsletter

OAPEN (Open Access Publishing in European Networks) has launched a newsletter, sending the first issue out as a message on the SPARC-OAForum list.

Here's an excerpt:

First meeting of the Scientific Board

The OAPEN project has installed two external bodies (External stakeholder Group and Scientific Board) to ensure that the needs of scholars, publishers, funders and universities are met by the project's findings and developments. The Scientific Board of OAPEN consists of several international renowned scholars known for their expertise in publishing. Among them are scholars promoting Open Access such as Jean Claude Guédon (University of Montreal) or Gerhard Lauer (University of Göttingen), publishers and editors making electronic publishing come true like Charles Henry (Rice University Press) or Siggi Jöttkandt (Open Humanities Press), but also representatives from funders and university associations like Sarah Porter (JISC) and Sijbolt Noorda (EUA).

The first meeting constituted the Scientific Board as an active part of OAPEN. The board members will serve as a consulting and inspiring body for OAPEN during the funding period and hopefully beyond. Conclusions from the first board meeting were for instance to account for widespread conservative publishing attitudes among HSS scholars and at the same time the need to promote new modes of publishing such as more fluid media forms. The board members emphasised the importance of publisher-organised quality control and Open Access experiments for the mentioned fields and encouraged the project partners to conduct OAPEN as planned

.

“‘Publishers Did Not Take the Bait’: A Forgotten Precursor to the NIH Public Access Policy”

Jonathan Miller has published "'Publishers Did Not Take the Bait': A Forgotten Precursor to the NIH Public Access Policy" in the latest issue of College & Research Libraries (access is restricted under the journal's embargo policy).

Here's an excerpt:

This article compares the recent National Institutes of Health (NIH) Public Access Policy (2005-07) with the United States Office of Education policy on copyright in funded research (1965-70). The two policies and the differing technological and political contexts of the periods are compared and contrasted. The author concludes that a more nuanced approach to copyright, the digital information environment, and the support of an energized user community auger well for the success of the NIH policy, but that it is still too soon to tell.

Oregon State University Libraries Adopt Library Faculty Open Access Policy

The Oregon State University Libraries faculty have adopted a Library Faculty Open Access Policy. (Thanks to Circulation: Just Another Librarian Blog.)

Here's the policy:

The faculty members of the OSU Libraries support open access to our scholarship and knowledge. Consequently, we grant to the OSU Libraries permission to make our scholarly work publicly available and to exercise the copyright in those works. We grant the OSU Libraries a nonexclusive, irrevocable, worldwide license to exercise any and all rights under copyright relating to our scholarly work, in any medium, and to authorize others to do the same, provided that the works are properly attributed to the authors and not sold for a profit.

The policy will apply to all scholarly works authored or co-authored while a faculty member of the University Libraries, beginning with works created after March 2009. Works include the following:

  • articles
  • internal reports of interest to a broader audience
  • presentations if substantial
  • conference papers and proceedings if more than an abstract

When a publisher is involved who will not agree to the terms of this policy as stated in the Science Commons Access-Reuse Addendum, the University Librarian or the University Librarian’s designate will waive application of the policy upon written request from faculty. When a waiver is granted, faculty are encouraged to deposit whatever version of the article the publisher allows (e.g. pre or post-print). No later than the date of publication or distribution, faculty members will deposit an electronic copy of the final published version of the work, in an appropriate format (such as PDF), at no charge to ScholarsArchive@OSU. Alternatively, faculty members may provide an electronic copy of the final published version to the appropriate representative of the Digital Access Services Department, who will make the work available to the public in ScholarsArchive@OSU.

The policy will be reviewed after three years and a report presented to the Library Faculty.

Digital Video: Open Science: Good For Research, Good For Researchers? at Columbia

A digital video of the panel presentation: "Open Science: Good for Research, Good for Researchers?" at Columbia University is now available.

Here's the description from the Web page:

Open science refers to information-sharing among researchers and encompasses a number of initiatives to remove access barriers to data and published papers, and to use digital technology to more efficiently disseminate research results. Advocates for this approach argue that openly sharing information among researchers is fundamental to good science, speeds the progress of research, and increases recognition of researchers. Panelists: Jean-Claude Bradley, Associate Professor of Chemistry and Coordinator of E-Learning for the School of Arts and Sciences at Drexel University; Barry Canton, founder of Gingko BioWorks and the OpenWetWare wiki, an online community of life science researchers committed to open science that has over 5,300 users; Bora Zivkovic, Online Discussion Expert for the Public Library of Science (PLoS) and author of "A Blog Around the Clock."

MIT Open Access Policy Approved

The MIT Faculty Open-Access Policy was approved unanimously by the faculty today. It is effective immediately.

