Essential Reading: Walt Crawford’s Books on Open Access

For over a decade, Walt Crawford been writing books about open access. With one exception published by ALA, they are all freely available as PDF files. What makes Crawford’s books stand apart is his in-depth, incisive investigation of key global open access trends. Some of the recent books were sponsored by SPARC. These books belong in every academic library’s cataloged collection.

Gold Open Access by Country 2016-2021: The Long Tail

This book looks at the long tail of gold OA—for 2021, the 13,714 DOAJ-listed journals that are not published by one of what I call the Big Eleven: eleven publishers or publishing groups, including two university presses and one society, that dominate fee-based OA. You could think of them as Corporate OA, except for the society and universities, and the fact that several traditional publishers such as De Gruyter are included in the long tail.

Chapter 6 of Gold Open Access 2016-2021: Articles in Journals (GOA7) discusses the Big Eleven and the Long Tail; the Big Eleven are named on page 45. The group publishes 17% of the serious journals, but 55% of the 2021 articles and 89% of potential fee (APC) revenues.

Gold Open Access by Country 2015-2020

Gold Open Access by Country 2014-2019

Gold Open Access Journals by Country 2012-2017

Gold Open Access 2016-2021: Articles In Journals (GOA7)

Gold OA continues to grow: by around 1,500 active journals, 170,000 articles, and nearly half a billion dollars in fees in 2021. This study attempts to answer questions about the state of serious gold OA publishing in 2021 (and how it’s changed over the past few years).

The overall picture in 2021:

  • 1,275,212 articles, up from 1,104,179 in 2020 (for the current set of journals), an increase of 15.5%. My estimate is that around 2,200 journals were added to DOAJ during 2021 and around 700 were deleted during the year.
  • 16,620 fully-analyzed journals, of which 15,643 published articles in 2021, for an average of 82 articles per journal (up from 75 in last year’s report).
  • The usual articles-vs.-journals split continues: 68% of active journals are no-fee, but 69% of articles appeared in fee journals The average cost per article was $1,374 in 2021, up around $170 from 2020.

The rest of this book provides more detail and ways of looking at gold OA. The book is patterned after previous editions.

While some discussions and tables involve the full 16,620 journals, most—where 2021 article counts are fundamental—address only 15,643, ignoring 977 journals with no 2021 articles when checked.

Gold Open Access 2015-2020: Articles in Journals (GOA6)

Gold Open Access 2014-2019: Articles in Journals (GOA5)

Gold Open Access 2013-2018: Articles in Journals (GOA4)

Gold Open Access Journals 2012-2017 (GOA3)

Gold Open Access Journals 2011-2016 (GOAJ2)

Gold Open Access Journals 2011-2015

Gray OA 2012-2016: Open Access Journals Beyond DOAJ

Open Access: What You Need to Know Now

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Governing Scholar-Led OA Book Publishers: Values, Practices, Barriers


This report develops and focuses on some of the issues we have previously explored within COPIM with regard to community governance, such as the challenges of governing a collective and the relationship of governance to common resources, to explore how these apply in practice to the publication of books by small-to-medium Open Access publishers, as well as what barriers they have faced in implementing their governance models. It presents and discusses the results of six interviews with the small and medium Open Access publishers which make up the ScholarLed consortium. It then offers some recommendations and insights into how other small and medium Open Access publishers might set up and/or improve their governance practices, including how the Open Book Collective might support them in doing so.

https://doi.org/10.21428/785a6451.e6fcb523

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"Guest Post — Why Interoperability Matters for Open Research — And More Than Ever"


The question remains, why have we not achieved more in delivering connectivity across the research system? While funding for this kind of underpinning infrastructure is notable in its absence (or where it is available it is often too temporary in nature), the other major challenge is in securing adoption among the service providers (funders, publishers, and institutions among the key players) that would maximize the use and potential of building those connections. It is notoriously hard for organisations to tweak or adapt existing workflows and legacy systems and to demonstrate the benefits (and hence prioritise the work) at an individual organisation level that may seem obvious at a system level.

