Peer Review in Academic Promotion and Publishing: Its Meaning, Locus, and Future

The Center for Studies in Higher Education has released Peer Review in Academic Promotion and Publishing: Its Meaning, Locus, and Future.

Here's an excerpt from the announcement:

As part of its Andrew W. Mellon Foundation-funded Future of Scholarly Communication Project, the Center for Studies in Higher Education (CSHE) has hosted two meetings to explore how peer review relates to scholarly communication and academic values. In preparation for an April 2010 workshop, four working papers were developed and circulated. They are presented as drafts here. . . .

The topics of the working papers are: (1) Peer Review in Academic Promotion and Publishing: Norms, Complaints, and Costs, (2) New Models of Peer Review: Repositories, Open Peer Review, and Post Publication Metrics, (3) Open Access: Green OA, Gold OA, and University Resolutions, and (4) Creating New Publishing and Peer Review Models: Scholarly Societies, Presses, Libraries, Commercial Publishers, and Other Stakeholders.

"Seeking the New Normal: Periodicals Price Survey 2010"

Kittie S. Henderson & Stephen Bosch have published "Seeking the New Normal: Periodicals Price Survey 2010" in Library Journal.

Here's an excerpt:

A number of publishers upped prices for 2010. Springer announced a five percent increase. Elsevier price increases are also in the five percent range, with the notable exception of The Lancet. The 2010 price for The Lancet jumped nine percent over 2009 levels; that increase was still smaller than in previous years. In October, the library world reeled as Nature Publishing Group (NPG) announced a 640 percent price increase (from $39.95 in 2009 to $299 in 2010) for a print subscription to Scientific American. The cost for the digital site license also rose substantially, and a number of consortia, like the Committee on Institutional Cooperation (CIC) and the Oberlin Group, refused to renew. The announcement came only weeks after NPG bought the magazine.

U.S. Book Sales Fell 1.8% in 2009

The Association of American Publishers reports that U.S. book sales fell 1.8% in 2009.

Here's an excerpt from the press release:

The Association of American Publishers (AAP) has today released its annual estimate of total book sales in the United States. The report, which uses data from the Bureau of the Census as well as sales data from eighty-six publishers inclusive of all major book publishing media market holders, estimates that U.S. publishers had net sales of $23.9 billion in 2009, down from $24.3 billion in 2008, representing a 1.8% decrease. In the last seven years the industry had a compound annual growth rate (CAGR) of 1.1%.

Trade sales of adult and juvenile books were steady at $8.1 billion in 2009, CAGR fell to 1.8 percent. Adult Hardbound books showed healthy growth of 6.9%, $2.6 billion in 2009, however paperbound books for adult fell 5.2% to $2.2 billion. Hardbound books in the children and young adult category fell 5.0% to $1.7 billion while their paperbound equivalent grew 2.2% to $1.5 billion. . . .

Mass Market paperbacks decreased 4.0% and brought the category CAGR to -2.2%. Total sales were $1.0 billion in 2009. . . .

Educational sales in the Elementary and High School (El-Hi) category, those books produced for K-12 education, fell 13.8% to $5.2 billion in 2009, and CAGR for this category was -1.4%. The Higher Education category, which includes sales of college textbooks reached $4.3 billion this year up 12.9% on 2008. This brought the CAGR for college textbooks to 5.0%.

American Society of Media Photographers and Others File Copyright Infringement Suit against Google

The American Society of Media Photographers, the Graphic Artists Guild, the Picture Archive Council of America, the North American Nature Photography Association, Professional Photographers of America, and others have filed a copyright infringement suit against Google in the U.S. District Court for the Southern District of New York.

Here's an excerpt from the press release:

The suit, which was filed by Mishcon de Reya New York LLP, relates to Google’s illegal scanning of millions of books and other publications containing copyrighted images and displaying them to the public without regard to the rights of the visual creators. ASMP and the other trade associations, representing thousands of members, decided to file the class action after the Court denied their request to join the currently pending $125 million class action that had previously been filed primarily on behalf of text authors in connection with the Google Library Project. The new class action goes beyond Google’s Library Project, and includes Google’s other systematic and pervasive infringements of the rights of photographers, illustrators and other visual artists.

