Hindawi Launches Open Access Institutional Membership Program

Hindawi Publishing Corporation, which publishes more than 125 open access journals, has launched an Open Access Institutional Membership program that allows institutions to subsidize Hindawi's article processing charges for their authors.

Here's an excerpt from the press release:

Hindawi's membership program is based on a flat rate payment that covers all accepted articles that are submitted by an author from a member institute during the period of the membership. The cost of the membership depends on the level of research output of the institute and their historical publishing pattern in Hindawi journals. . . .

In addition to the 125+ open access journals that Hindawi currently publishes, this membership will include any journal that is added to Hindawi's collection during the term of the membership.

University of Tennessee Libraries' "Newfound Press Business Plan, 2008-2011"

The University of Tennessee Libraries' "Newfound Press Business Plan, 2008-2011" is available.

Here's an excerpt:

The University of Tennessee Libraries launched its digital imprint, Newfound Press (www.newfoundpress.utk.edu), in 2005 to develop a framework for making peer-reviewed scholarly and specialized works available worldwide. Building on local digitization investments, Newfound Press has published two monographs, with two more in production and a third in the referee process. The Press currently hosts one born-digital journal and is considering a proposal for a second. To experiment with digital multimedia publication, the Press has compiled text, recordings, and ephemera from two scholarly conferences for public access. Through Newfound Press, the University of Tennessee demonstrates an open access publishing model that explores issues such as creating a process for peer review “on the fly,” exploring new channels for the discovery of research results, and establishing credibility as a viable scholarly publications venue.

Information Technology and Libraries Launches ITALica Weblog

Information Technology and Libraries has launched the ITALica Weblog.

Here's the announcement:

Hello friends, Information Technology and Libraries (ITAL), LITA's peer-reviewed quarterly journal, is about to launch a new weblog called ITALica at http://ital-ica.blogspot.com/. ITALica addresses a need we on the ITAL Editorial Board have long sensed, that is, an area for "letters to the editor", updates to articles, supplementary materials we can't work into the journal,. . . you-name-it. One of the most important features of ITALica will be a forum for readers' conversations with our authors: we'll ask authors to host and monitor discussion for a period of time after publication of their articles, so that you'll then have a chance to interact with them.

ITALica is currently a pilot project. For our first author-hosted discussion, we are very pleased to have as host Jennifer Bowen of the University of Rochester.

Many of you will know—either because you attended, or because you've heard the buzz about it since—about the 'Creating the Future of the Catalog and Cataloging', program at the ALA Annual Conference in Anaheim. This program, which was sponsored by ALCTS CCS, and co-sponsored by the LITA Next Generation Catalog Interest Group and the ALCTS Networked Resources and Metadata Interest Group, drew an overflow crowd of several hundred and featured as presenters—in addition to Jennifer—Diane Hillmann, Tim Spalding, Roy Tennant, and Martha Yee.

Jennifer's presentation was in large part based on her paper 'Metadata to Support Next-Generation Library Resource Discovery: Lessons from The eXtensible Catalog, Phase 1', just published in the June 2008 issue of ITAL. We on the ITAL Editorial Board believe that the eXtensible Catalog (XC) project at Rochester represents a significant contribution to the future development and directions of both library metadata and the library catalog as a discovery tool. Jennifer will host the first ITALica, contributing her thoughts about the ALA program, updating her ITAL paper with more recent developments in the XC initiative, and engaging in discussion with those of you who care to contribute. LITA members can access the full version of Jennifer's paper online, at the ITAL website . . . from where you can also then find a link to the ITALica discussion. You can also access ITALica directly (no membership in LITA required) at (http://ital-ica.blogspot.com/). Jennifer will be monitoring the discussion from 18 August to 15 September 2008.

Beginning with the September issue of ITAL, we plan to expand ITALica discussions to include all articles and other features in that and subsequent issues. We hope to see many of you online at ITALica for what promises to be the first in an ongoing series of very stimulating discussions!

cheers,
Marc Truitt, Editor, ITAL, for the Editorial Board

RoMEO: Now with 400+ Publisher Self-Archiving Policies

SHERPA's RoMEO service now contains over 400 publisher self-archiving policies.