https://cutt.ly/K7hxFQz

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"What’s Missing? The Role of Community Colleges in Building a More Inclusive Institutional Repository Landscape"


The precise number of community college communities with access to an IR is unknown and certainly higher than ten, but uptake is low. As a result, the rich intellectual outputs generated at these institutions are not openly shared. Repositories provide community college communities with the ability to read content they would not otherwise have access to, but to fulfill the original purposes of open access to "share the learning of the rich with the poor and the poor with the rich," it’s imperative that the faculty and students at community colleges are recognized as contributors to the scholarly communications landscape and empowered to disseminate their works, via repositories, to the larger knowledge ecosystem

https://doi.org/10.5860/crln.84.4.173

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"Towards a Better Understanding of Facebook Altmetrics in LIS Field: Assessing the Characteristics of Involved Paper, User and Post"


These findings indicate that Facebook mentions to LIS papers mainly reflect the institutional level advocacy and attention, with low level of engagement, and could be influenced by several features including collaborative patterns and research topics.

https://doi.org/10.1145/2756406.2756913

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Transparent Peer Review Test: "Publishing Review Reports to Reveal and Preserve the Quality and Fairness of the Peer Review Process"


The European Journal of Higher Education seeks to pioneer the policy of ‘transparent peer review’ among higher education journals by publishing anonymous peer review reports to demonstrate the rigour of its peer review process. Starting in April 2023, the European Journal of Higher Education will start a pilot policy to publish the peer review report with the published article. Hence, any submission received after the launch of the policy and accepted for publication will at the time of publication include a link to an open access online peer review report including anonymous peer reviews from all rounds of review, while not including the responses of the authors.

https://doi.org/10.1080/21568235.2023.2192549

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"What Constitutes Equitable Data Sharing in Global Health Research? A Scoping Review of the Literature on Low-Income and Middle-Income Country Stakeholders’ Perspectives"

Introduction: Despite growing consensus on the need for equitable data sharing, there has been very limited discussion about what this should entail in practice. As a matter of procedural fairness and epistemic justice, the perspectives of low-income and middle-income country (LMIC) stakeholders must inform concepts of equitable health research data sharing. This paper investigates published perspectives in relation to how equitable data sharing in global health research should be understood.

Methods: We undertook a scoping review (2015 onwards) of the literature on LMIC stakeholders’ experiences and perspectives of data sharing in global health research and thematically analysed the 26 articles included in the review.

Results: We report LMIC stakeholders’ published views on how current data sharing mandates may exacerbate inequities, what structural changes are required in order to create an environment conducive to equitable data sharing and what should comprise equitable data sharing in global health research.

Conclusions: In light of our findings, we conclude that data sharing under existing mandates to share data (with minimal restrictions) risks perpetuating a neocolonial dynamic. To achieve equitable data sharing, adopting best practices in data sharing is necessary but insufficient. Structural inequalities in global health research must also be addressed. It is thus imperative that the structural changes needed to ensure equitable data sharing are incorporated into the broader dialogue on global health research.

http://dx.doi.org/10.1136/bmjgh-2022-010157

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With Open Source Software: "How to Build a Publishers’ Catalogue"


As a consortium of six open access presses, ScholarLed had a use case for a publishers’ catalogue that would present all their recent book publications in one catalogue. . . . Fortunately all the presses have included the metadata for their monograph publications in Thoth, the open metadata management and dissemination platform that has been produced as another COPIM [Community-led Open Publication Infrastructures for Monographs] output. This made it possible to easily conceive of a catalogue published as both a website and a PDF that pulls in and arranges the bibliographic metadata automatically and that can be updated on a regular basis without manual intervention. . . .

Our computational publishing model and workflow allowed us to put together this catalogue prototype very easily using only a few pieces of readily-available open source software: Quarto, Jupyter Notebook, and Git. This provided us an instant framework for web publication that didn’t require editing any HTML or CSS. . . .