This action by ASMP and its sister organizations was taken in order to protect the interests of owners of copyrights in visual works from the massive and organized copying and public display of their images without regard to their contributions and rights to fair compensation. According to ASMP Executive Director Eugene Mopsik, "Through this suit, we are fulfilling the missions of our organizations and standing up for the rights of photographers and other visual artists who have been excluded from the process up to now. We strongly believe that our members and those of other organizations, whose livelihoods are significantly and negatively impacted, deserve to have representation in this landmark issue." ASMP General Counsel Victor Perlman said, "We are seeking justice and fair compensation for visual artists whose work appears in the twelve million books and other publications Google has illegally scanned to date. In doing so, we are giving voice to thousands of disenfranchised creators of visual artworks whose rights we hope to enforce through this class action."

Read more about it at "Artists and Photographers Sue over Google Book Search" and "Google a 'Brazen' Content Thief, Lawsuit Claims."

"The Short-Term Influence of Free Digital Versions of Books on Print Sales"

John Hilton III and David Wiley have published "The Short-Term Influence of Free Digital Versions of Books on Print Sales" in the latest issue of The Journal of Electronic Publishing.

Here's an excerpt:

Increasingly, authors and publishers are freely distributing their books electronically to increase the visibility of their work. A vital question for those with a commercial stake in selling books is, "What happens to book sales if digital versions are given away?" We used BookScan sales data for four categories of books (a total of 41 books) for which we could identify the date when the free digital versions of the books were made available to determine whether the free version affected print sales. We analyzed the data on book sales for the eight weeks before and after the free versions were available. Three of the four categories of books had increased sales after the free books were distributed. We discuss the implications and limitations of these results.

Houghton and Oppenheim's "The Economic Implications of Alternative Publishing Models" with 5 Responses

Prometheus Critical Studies in Innovation has published "The Economic Implications of Alternative Publishing Models" by John W. Houghton and Charles Oppenheim along with five responses to the paper in its latest issue. Access to these papers is free.

Here's an excerpt:

Building on previous work, this paper looks at the costs and potential benefits of alternative models for scientific and scholarly publishing, describing the approach and methods used and summarising the findings of a study undertaken for the Joint Information Systems Committee (JISC) in the United Kingdom. It concludes that different publishing models can make a material difference to the costs faced and benefits realised from research communication, and it seems likely that more open access to findings from publicly funded research would have substantial net benefits.

California Digital Library Becomes Founding Member of DataCite Consortium

The California Digital Library has become a founding member of the DataCite Consortium.

Here's an excerpt from the press release:

One of today's most important priorities for academic scholarship and research is providing long-term access to datasets. Data are now seen as the building blocks of scholarship and research in the sciences and humanities. Scholars and archivists recognize the potential for increasing collaboration and synthesis when data are archived, published, and shared, forging the possibility for new discoveries built upon the research of others. . . .

DataCite offers an easy way to connect an article published in a scholarly journal with the underlying data and allows authors to take control of the management and distribution of their research. Additionally, DataCite provides the means for researchers to share and get credit for datasets; establish easier access to research data; increase acceptance of research data as legitimate, citable contributions to the scholarly record; and to support data archiving that permits results to be verified and re-purposed for future study.

A pragmatic first step towards managing, or "curating," data is to register the existence of datasets publicly and permanently. Mirroring accepted publishing practice, DataCite's services make it easy for data producers to obtain permanent catalog records and persistent identifiers that are visible through familiar mechanisms, such as library systems, CrossRef and search engines. . . .

Stephen P. Miller, head of the Geological Data Center, Scripps Institution of Oceanography at the University of California, San Diego says, "It is critical for research community data operations to keep in close communications with DataCite, maintaining a forum to discuss challenges and to share resources and innovative tools. For example, the ‘Rolling Deck to Repository (R2R)' project was recently launched to capture all routine underway data on U.S. oceanographic research vessels, approximately 500 expeditions per year, conducted by 18 independent operating institutions. In recent years there has been a change in the cultural patterns in the marine science and other communities. Data are being exchanged, and re-used, more than ever. Much of the re-use is accomplished without the direct involvement of the original data collector… It is now a general practice to combine data from various online resources even before you go to sea, and to submit your data to a repository for others to use after returning."