Here's an excerpt from the announcement:

The RoMEO service, provided by the award winning SHERPA Partnership, uses a simple colour-code to classify policies and inform authors of what can be done with their articles, and offers users the ability to:

  • View summaries of publishers' copyright policies in relation to self-archiving
  • View if publisher policies comply with funding regulations, as some publishers are too restrictive and cannot be used to publish funded research
  • To search journal and publisher information by Journal Title, Publisher Name and ISSN

RoMEO is seen as an essential resource by many in the Open Access community. RoMEO is funded by JISC and the Wellcome Trust. Journal information is kindly provided by the British Library's Zetoc service hosted by MIMAS

Digital Will Be Default Format for Astrophysical Journal Letters in 2009

According to a 7/22/08 message by Michael R. Blake on liblicense-l ("American Astronomical Society Subscription Change"), digital distribution will be the default format for the Astrophysical Journal Letters starting in 2009. Customers who want a print version will need to request it. Print will be available at no extra cost in 2009; however, it is anticipated that there will be a charge at some future point.

Proposed Open Access Scholarly Publishers Association Developing By-Laws

A proposed Open Access Scholarly Publishers Association is developing by-laws.

The latest draft is dated 5/27/08. Gunther Eysenbach, publisher of the Journal of Medical Internet Research, has critiqued it in his "Creating an Organization for Open Access Publishers—But Should We Let Big Publishers Dominate?" posting. David Solomon, co-editor of Medical Education Online, has replied to these concerns in an extensive comment to Eysenbach's posting.

Texas Digital Library Hosts Second E-Journal

The Texas Digital Library is hosting the Journal of Virtual Worlds Research. The first issue is now available.

Articles in the Journal of Virtual Worlds Research are freely available in the PDF format, and they are under a Creative Commons Attribution-No Derivative Works 3.0 United States License.

The journal is edited by Jeremiah Spence, a doctoral student at the University of Texas at Austin's College of Communication.

The Texas Digital Library also hosts the Journal of Digital Information. Articles in the Journal of Digital Information are freely available in the PDF or HTML formats, and authors retain the copyright to them. Supported by the Texas A&M University Libraries, it is edited by Cliff McKnight, Professor of Information Studies at Loughborough University, and Scott Phillips, Research and Development Coordinator at the Texas A&M University Libraries' Digital Initiatives department.

APA Backs Off $2,500-per-Article PubMed Central Deposit Fee

The American Psychological Association is reconsidering its previously announced $2,500-per-article PubMed Central deposit fee. (See the updated Open Access News "APA Will Charge Authors for Green OA" posting.")

Here's an excerpt from the APA's just revised "Document Deposit Policy and Procedures for APA Journals":

A new document deposit policy of the American Psychological Association (APA) requiring a publication fee to deposit manuscripts in PubMed Central based on research funded by the National Institutes of Health (NIH) is currently being re-examined and will not be implemented at this time. . . . APA will soon be releasing more detailed information about the complex issues involved in the implementation of the new NIH Public Access Policy.

Open Access Directory Releases OA Journal Business Models

The Open Access Directory has released a new Wiki page on OA Journal Business Models.

The page currently discusses 11 models, often providing helpful examples:

  1. Added-value products
  2. Advertising
  3. Endowments
  4. Hybrid OA journals
  5. Institutional subsidies
  6. Membership dues
  7. Non-OA publications
  8. Publication fees
  9. Reprints
  10. Submission fees
  11. Volunteer effort

APA's NIH Deposit Policy: APA Will Bill Author's Institution $2,500-per-Article Fee

The American Psychological Association's "Document Deposit Policy and Procedures for APA Journals" outlines its policies and procedures regarding the requirements of the NIH Public Access Policy. It indicates that authors are not to deposit accepted articles in PubMed Central. Rather, the APA will do so, billing the author's institution a $2,500-per-article fee. Upon acceptance, the APA will deposit the author's Word file "with all changes based on peer-review editorial feedback and found acceptable by the editor." The APA will retain the article copyright, and authors are not allowed to deposit the final peer-reviewed manuscript in any other repository. A deposit form must be submitted for each article.