Our ScholarLed publishers’ catalogue offers a working prototype of an automatically-updated book that retrieves the data for its content directly from an API. It does so with readily available open source software that can be installed with relative ease by anyone who wants to use this model to create a publication with computational elements.

http://bit.ly/3m1exzz

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"Guest Post — Academic Publishers Are Missing the Point on ChatGPT"


On the other hand, publishers would be wise to leave the back door open for authors to use AI tools in order to support their research for two reasons. First, strictly policing the use of these tools would not only be an exercise in futility, but enforcement could quickly become a nightmare. Second, an arms race seems to already be underway to build out software to detect AI writing. Publishers will likely spend ungodly sums of money on these tools, only to be set back by even better models that can outsmart the detectors. Whether that should be our focus is an important question to ponder before diving in headfirst.

https://bit.ly/3nEiYkm

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"Controlled Digital Lending Takes a Blow in Court"


The implications of this ruling are potentially profound, and, given the strong lean in the publisher’s favor, they are potentially troubling for libraries and the rights of those who seek to engage with content in our evermore digital and digitized world if the decision stands through the forthcoming appeals. For the significant amount of content that exists in print form and for which there is no publisher-sanctioned digital version available, that content has become effectively walled off from the digital world until it passes into the public domain—essentially for longer than anyone reading this blog is alive. Those who live in close proximity to and have access to world-class institutions with sizable print collections can get access to much of this content. For the vast majority of library users, this will not be the case. Their access will be significantly curtailed, but to paraphrase the ruling, this public interest is secondary to the interests of publishers in exercising their monopoly.

http://bit.ly/40GaNC4

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"Fast-Growing Open-Access Journals Stripped of Coveted Impact Factors"


Nearly two dozen journals from two of the fastest growing open-access publishers, including one of the world’s largest journals by volume, will no longer receive a key scholarly imprimatur. On 20 March, the Web of Science database said it delisted the journals along with dozens of others, stripping them of an impact factor, the citation-based measure of quality that, although controversial, carries weight with authors and institutions. . . . Clarivate initially did not name any of the delisted journals or provide specific reasons. But it confirmed to Science the identities of 19 Hindawi journals and two MDPI titles after reports circulated about their removals.

https://bit.ly/3Kjx1ET

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"AUPresses Receives NEH Grant to Study Impact of Open Access on Print Sales"


The project seeks to understand empirically whether the availability of OA editions of scholarly books has a quantifiable effect on the sales performance of print editions. While many university presses have pursued experiments with OA publishing, sustainable financing of high-quality, rigorous scholarly publishing operations is a significant concern. The study will look at both OA and traditionally published titles across multiple disciplines from many presses. Findings from the study will be shared publicly in support of scholarly publishers, peer institutions, and associations devoted to humanities scholarship.

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"Interoperable Infrastructure for Software and Data Publishing"


Achieving scalable, high-quality, interoperable data and software publishing is possible. There are already builders, some represented by the authorship of this article, that are on the right path, building tools that effectively meet the needs of researchers in an open and pluggable way. One example is InvenioRDM, a flexible and turn-key next-generation research data management repository built by CERN and more than 25 multi-disciplinary partners world-wide; InvenioRDM leverages community standards and supports FAIR practices out of the box. Another example of agnostic, pluggable tooling, in this case for software submission, are the submission workflow tools currently developed in the HERMES project. These allow researchers to automate the publication of software artifacts together with rich metadata, to create software publications following the FAIR Principles for Research Software.

http://bit.ly/42Lc5Oe

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"Hybrid Gold Open Access Citation Advantage in Clinical Medicine: Analysis of Hybrid Journals in the Web of Science"