In addition to the CDL, the DataCite consortium includes the German National Library of Science and Technology, the British Library, the Library of the ETH Zurich, the French Institute for Scientific and Technical Information, the Technical Information Center of Denmark, the Dutch TU Delft Library, Canada Institute for Scientific and Technical Information, the Australian National Data Service and Purdue University.

"An Introduction to Competition Concerns in the Google Books Settlement"

Rudolph J. R. Peritz and Marc Miller have self archived "An Introduction to Competition Concerns in the Google Books Settlement" in SSRN.

Here's an excerpt:

Google started its Google Books project in 2004 with the intent to create a digital library of the world’s books. There has not been such a grand plan since students of Aristotle began to gather the world’s knowledge in the Library of Alexandria some 24 centuries ago. The world’s knowledge has changed. And so has its political economy. Twenty-first century public policy questions have been interjected to delay and reshape Google’s project, questions that did not concern the royal sponsors of the ancient Library. This review takes up questions of competition policy raised in the United States, the corporate site for Google’s virtual Library of Alexandria.

After presenting the factual background to the Google Books project and the procedural history of the current class-action lawsuit, we examine two clusters of competition issues concerning the Google Books project: First, whether a class action settlement in litigation between private parties is an appropriate vehicle for making public policy. Second, whether Google’s actions are on balance anticompetitive under U.S. antitrust laws. Antitrust concerns will be given the lion’s share of attention.

"GBS March Madness: Paths Forward for the Google Books Settlement"

The American Library Association, the Association of Research Libraries, and the Association of College and Research Libraries have released "GBS March Madness: Paths Forward for the Google Books Settlement."

Here's an excerpt from the press release:

This diagram, developed by Jonathan Band, explores the many possible routes and outcomes of the Google Books Settlement, including avenues into the litigation and appeals process.

Now that the fairness hearing on the Google Books Settlement has occurred, it is up to Judge Chin to decide whether the amended settlement agreement (ASA), submitted to the Court by Google, the Authors Guild, and the Association of American Publishers, is "fair, reasonable, and adequate." As the diagram shows, however, Judge Chin’s decision is only the next step in a very complex legal proceeding that could take a dozen more turns before reaching resolution. Despite the complexity of the diagram, it does not reflect every possible twist in the case, nor does it address the substantive reasons why a certain outcome may occur or the impact of Congressional intervention through legislation. As Band states, "the precise way forward is more difficult to predict than the NCAA tournament. And although the next step in the GBS saga may occur this March, many more NCAA tournaments will come and go before the buzzer sounds on this dispute."

"The Amended Google Books Settlement is Still Exclusive"

James Grimmelmann has self-archived "The Amended Google Books Settlement is Still Exclusive" in SSRN.

Here's an excerpt:

This brief essay argues that the proposed settlement in the Google Books case, although formally non-exclusive, would have the practical effect of giving Google an exclusive license to a large number of books. The settlement itself does not create mechanisms for Google's competitors to obtain licenses to orphan books and competitors are unlikely to be able to obtain similar settlements of their own. Recent amendments to the settlement do not change this conclusion.

Modelling Scholarly Communication Options: Costs and Benefits for Universities

JISC has released Modelling Scholarly Communication Options: Costs and Benefits for Universities.

Here's an excerpt from the announcement (announcement includes podcast):

The key findings from the report show

  • The annual savings in research and library costs of a university repository model combined with subscription publishing could range from £100,000 to £1,320,000
  • Moving from Open Access journals and subscription-funding to per-article Open Access journal funding has the potential to achieve savings for universities between £620,000 per year and £1,700,000 per year if the article-processing charge is set at £500 or less
  • Savings from a change away from subscription-funding to per-article Open Access journal funding were estimated to be between £170,000 and £1,365,000 per year for three out of the four universities studied when the article-processing charge is £1000 per article or less
  • For the remaining university in the study a move from subscription-funding to the per-article Open Access journal funding saw the university having to pay £1.86m more in this scenario

See also the related documents: How to Build a Case for University Policies and Practices in Support of Open Access and Publishing Research Papers Which Policy Will Deliver Best Value for Your University?.

Reed Elsevier 2009 Financial Results

Reed Elsevier has announced its 2009 financial results.

