The Spectrum of E-Journal Access Policies: Open to Restricted Access

As journal publishing continues to evolve, the access policies of publishers become more differentiated. The open access movement has been an important catalyst for change in this regard, prodding publishers to reexamine their access policies and, in some cases, to move towards new access models.

To fully understand where things stand with journal access policies, we need to clarify and name the policies in use. While the below list may not be comprehensive, it attempts to provide a first-cut model for key journal access policies, adopting the now popular use of colors as a second form of shorthand for identifying the policy types.

  1. Open Access journals (OA journals, color code: green): These journals provide free access to all articles and utilize a form of licensing that puts minimal restrictions on the use of articles, such as the Creative Commons Attribution License. Example: Biomedical Digital Libraries.
  2. Free Access journals (FA journals, color code: cyan): These journals provide free access to all articles and utilize a variety of copyright statements (e.g., the journal copyright statement may grant liberal educational copying provisions), but they do not use a Creative Commons Attribution License or similar license. Example: The Public-Access Computer Systems Review.
  3. Embargoed Access journals (EA journals, color code: yellow): These journals provide free access to all articles after a specified embargo period and typically utilize conventional copyright statements. Example: Learned Publishing.
  4. Partial Access journals (PA journals, color code: orange): These journals provide free access to selected articles and typically utilize conventional copyright statements. Example: College & Research Libraries.
  5. Restricted Access journals (RA journals, color code: red): These journals provide no free access to articles and typically utilize conventional copyright statements. Example: Library Administration and Management. (Available in electronic form from Library Literature & Information Science Full Text and other databases.)

Using this taxonomy, an examination of the contents of the Directory of Open Access Journals quickly reveals that, in reality, it is the Directory of Open and Free Access Journals, because many listed journals do not use a Creative Commons Attribution License or similar license.

Some may argue that the distinction between OA and FA journals is meaningless; however, to do so suggests that the below sections of the "Budapest Open Access Initiative" in italics are meaningless and, consequently, that the Open Access movement is really just the Free Access movement.

By "open access" to this literature, we mean its free availability on the public internet, permitting any users to read, download, copy, distribute, print, search, or link to the full texts of these articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself. The only constraint on reproduction and distribution, and the only role for copyright in this domain, should be to give authors control over the integrity of their work and the right to be properly acknowledged and cited.

Not that there would be anything wrong with the Free Access movement, but some may feel that the broader scope of the Open Access movement is much more desirable.

In any case, the journal universe is not just green or red, and it’s a pity that we don’t know the breakdown of the spectrum (e.g., x number of green journals and y number of cyan journals), for that would give us a better handle on how the world has changed from the days when all journals were red journals.

More Blind Than Double-Blind Review?

The Wall Street Journal has published an interesting article on the failure of medical journals to adequately screen articles (reprinted below in the Pittsburgh Post-Gazette):

http://www.post-gazette.com/pg/05130/501996.stm

To quote:

A study published in the Journal of the American Medical Association last year reviewed 122 medical-journal articles and found that 65 percent of findings on harmful effects weren’t completely reported. It also found gaps in half the findings on how well treatments worked. . . .

Journal editors rarely see the complete design and outcome of the studies summarized in articles submitted for publication. A typical article is perhaps six or seven pages long, even when the research behind it took years and involved thousands of patients. Peer reviewers — other scientists who work voluntarily to review articles before they are published — also see only the brief article. They might fail to notice suspicious omissions and changes in focus, or, if they do, lack the time or inclination to follow them up.

Scholarly Communication Web Sites at ARL Libraries

The Association of Research Libraries (ARL) currently has 123 member libraries in the US and Canada. Below is a list of scholarly communication web sites at ARL libraries. This list was complied by a quick examination of ARL libraries’ home pages, supplemented by some Google searching. It’s not comprehensive, and I would welcome additions.

Heading for the Exits

At SPARC: "Rick Johnson, SPARC’s founding Executive Director, has announced his decision to resign. Heather Joseph has been named to succeed him. Joseph is the founding President and Chief Operating Officer of BioOne, an innovative aggregation of high-impact bioscience research journals. The change in SPARC leadership is effective July 1, 2005." And, at BioMed Central: "Jan Velterop, Director and Publisher of BioMed Central, will be leaving to pursue independently his many engagements as an advocate of Open Access to societies, funding institutions and publishers. Matthew Cockerill and Anne Greenwood will take joint responsibility for publishing and other activities of BioMed Central as the business continues its rapid growth." (Thanks to Peter Suber for the second one.)

What are the chances that these two major figures in the scholarly publishing reform movement would have their resignations announced within a day of each other? Let’s hope it’s not a trend. Rick Johnson did a bang-up job of "creating change" at SPARC, and Jan Velterop vigorously led the OA journal charge at BioMed Central, fostering the development of over 100 journals. Kudos and best wishes to both. I’m sure we haven’t heard the last of them.

The Access Principle: The Case for Open Access to Research and Scholarship

John Willinsky’s book, The Access Principle: The Case for Open Access to Research and Scholarship, will be released in December by MIT Press. The blurb indicates: "A commitment to scholarly work, writes Willinsky, carries with it a responsibility to circulate that work as widely as possible: this is the access principle."

Interesting. OA as a "responsibility," perhaps even a moral obligation. Often OA advocates discuss the benefits to authors of widespread digital exposure through OA, which boils down to enlighted self interest. And, of course, there is mandatory discussion of the need for access for the disenfranchised (not just the developing world, but anyone that can’t afford toll fees) in order to promote scholarship and other activities. (Let’s face it, who isn’t disenfranchised these days?) But, "responsibility," . . . hmmm, that heats up the dialog.

In any case, here’s a bit more: "Willinsky describes different types of access—the New England Journal of Medicine, for example, grants open access to issues six months after initial publication, and First Monday forgoes a print edition and makes its contents immediately accessible at no cost. He discusses the contradictions of copyright law, the reading of research, and the economic viability of open access. He also considers broader themes of public access to knowledge, human rights issues, lessons from publishing history, and ‘epistemological vanities.’"

By the way, Willinsky is a key figure in the Public Knowledge Project, which provides cool open source software such as Open Journal Systems and Open Conference Systems. (Thanks to Adrian Ho for the tip on this book.)