Biomedical fields have seen a remarkable increase in hybrid Gold open access articles. However, it is uncertain whether the hybrid Gold open access option contributes to a citation advantage, an increase in the citations of articles made immediately available as open access regardless of the article’s quality or whether it involves a trending topic of discussion. This study aimed to compare the citation counts of hybrid Gold open access articles to subscription articles published in hybrid journals. The study aimed to ascertain if hybrid Gold open access publications yield an advantage in terms of citations. This cross-sectional study included the list of hybrid journals under 59 categories in the "Clinical Medicine" group from Clarivate’s Journal Citation Reports (JCR) during 2018–2021. The number of citable items with ‘Gold Open Access’ and ‘Subscription and Free to Read’ in each journal, as well as the number of citations of those citable items, were extracted from JCR. A hybrid Gold open access citation advantage was computed by dividing the number of citations per citable item with hybrid Gold open access by the number of citations per citable item with a subscription. A total of 498, 636, 1009, and 1328 hybrid journals in the 2018 JCR, 2019 JCR, 2020 JCR, and 2021 JCR, respectively, were included in this study. The citation advantage of hybrid Gold open access articles over subscription articles in 2018 was 1.45 (95% confidence interval (CI), 1.24–1.65); in 2019, it was 1.31 (95% CI, 1.20–1.41); in 2020, it was 1.30 (95% CI, 1.20–1.39); and in 2021, it was 1.31 (95% CI, 1.20–1.42). In the ‘Clinical Medicine’ discipline, the articles published in the hybrid journal as hybrid Gold open access had a greater number of citations when compared to those published as a subscription, self-archived, or otherwise openly accessible option.

https://doi.org/10.3390/publications11020021

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"Society and University Journal Publishers Gradually Progressing Towards New OA Models"


Overall, there’s no question that society and university publishers are progressing in the race to OA. It appears they’re just doing so at a slow and steady pace, likely to avoid stumbling over ongoing sustainability challenges, as revealed in Part 1 of "The OA Diamond Journals Study" from cOAlition S, based on a survey of 1,619 fully-OA journals. Respondents to that survey reported mixed degrees of OA publishing program sustainability, with a little over 40% breaking even and 25% operating at a loss.

http://bit.ly/42UFeqr

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Academic Library as Scholarly Publisher Bibliography, Version 3

Digital Scholarship has released the Academic Library as Scholarly Publisher Bibliography, version 3. This bibliography includes over 300 selected English-language articles, books, and technical reports about academic libraries’ digital publishing programs from 1989 though 2022. While academic libraries have published a variety of digital publications during this period, this bibliography primarily covers the open access publishing of scholarly books, journals, and other serials. It provides a brief narrative overview of the early development of these publishing efforts. It covers the establishment of new university presses by academic libraries, especially all-digital open access presses, and the merger or cooperative efforts of libraries and university presses. It also covers the technical publishing infrastructures used by library publishing programs. It includes full abstracts for works under certain Creative Commons Licenses. It is available as a website and a PDF file (52 pages). It includes a Google Translate link.

The bibliography has the following major sections:

https://digital-scholarship.org/alsp/alsp.htm

Digital Scholarship’s website bibliographies have been reformatted as single-page files and a PDF file designed for printing has been made available for each one. They include a Google Translate link.

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"In a Swift Decision, Judge Eviscerates Internet Archive’s Scanning and Lending Program"


"At bottom, IA’s fair use defense rests on the notion that lawfully acquiring a copyrighted print book entitles the recipient to make an unauthorized copy and distribute it in place of the print book, so long as it does not simultaneously lend the print book," Koeltl wrote in a March 24 opinion granting the publisher plaintiffs’ motion for summary judgment and denying the Internet Archive’s cross-motion. "But no case or legal principle supports that notion. Every authority points in the other direction."

https://cutt.ly/54AdZfY

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Millions of Digitized Books May Be Destroyed: "Press Conference Statement: Brewster Kahle, Internet Archive"


Here’s what’s at stake in this case: hundreds of libraries contributed millions of books to the Internet Archive for preservation in addition to those books we have purchased. Thousands of donors provided the funds to digitize them.

The publishers are now demanding that those millions of digitized books, not only be made inaccessible, but be destroyed.

This is horrendous. Let me say it again—the publishers are demanding that millions of digitized books be destroyed.

And if they succeed in destroying our books or even making many of them inaccessible, there will be a chilling effect on the hundreds of other libraries that lend digitized books as we do.

This could be the burning of the Library of Alexandria moment—millions of books from our community’s libraries mdash;gone.

http://bit.ly/3JHMjli

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"Guest Post — Open Access for Monographs Is Here. But Are We Ready for It?"