This policy also addresses Wellcome Trust deposit procedures and fees.

Greater Western Library Alliance Joins SCOAP3 for 18 Members

The Greater Western Library Alliance has joined the Sponsoring Consortium for Open Access Publishing in Particle Physics (SCOAP3) for 18 of its member research libraries.

Here's an excerpt from the About SCOAP3 page:

To address this situation for HEP and, as an experiment, Science at large, a new model for OA publishing has emerged: SCOAP3 (Sponsoring Consortium for Open Access Publishing in Particle Physics). In this model, HEP funding agencies and libraries, which today purchase journal subscriptions to implicitly support the peer-review service, federate to explicitly cover its cost, while publishers make the electronic versions of their journals free to read. Authors are not directly charged to publish their articles OA. . . .

Each SCOAP3 partner will finance its contribution by canceling journal subscriptions. Each country will contribute according to its share of HEP publishing. The transition to OA will be facilitated by the fact that the large majority of HEP articles are published in just six peer-reviewed journals. Of course, the SCOAP3 model is open to any, present or future, high-quality HEP journal aiming at a dynamic market with healthy competition and broader choice.

Nature's Article on the Public Library of Science: A "Hatchet-Job"?

On July 2nd, Nature published "PLoS Stays Afloat with Bulk Publishing," which asserts in its first sentence that PLoS is "relying on bulk, cheap publishing of lower quality papers to subsidize its handful of high-quality flagship journals."

Needless to say, there was swift reaction to the article. Bora Zivkovic, PLoS ONE Online Community Manager, called it a "hatchet-job article" and gathered comments about the article from the blogosphere in his "On the Nature of PLoS. . . ." posting. At the article itself (which is restricted access), readers, PLoS editors, and Nature staff have made a number of comments.

The article makes several main points: (1) 2007 expenditures of $6.68 million were significantly greater than the $2.86 million revenue for that year; (2) PLoS has "four lower-cost journals that are run by volunteer academic editorial teams rather than in-house staff" with author fees ($2,100) nearly as high as for PLoS Biology and PLoS Medicine ($2,750); (3) half of PLoS' revenue in 2007 is estimated to have come from PLoS One, which the article says has "a system of 'light' peer-review" because "referees only check for serious methodological flaws, and not the importance of the result"; (4) PLoS One publishes a relatively high volume of papers (1,230 articles in 2007), and it has a relatively low author fee ($1,250; the current fee is $1300); and (5) PLoS has been sustained by $17.3 million in grants since 2002. The article does include several quotes from Peter Jerram, Chief Executive Officer of PLoS, including one in which he says that it is "is on track to be self-sustaining within two years."

In toto, the Nature article seems to suggest that PLoS has intentionally developed an open access journal publishing system that subsidizes a few selective high-quality journals by publishing many more papers in low-quality journals and that relies so heavily on grants it is unclear whether it will collapse without them. Since it contributes so much to the bottom line and publishes so many papers, PLoS One is the poster child for this strategy.

PLoS describes the PLoS One editorial procedures in PLoS ONE Guidelines for Authors. It notes that:

The peer review of each article concentrates on objective and technical concerns to determine whether the research has been sufficiently well conceived, well executed, and well described to justify inclusion in the scientific record. Then, after publication, all papers are opened up for interactive discussions and assessment in which the whole scientific community can be involved.

Unlike many journals which attempt to use the peer review process to determine whether or not an article reaches the level of 'importance' required by a given journal, PLoS ONE uses peer review to determine whether a paper is technically sound and worthy of inclusion in the published scientific record. Once the work is published in PLoS ONE, the broader community is then able to discuss and evaluate the significance of the article.

What the Nature article misses is that the scholarly evaluation of PLoS ONE articles does not end with the initial screening review for compliance with the stated Criteria for Publication. Rather, it begins there. PLoS ONE is using a radically different model of peer review than traditional journals. Whether it is a success or failure is not primarily determined by how many articles it publishes, but by the effectiveness of its post-publication review system in assessing the value of those papers.