Here's an excerpt from the press release:

Elsevier (44% of adjusted operating profits)

  • Revenue growth +4%, adjusted operating profit +9%, at constant currency
  • Strong growth in electronic clinical reference, clinical decision support and nursing and health professional education; continued weakness in pharma promotion
  • Solid science journal subscription renewals from 2008 supported 2009 revenue growth

Read more about it at "Robust Year for Reed Elsevier."

Google Book Search Settlement Hearing Transcript

A transcript of the 2/18/10 Google Book Search Settlement hearing is now available.

Read more about the hearing at "GBS: Fairness Hearing Report"; "GBS: Fairness Hearing Report Part II"; "Google Settlement Fairness Hearing, Part Two: DOJ Expresses Opposition; Parties Mount Vigorous Defense"; and "Objectors Outnumber Supporters in First Half of Google Settlement Fairness Hearing."

Also see: "Google Book Search Settlement: Updating the Numbers, Part 1."

"Academic Author Objections to the Google Book Search Settlement"

Pamela Samuelson has self-archived "Academic Author Objections to the Google Book Search Settlement" in SSRN.

Here's an excerpt:

This Article explains the genesis of the Google Book Search (GBS) project and the copyright infringement lawsuit challenging it that the litigants now wish to settle with a comprehensive restructuring of the market for digital books. At first blush, the settlement seems to be a win-win-win, as it will make millions of books more available to the public, result in new streams of revenues for authors and publishers, and give Google a chance to recoup its investment in scanning millions of books. Notwithstanding these benefits, a closer examination of the fine details of the proposed GBS settlement should give academic authors some pause. The interests of academic authors were not adequately represented during the negotiations that yielded the proposed settlement. Especially troublesome are provisions in the proposed settlement are the lack of meaningful constraints on the pricing of institutional subscriptions and the plan for disposing of revenues derived from the commercialization of "orphan" and other unclaimed books. The Article also raises concerns about whether the parties' professed aspirations for GBS to be a universal digital library are being undermined by their own withdrawals of books from the regime the settlement would establish. Finally, the Article suggests changes that should be made to the proposed settlement to make it fair, reasonable, and adequate to the academic authors whose works make up a substantial proportion of the GBS corpus. Even with these modifications, however, there are serious questions about whether the class defined in the PASA can be certified consistent with Rule 23, whether the settlement is otherwise compliant with Rule 23, whether the settlement is consistent with the antitrust laws, and whether approval of this settlement is an appropriate exercise of judicial power.

Digital Publishing in the AAUP Community; Survey Report: Winter 2009-2010

The Association of American University Presses has released Digital Publishing in the AAUP Community; Survey Report: Winter 2009-2010.

Here's an excerpt:

In October–November 2009, AAUP surveyed its member presses about digital publishing strategies and programs. The survey had two purposes. This report shares the responses to seven questions specifically about digital strategies, technologies, and concerns related to their book publishing programs. The survey also collected new and updated information on specific e-publishing programs at member presses in order to update the association’s online directory of such projects.

The Online Guide to Open Access Journals Publishing

Co-Action Publishing and Lund University Libraries have released The Online Guide to Open Access Journals Publishing.

Here's an excerpt from the press release:

The online guide is directed to small independent teams and provides practical information on planning, setting up, launching, publishing and managing an open access scholarly journal. Users can take advantage of additional resources in the form of links to related information, samples of applied practices and downloadable tools that can be adapted. The guide seeks to be interactive, allowing users to share their own best practices, tips and suggestions through a comment field. Although the guide contains some information that is specific to the Nordic region, most of its content can be applied internationally.

Department of Justice Files Statement about Amended Google Book Search Settlement

The U.S. Department of Justice has filed a statement of interest about the amended Google Book Search settlement with the U.S. District Court for the Southern District of New York.

Here's an excerpt from the press release:

The Department of Justice today advised the U.S. District Court for the Southern District of New York that despite the substantial progress reflected in the proposed amended settlement agreement in The Authors Guild Inc. et al. v. Google Inc., class certification, copyright and antitrust issues remain. The department also said that the United States remains committed to working with the parties on issues concerning the scope and content of the settlement.