Here's an excerpt:

The Faculty of the Massachusetts Institute of Technology is committed to disseminating the fruits of its research and scholarship as widely as possible. In keeping with that commitment, the Faculty adopts the following policy: Each Faculty member grants to the Massachusetts Institute of Technology nonexclusive permission to make available his or her scholarly articles and to exercise the copyright in those articles for the purpose of open dissemination. In legal terms, each Faculty member grants to MIT a nonexclusive, irrevocable, paid-up, worldwide license to exercise any and all rights under copyright relating to each of his or her scholarly articles, in any medium, provided that the articles are not sold for a profit, and to authorize others to do the same. The policy will apply to all scholarly articles written while the person is a member of the Faculty except for any articles completed before the adoption of this policy and any articles for which the Faculty member entered into an incompatible licensing or assignment agreement before the adoption of this policy. The Provost or Provost's designate will waive application of the policy for a particular article upon written notification by the author, who informs MIT of the reason.

To assist the Institute in distributing the scholarly articles, as of the date of publication, each Faculty member will make available an electronic copy of his or her final version of the article at no charge to a designated representative of the Provost's Office in appropriate formats (such as PDF) specified by the Provost's Office.

The Provost's Office will make the scholarly article available to the public in an open- access repository. The Office of the Provost, in consultation with the Faculty Committee on the Library System will be responsible for interpreting this policy, resolving disputes concerning its interpretation and application, and recommending changes to the Faculty.

Read more about it at "MIT Adopts a University-wide OA Mandate."

Harvard Kennedy School of Government Adopts Open Access Policy

The Harvard Kennedy School of Government has adopted an open access policy. Previously, the Harvard Faculty of Arts and Sciences and the Harvard Law School have adopted open access policies. (Thanks to Stevan Harnad.)

Here's an excerpt:

The Faculty of the Harvard Kennedy School of Government is committed to disseminating the fruits of its research and scholarship as widely as possible. In keeping with that commitment, the Faculty adopts the following policy: Each Faculty member grants to the President and Fellows of Harvard College permission to make available his or her scholarly articles and to exercise the copyright in those articles. More specifically, each Faculty member grants to the President and Fellows a nonexclusive, irrevocable, worldwide license to exercise any and all rights under copyright relating to each of his or her scholarly articles, in any medium, and to authorize others to do the same, provided that the articles are not sold for a profit. The policy will apply to all scholarly articles authored or co-authored while the person is a member of the Faculty except for any articles completed before the adoption of this policy and any articles for which the Faculty member entered into an incompatible licensing or assignment agreement before the adoption of this policy. The Dean or the Dean's designate will waive application of the license for a particular article upon express direction by a Faculty member.

Each Faculty member will provide an electronic copy of the author's final version of each article at no charge to the appropriate representative of the Provost's Office in an appropriate format (such as PDF) specified by the Provost's Office no later than the date of its publication. The Provost's Office may make the article available to the public in an open-access repository.

“Scientific Journal Publishing: Yearly Volume and Open Access Availability”

Bo-Christer Björk, Annikki Roos and Mari Lauri have published "Scientific Journal Publishing: Yearly Volume and Open Access Availability" in the latest issue of Information Research.

Here's an excerpt from the abstract:

Results. We estimate that in 2006 the total number of articles published was approximately 1,350,000. Of this number 4.6% became immediately openly available and an additional 3.5% after an embargo period of, typically, one year. Furthermore, usable copies of 11.3% could be found in subject-specific or institutional repositories or on the home pages of the authors.

New Report Says Less Than 50% of Publishers Permit Self-Archiving in Disciplinary Archives

A new report from the Publishing Research Consortium, Journal Authors' Rights: Perception and Reality, says that less than 10% of publishers permit self-archiving of the publisher PDF file in any repository and less than 50% permit deposit of the submitted and the accepted article version in a disciplinary archive.

Here's an excerpt:

However, when it comes to self-archiving, although 80% or more allow self- archiving to a personal or departmental website, over 60% to an institutional repository, and over 40% to a subject repository, in most cases this is only permitted for the submitted and/or accepted version; use of the final, published version for self-archiving is very much more restricted.

Presentations from the 9th International Bielefeld Conference

Presentations from the 9th International Bielefeld Conference are now available.

Here's a few quick selections:

  • Communicating the Results of Research: How Much Does It Cost, and Who Pays?, Michael Jubb (slides) (audio)
  • IR Also Means Institutional Responsibility, Leo Waaijers (slides) (audio)
  • University Investment in the Library: What's the Return?, Carol Tenopir (slides) (audio)

Senate Spending Bill Includes NIH Open Access Provision

The Senate spending bill, which has been reported by the Washington Post and others as having passed, includes an NIH open access provision.

Here's an excerpt from "In 2009 Appropriations Bill, NIH Public Access Mandate Would Become Permanent":

In the section funding the NIH, section 217, pertaining to public access, reads:

"The Director of the National Institutes of Health shall require in the current fiscal year and thereafter [emphasis added] that all investigators funded by the NIH submit or have submitted for them to the National Library of Medicine's PubMed Central an electronic version their final, peer-reviewed manuscripts upon acceptance for publication, to be made publicly available no later than 12 months after the official date of publication: provided, That the NIH shall implement the public access policy in a manner consistent with copyright law."

In his "Congress Makes NIH Policy Permanent (but for Conyers Bill) post," Peter Suber points out that because of the Fair Copyright in Research Works Act the NIH Public Access policy is still in danger.