If PLoS can reduce costs in what the article terms its "second-tier community journals" by using larger academic editorial staffs, there does not appear to be anything intrinsically wrong with that. To the contrary. The issue is not the editorial strategy, rather it's whether the author fees are unjustifiably high in relation to journal costs and whether the excess profit is being siphoned off to support other publications. Although comparative author fee data is given in the article, there is not enough economic evidence presented in the article to make any informed judgment on the matter.

Regarding grant support, I presume that Jerram understands the issue better than outsiders, and, if he believes that PLos can become self-sustaining in a few years, then there is no reason to doubt it, barring unforeseen circumstances.

Elsevier Says Its 2009 Journal Price Increases Average Six Percent or Less

Elsevier has made public a letter to librarians stating that it is targeting "a global average list price increase of not more than six percent" for its journals in 2009. It notes that "the 2008 average list price increase across all STM publishers was 8.70% in Europe and 10.10% in the U.S."

Elsevier is taking author publication fees into account for pricing a subset of its journals: "For individual journals, we are realigning prices to reflect a number of factors, including differences in the number of articles made available, quality, and usage, as well as new factors such as Sponsored Articles." (The Sponsored Articles program allows authors publishing articles in over 40 journals to pay a $3,000 fee to make them open access.)

The letter also states that there were over 386 million articles downloaded from ScienceDirect in 2007, with over 460 million downloaded articles being anticipated in 2008.

Association of College and Research Libraries Sends a Letter of Support to SCOAP3

The Association of College and Research Libraries has sent a letter of support to SCOAP3.

Here's an excerpt:

On behalf of the Association of College and Research Libraries (ACRL), a division of the American Library Association (ALA) representing over 13,000 academic and research librarians and interested individuals, I am writing to express interest and support for SCOAP3, the Sponsoring Consortium for Open Access Publishing in Particle Physics’ effort to facilitate open access publishing in High Energy Physics (HEP). . . .

ACRL believes that SCOAP3 is a valuable addition to the heterogeneous mix of strategies being undertaken by scholars, publishers, libraries, and others to ensure the future of high-quality journals. SCOAP3 is unique in its explicit goals to unite researchers and libraries and to partner with publishers so that aggregated financial contributions will support HEP publishing, make the results available at no cost to any reader any where, and serve as a potential model to other disciplines.

Therefore ACRL encourages its members to consider joining the SCOAP3 effort when appropriate, e.g. through an institutional or consortial "expression of interest" (as outlined at http://www.scoap3.org/), providing education and outreach about SCOAP3 to their faculty, library staff and administrators, and finding other ways to analyze and support SCOAP3 where possible.

2007 Impact Factors for PLoS Journals Released

The Public Library of Science has reported the 2007 impact factors for its journals as calculated by Thomson Reuters:

  • PLoS Biology: 13.5
  • PLoS Medicine: 12.6
  • PLoS Computational Biology: 6.2
  • PLoS Genetics: 8.7
  • PLoS Pathogens: 9.3

Here's an excerpt from the press release:

As we and others have frequently pointed out, impact factors should be interpreted with caution and only as one of a number of measures which provide insight into a journal’s, or rather its articles’, impact. Nevertheless, the 2007 figures for PLoS Biology and PLoS Medicine are consistent with the many other indicators (e.g. submission volume, web statistics, reader and community feedback) that these journals are firmly established as top-flight open-access general interest journals in the life and health sciences respectively.

The increases in the impact factors for the discipline-based, community-run PLoS journals also tally with indicators that these journals are going from strength to strength. For example, submissions to PLoS Computational Biology, PLoS Genetics and PLoS Pathogens have almost doubled over the past year—each journal now routinely receives 80-120 submissions per month of which around 20-25 are published. . . .