For our next step at UNC Press, we have been helping to develop a new initiative that is essentially a compromise between the legacy model of university press publishing and a fully -funded OA model. Path to Open is a concept modeled on the NEH Fellowship Open Book Program which provides for a three-year embargo period during which presses can participate in conventional cost-recovery activities, including selling print and consumer (e.g., Kindle) eBooks. During this time, JSTOR will be offering the digital versions of these titles to academic libraries and institutions in an exclusive subscription collection. JSTOR will pay presses an estimated $5,000 for each title put into the program.

http://bit.ly/3K4wO88

"Octopus and Research Equals Aim to Break the Publishing Mould"


Instead of fully fledged manuscripts, Octopus and ResearchEquals allow researchers to publish individual units of research—from research questions and hypotheses to code, multimedia and presentations. The concept is called modular publishing, and both sites hope to push academics to think beyond conventional publications as the primary unit of scholarly research by breaking the research cycle into pieces.

https://bit.ly/3Zc7IbR

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"Springer Nature Makes Data Sharing Easier with Single Data Policy across All Journals and Books"


Springer Nature has taken a further step forwards in its commitment to open science by requiring mandatory data availability statements (DAS) across its journals portfolio, and introducing its first unified data policy across the books portfolio.

Despite researchers’ support for open data sharing, less than 40% of authors actively make their data available. Researchers tell us this can be down to practical challenges, including a lack of clarity about what is required. Increasingly, governments, funders and research institutes are adopting data sharing requirements in their policies. Encouraging data sharing across all publishing formats recognises this growing need for clearer, more accessible, actionable and measurable data policies. As a longstanding supporter of Open Research, Springer Nature is Introducing DAS as standard for its journal portfolio to promote greater transparency and reproducibility. Adopting a unified policy for books for the first time, is a further exciting step towards encouraging open research practices across all publications and driving forward open science for all.

http://bit.ly/3FNihv9

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"The Rapid Growth of Mega-Journals: Threats and Opportunities"


Mega-journals, those that publish large numbers of articles per year,1 are growing rapidly across science and especially in biomedicine. Although 11 Scopus-indexed journals published more than 2000 biomedical full papers (articles or reviews) in 2015 and accounted for 6% of that year’s literature, in 2022 there were 55 journals publishing more than 2000 full articles, totaling more than 300 000 articles (almost a quarter of the biomedical literature that year). In 2015, 2 biomedical research journals (PLoS One and Scientific Reports) published more than 3500 full articles. In 2022, there were 26 such prolific journals (Table). The accelerating growth of mega-journals creates both threats and opportunities for biomedical science.

http://bit.ly/3nfZhio

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"Nothing about Us without Us: the Roles of Diverse Stakeholders in Scientific Publishing"


Publisher codes of ethics, and how they are enforced, should occupy a larger part of the discourse around scientific ethics and, in turn, influence where scientists choose to publish. The current editorial policies of many major scientific journals describe how journals enforce the code of ethics for scientists, not the rules that govern the publishing process itself. Why should scientists ask their journals to publish an editorial policy akin to a newsroom operations ethics policy (https://www.washingtonpost.com/policies-and-standards/)? Publishers play a pivotal role in filtering stories. Through their definitions and weighting of significance/impact/novelty, scientific editors select the stories that get sent out for peer review, pick the peer reviewers, and arbitrate the peer review process. In addition, while scientific institutions are responsible for adjudicating charges of scientific misconduct, journals are responsible for managing retractions. Thus, journals determine who gets published (and when) and set the pace of retractions. In other words, they play multiple roles in scientific governance. Finally, biased publishing outcomes—where a group is underrepresented in the pool of published authors relative to the pool of eligible authors—have been documented at the American Society for Microbiology (ASM) (1) and other journals. . . .

In the face of biased publishing outcomes, what should we expect of our publishers? Research is often conducted using money from federally funded grants. The publication fees we pay, if not taken from federal grant funding, are in some way supported by it. As a consequence, we can expect that publishers will meet their responsibility, not just to us, but also to the taxpayers of ensuring fairness in what gets reported. If publishers were to make transparent the principles that guide their decisions, then scientists could use these new policies (and accountability for them) to determine where to publish, rather than using impact factor as a single guiding light.

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