In its statement of interest filed with the court today, the department stated, "Although the United States believes the parties have approached this effort in good faith and the amended settlement agreement is more circumscribed in its sweep than the original proposed settlement, the amended settlement agreement suffers from the same core problem as the original agreement: it is an attempt to use the class action mechanism to implement forward-looking business arrangements that go far beyond the dispute before the court in this litigation."

On Sept. 18, 2009, the department submitted views to the court on the original proposed settlement agreement. At that time, the department proposed that the parties consider changes to the agreement that might help address the United States' concerns, including imposing limitations on the most open-ended provisions for future licensing, eliminating potential conflicts among class members, providing additional protections for unknown rights holders, addressing the concerns of foreign authors and publishers, eliminating the joint-pricing mechanisms among publishers and authors, and providing a mechanism by which Google's competitors can gain comparable access.

In today's filing, the department recognized that the parties made substantial progress on a number of these issues. For example, the proposed amended settlement agreement eliminates certain open-ended provisions that would have allowed Google to engage in certain unspecified future uses, appoints a fiduciary to protect rightsholders of unclaimed works, reduces the number of foreign works in the settlement class, and eliminates the most-favored nation provision that would have guaranteed Google optimal license terms into the future. However, the changes do not fully resolve the United States' concerns. The department also said that the amended settlement agreement still confers significant and possibly anticompetitive advantages on Google as a single entity, thereby enabling the company to be the only competitor in the digital marketplace with the rights to distribute and otherwise exploit a vast array of works in multiple formats.

The department continues to believe that a properly structured settlement agreement in this case offers the potential for important societal benefits. The department stated that it is committed to continuing to work with the parties and other stakeholders to help develop solutions through which copyright holders could allow for digital use of their works by Google and others, whether through legislative or market-based activities.

Read more about it at "Department of Justice Criticizes Amended Google Settlement over Copyright, Antitrust Issues"; "DOJ: Google Book Settlement Better, but Not Yet Good"; an "DOJ on Amended Google Books Settlement: Better, but Still Opposed."

Stanford University Signs Amended Google Book Search Settlement Agreement

Stanford University has signed the amended Google Book Search settlement agreement.

Here's an excerpt from the announcement:

Stanford’s expanded agreement, which establishes it as a Fully Participating Library under the terms of the amended settlement agreement, is a milestone in Stanford’s commitment to the program and to the provision of public access to millions of its books. . . .

University Librarian Michael A. Keller said, "We are highly supportive of the amended settlement, which offers an enormous public good, making the full text of millions of books available to the American public."

Keller added that another effect of the settlement is to respect the rights and prerogatives of authors and publishers at the same time as it increases public access. "The settlement creates a working partnership among authors, publishers, libraries and Google that will usher in a revolutionary change in access to books on library shelves, even beyond the incredibly powerful vision that Google Books first developed. It’s no longer just about finding books of potential interest; it makes them vastly more readily readable. The agreement also compensates authors and publishers for the use of works that, by virtue of being out of print, would not have earned the rightsholders any income—a novel and, for most authors, a most welcome innovation."

Over the past five years, Google has scanned over 1.7 million books owned by Stanford, and plans to scan millions more. More than two dozen other major libraries around the world are now involved in this project.

"The Long and Winding Road to the Google Books Settlement"

Jonathan Band has published "The Long and Winding Road to the Google Books Settlement" in The John Marshall Review of Intellectual Property Law.

Here's an excerpt:

In its Library Project, Google is scanning millions of books from the world's leading research libraries to include in a searchable database. This scanning has occurred without the copyright owners' authorization, leading to the class action copyright infringement lawsuit, Authors Guild v. Google, Inc. The central legal issue in the litigation is whether copyright law's fair use doctrine provides Google with a defense against the authors' claims. Ultimately, the parties reached a settlement. The proposed Settlement Agreement is an extremely complex document which, if approved by the court, will govern the future of the Google Library Project. It creates a mechanism that allows Google to scan and display the full text of millions of books. In exchange, Google will pay fees to each book's rightsholder. The proposed settlement has precipitated a heated public debate over competition concerns, privacy, intellectual freedom, and the rights of authors and publishers. This article traces the history of the Google Library Project and discusses in-depth the original Google Library Project, the litigation, the original Settlement Agreement, debate concerning the approval of the Settlement Agreement, and the Amended Settlement Agreement.