Although Thomson is yet to index our two youngest journals, other indexing databases are. The subscription-only Scopus citation index (owned by Elsevier and, incidentally, including many more journals than Thomson’s offering) is already covering PLoS ONE (though so far, only as far back as June 2007). But authors don’t need to rely on subscription-only indexes such as those owned by Thomson and Elsevier, and can instead use the freely-available Google Scholar. Using Google Scholar, for example, one can find that the article by Neal Fahlgren and coauthors, about the cataloguing of an important class of RNA in plants and one of the most highly cited PLoS ONE articles so far has been cited 42 times—strong evidence that good research, even if published in a new journal, will rapidly find its place in the scientific record when it’s made freely available to all.

Citation Statistics Report Released

The International Mathematical Union in cooperation with the International Council of Industrial and Applied Mathematics and the Institute of Mathematical Statistics have released Citation Statistics.

Here's an excerpt from the Executive Summary:

This is a report about the use and misuse of citation data in the assessment of scientific research. The idea that research assessment must be done using "simple and objective" methods is increasingly prevalent today. The "simple and objective" methods are broadly interpreted as bibliometrics, that is, citation data and the statistics derived from them. There is a belief that citation statistics are inherently more accurate because they substitute simple numbers for complex judgments, and hence overcome the possible subjectivity of peer review. But this belief is unfounded.

  • Relying on statistics is not more accurate when the statistics are improperly used. Indeed, statistics can mislead when they are misapplied or misunderstood. Much of modern bibliometrics seems to rely on experience and intuition about the interpretation and validity of citation statistics.
  • While numbers appear to be "objective", their objectivity can be illusory. The meaning of a citation can be even more subjective than peer review. Because this subjectivity is less obvious for citations, those who use citation data are less likely to understand their limitations.
  • The sole reliance on citation data provides at best an incomplete and often shallow understanding of research—an understanding that is valid only when reinforced by other judgments. Numbers are not inherently superior to sound judgments

JISC Becomes SCOAP3 Partner

JISC has become a SCOAP3 partner, pledging to redirect funds from member UK institutions now used for high-energy physics journals to the project.

Here's an excerpt from the announcement:

With JISC, SCOAP3 now counts partners from 14 countries in Europe and Oceania, as well as an international organisation and a number of institutes in the United States. In total, these partners have pledged 37.4% of the SCOAP3 budget envelope, corresponding to 3.7 million Euros (5.8 million $).

Digital Preservation of E-Journals in 2008: Urgent Action Revisited Released

Portico and Ithaka have released Digital Preservation of E-Journals in 2008: Urgent Action Revisited.

Here's an excerpt from the announcement:

In September 2005, library directors from 17 universities and colleges met to discuss the current state of electronic journal preservation and endorsed a statement calling for “Urgent Action” to preserve scholarly e-journals. Over two years later in January 2008, in the Portico and Ithaka invited 1,371 library directors of four-year colleges and universities in the United States to respond to a survey examining current perspectives on preservation of e-journals. A strong response has yielded interesting findings that we now share with the community in the hope they will spark useful discussion among library directors, funders, and administrators regarding strategic library priorities.

The survey finds that a large majority of library directors across the spectrum strongly agree or agree that the potential loss of e-journals is unacceptable, and a significant majority believe their own institution has a responsibility to take action to prevent an intolerable loss of the scholarly record. Most larger libraries responding now support one or more e-journal preservation initiatives; however, the majority of respondents from smaller libraries have yet to support any preservation effort and secure permanent access to e-journals for their institutions. The survey shows that this majority is significantly uncertain about their options for e-journal preservation and how urgent is the need to act.

Sustainability and Revenue Models for Online Academic Resources: An Ithaka Report Released

The Strategic Content Alliance has released Sustainability and Revenue Models for Online Academic Resources: An Ithaka Report.

Here's an excerpt from the announcement:

This paper was commissioned by the Joint Information Systems Committee (JISC) is the first step in a three-stage process aimed at gaining a more systematic understanding of the mechanisms for pursuing sustainability in not-for-profit projects. It focuses on what we call 'online academic resources' (OARs), which are projects whose primary aim is to make content and scholarly discourse available on the web for research, collaboration, and teaching. This includes scholarly journals and monographs as well as a vast array of new formats that are emerging to disseminate scholarship, such as preprint servers and wikis. It also includes digital collections of primary source materials, datasets, and audio-visual materials that universities, libraries, museums, archives and other cultural and educational institutions are putting online.