Lessig: "For the Love of Culture: Google, Copyright, and Our Future"

Lawrence Lessig has published "For the Love of Culture: Google, Copyright, and Our Future" in The New Republic.

Here's an excerpt:

There is much to praise in this settlement [Google Books Settlement]. Lawsuits are expensive and uncertain. They take years to resolve. The deal Google struck guaranteed the public more free access to free content than "fair use" would have done. Twenty percent is better than snippets, and a system that channels money to authors is going to be liked much more than a system that does not. (Not to mention that the deal is elegant and clever in ways that a contracts professor can only envy.)

Yet a wide range of companies, and a band of good souls, have now joined together to attack the Google settlement. Some charge antitrust violations. Some fear that Google will collect information about who reads what—violating reader privacy. And some just love the chance to battle this decade's digital giant (including last decade's digital giant, Microsoft). The main thrust in almost all of these attacks, however, misses the real reason to be concerned about the future that this settlement will build. For the problem here is not just antitrust; it is not just privacy; it is not even the power that this (enormously burdensome) free library will give this already dominant Internet company. Indeed, the problem with the Google settlement is not the settlement. It is the environment for culture that the settlement will cement.

Amazon to Release Kindle Development Kit for Active Content

Amazon will release a beta version of the Kindle Development Kit next month.

Here's an excerpt from the press release:

For the past two years, Amazon has welcomed authors and publishers to directly upload and sell content in the Kindle Store through the self-service Kindle publishing platform. Today, Amazon announced that it is inviting software developers to build and upload active content that will be available in the Kindle Store later this year. The new Kindle Development Kit gives developers access to programming interfaces, tools and documentation to build active content for Kindle—the #1 bestselling, most wished for, and most gifted product across all categories on Amazon. Developers can learn more about the Kindle Development Kit today at http://www.amazon.com/kdk/ and sign up to be notified when the limited beta starts next month.

"We've heard from lots of developers over the past two years who are excited to build on top of Kindle," said Ian Freed, Vice President, Amazon Kindle. "The Kindle Development Kit opens many possibilities–we look forward to being surprised by what developers invent."

The Kindle Development Kit enables developers to build active content that leverages Kindle's unique combination of seamless and invisible 3G wireless delivery over Amazon Whispernet, high-resolution electronic paper display that looks and reads like real paper, and long battery life of seven days with wireless activated. For example, Handmark is building an active Zagat guide featuring their trusted ratings, reviews and more for restaurants in cities around the world, and Sonic Boom is building word games and puzzles.

STM Reacts to Scholarly Publishing Roundtable Report

STM, an international association of around 100 publishers, has issued a press release regarding the recent Report and Recommendations from the Scholarly Publishing Roundtable.

Here's an excerpt from the press release:

STM takes issue, however, with some of the other recommendations and goals expressed in the Report. Firstly, while STM supports US agencies in the development of public access policies to the results of research funded by those agencies, we do not agree that the scholarly articles arising from publisher investment and value add fall under this category. Government research grants currently cover the cost of the research only. Government research grants do not cover the costs of publication.

Secondly, while welcoming the consultation and collaboration that has occurred with our industry, STM believes the goal of US agencies in establishing a "global publishing system" is redundant and wasteful and ignores the essentially international nature of STM publishing, which has, without any government assistance anywhere in the world, enabled more access to more people than at any time in history.

Thirdly, if there is to be no compensation for the use of journal mediated content, STM supports the need for embargo periods. There is, however, no evidence whatsoever to support the recommendation that embargo periods of 0 to 12 months could be adopted for "many sciences" without problem. STM is leading a three year experiment part-funded by the European Commission (the PEER Project) to find out the effects of various embargo periods on journals. We strongly encourage such an evidence-based policy investigation in the US as well.

Finally, while STM supports the recommendation that the final published article should be given primacy (the so called VoR or Version of Record) over the proliferation of other imperfect earlier versions, it is through this final version —and the creation and maintenance of their authoritative journals—that STM publishers provide significant added value; to make final published articles (VoRs) free immediately upon publication must involve some mechanism of financial compensation.