This work is being done as part of the planning work for the Strategic Content Alliance (SCA), so it emphasises the development and maintenance of digital content useful in the networked world. In this first stage, we have conducted an initial assessment of the relevant literature focused on not-for-profit sustainability, and have compared the processes pursued in the not-for-profit and education sectors with those pursued by commercial organisations, specifically in the newspaper industry. The primary goal of this initial report is to determine to what extent it would make sense to conduct a more in-depth study of the issues surrounding sustainability.

Further Coverage about and Commentary on the Georgia State Digital Copyright Lawsuit

Here's a selection of recent news articles and Weblog postings about the Georgia State copyright infringement lawsuit. See my prior postings for further information about the suit ("Georgia State Copyright Infringement Suit Coverage and Commentary" and "Georgia State Sued by Three Publishers for Alleged Digital Copyright Infringement in E-Reserves, Course Management, and Other Systems").

"Academic Publishers Sue US Uni over Digital Course Material"

It is an estimate that electronic course packs now constitute half of all syllabus reading at American colleges and universities. . . . Cambridge University Press, for example charges 17 cents a page for each student for electronic use, and generally grants permission for use of as much as 20 percent of a book.

"Copyright Suit Tests How Much Is Too Much"

Indeed, the complaint notes that the three plaintiffs have published more than 100 books and monographs authored by GSU professors. That GSU is a nonprofit institution shouldn't have any bearing on how much unauthorized copying it can do, Smith [Frank Smith, Cambridge University Press] says.

"We're a nonprofit," he points out. "I assume they wouldn't want their classes flooded with students who weren't paying tuition, but you could say there's no extra cost to filling another desk. I'm sure they would resist that, and I could see why."

"Publishers vs Academics"

The educational area is one where courts have traditionally afforded a greater degree of leeway in fair use and even the plaintiff's lawyer has to admit that he can't find a law or binding precedent stating how much digital copying would be "not too much." It seems likely that if the case ever makes it as far as a decision that decision would be appealed. My personal opinion is that they'll work out a settlement before it gets that far—neither side wants to see a precedent set that would go against them. Plus there's a core reality that academic publishers and educational institutions exist in a kind of death-grip dependency that would harm both if it was violently broken.

"Publishing Group Hires Qorvis for Lawsuit Messaging"

The Association of American Publishers hired Qorvis to handle messaging for three academic publishers' copyright lawsuit against Georgia State University.

"Suing Georgia"

So, . . . what's left if you really, really, really believe that educators ought to be able to use whatever they need to and want to use in their classrooms without worrying about what it costs or whether it's fair use?

Consumer resistance, or OA.

"Temperance Is a Virtue"

If that case every reaches the stage of arguing the fair use defense, I hope the court will look very hard at the second fair use factor—the nature of the copyrighted work. Previously, the action on this factor has been minimal and has largely focused on published versus unpublished works and how much originality is necessary for "thick" or "thin" protection. But the economics of a particular segment of publishing, especially one as dysfunctional as scholarly publishing, ought to be considered when analyzing fair use, and factor two is a good place to do that. If the system is structured in a way that undermines the whole incentive purpose of copyright, as I have argued the scholarly publishing is, factor two, which really focuses on the expectations of creators of different types of works, should strongly favor an expansive application of fair use.

"What Does the Lawsuit against Georgia State Mean?"

There are a number of possible outcomes in this case. Settlement is possible. The complaint itself is somewhat vague in its details; while specific examples are provided for some of the allegedly infringing uses, the publishers provide no specific details or examples of professors linking to course material from their open web pages, or any information about specifically infringing behaviors within the course management system. Although it claims the copying is in excess of what is permitted as fair use, the publishers do not offer a specific discussion of what it considers to be the bounds of fair use, nor does it adequately define course packs, nor offer any interpretation of the cited cases against copy shops, other than to broadly claim that they act as guiding precedence.