Category: Open Access

Under the Hood of PLoS ONE: The Open Source TOPAZ E-Publishing System

PLoS is building its innovative PLoS ONE e-journal, which will incorporate both traditional and open peer review, using the open source TOPAZ software. (For a detailed description of the PLoS ONE peer review process, check out "ONE for All: The Next Step for PLoS.")

What is TOPAZ? It’s Web site doesn’t provide specifics, but "PLoS ONE—Technical Background" by Richard Cave does:

The core of TOPAZ is a digital information repository called Fedora (Flexible Extensible Digital Object Repository Architecture). Fedora is an Open Source content management application that supports the creation and management of digital objects. The digital objects contain metadata to express internal and external relationships in the repository, like articles in a journal or the text, images and video of an article. This relationship metadata can also be search using a semantic web query languages. Fedora is jointly developed by Cornell University’s computer science department and the University of Virginia Libraries.

The metastore Kowari will be used with Fedora to support Resource Description Framework (RDF) http://en.wikipedia.org/wiki/Resource_Description_Framework metadata within the repository.

The PLoS ONE web interface will be built with AJAX. Client-side APIs will create the community features (e.g. annotations, discussion threads, ratings, etc.) for the website. As more new features are available on the TOPAZ architecture, we will launch them on PLoS ONE.

There was a TOPAZ Wiki at PLoS. It’s gone, but it’s pages are still cached by Google. The Wiki suggests that TOPAZ is likely to support Atom/RSS feeds, full-text search, and OAI-PMH among other possible features.

For information about other open source e-journal publishing systems, see "Open Source Software for Publishing E-Journals."

Results from the DSpace Community Survey

DSpace conducted an informal survey of its open source community in October 2006. Here are some highlights:

  • The vast majority of respondents (77.6%) used or planned to use DSpace for a university IR.
  • The majority of systems were in production (53.4%); pilot testing was second (35.3%).
  • Preservation and interoperability were the highest priority system features (61.2% each), followed by search engine indexing (57.8%) and open access to refereed articles (56.9%). (Percentage of respondents who rated these features "very important.") Only 5.2% thought that OA to refereed articles was unimportant.
  • The most common type of current IR content was refereed scholarly articles and theses/dissertations (55.2% each), followed by other (48.6%) and grey literature (47.4%).
  • The most popular types of content that respondents were planning to add to their IRs were datasets (53.4%), followed by audio and video (46.6% each).
  • The most frequently used type of metadata was customized Dublin Core (80.2%), followed by XML metadata (13.8%).
  • The most common update pattern was to regularly migrate to new versions; however it took a "long time to merge in my customizations/configuration" (44.8%).
  • The most common types of modification were minor cosmetics (34.5%), new features (26.7%), and significant user interface customization (21.6%).
  • Only 30.2% were totally comfortable with editing/customizing DSpace; 56.9% were somewhat comfortable and 12.9% were not comfortable.
  • Plug-in use is light: for example, 11.2% use SRW/U, 8.6% use Manakin, and 5.2% use TAPIR (ETDs).
  • The most desired feature for the next version is a more easily customized user interface (17.5%), closely followed by improved modularity (16.7%).

For information about other recent institutional repository surveys, see "ARL Institutional Repositories SPEC Kit" and "MIRACLE Project’s Institutional Repository Survey."

QuickTime Videos and PowerPoints from the Transforming Scholarly Communication Symposium

When I was chairing the Scholarly Communications Public Relations Task Force at the UH Libraries, the task force initiated a series of projects to increase awareness of key issues on the UH campus under the name "Transforming Scholarly Communication": a Website, a Weblog, and a symposium.

I’m pleased to announce that both the PowerPoint presentations and the QuickTime videos of the symposium speeches are now available. Thanks again to our speaker panel for participating in this event.

Ray English, Director of Libraries at Oberlin College and Chair of the SPARC Steering Committee, kicked things off with a talk on "The Crisis in Scholarly Communication" (PowerPoint, QuickTime Video, and "Sites and Cites for the Struggle: A Selective Scholarly Communication Bibliography").

Next, Corynne McSherry, Staff Attorney at the Electronic Frontier Foundation and author of Who Owns Academic Work?: Battling for Control of Intellectual Property, spoke on "Copyright in Cyberspace: Defending Fair Use" (PowerPoint and QuickTime Video).

Finally, Peter Suber, Research Professor of Philosophy at Earlham College, Senior Researcher at the Scholarly Publishing and Academic Resources Coalition (SPARC), and the Open Access Project Director at Public Knowledge, discussed "What Is Open Access?" (PowerPoint and QuickTime Video).

New OA Google Custom Search Engines

I’ve enhanced Open Access Update with four new Google Custom Search Engines:

  1. Open Access Mailing Lists (these are lists that have general discussion of OA topics)
  2. Open Access Serials
  3. Open Access Weblogs
  4. Open Access Wikis

The indexed works contain significant information about open access topics and are freely available.

See Open Access Update for details about the included works.

Open Access Bibliography Now Searchable

The Open Access Bibliography: Liberating Scholarly Literature with E-Prints and Open Access Journals is now searchable using a Google Custom Search Engine. The new search box is just before the table of contents in the bibliography’s home page. Only the bibliography sections of the document are searchable (e.g., the "Key Open Access Concepts" section is excluded).

Keep in mind when you search that you will retrieve bibliography section file titles with a single representative search result shown from that section. To see all hits in a section, click on the cached page, which shows the retrieved search term(s) in the section highlighted in yellow.

Rice University Press Publishes Its First Open Access Digital Document

The recently re-established Rice University Press, which was reborn as a digital press, has published its first e-report: Art History and Its Publications in the Electronic Age by Hilary Ballon (Professor and Director of Art Humanities at the Columbia University Department of Art History and Archaeology) and Mariet Westermann (Director and Professor at the Institute of Fine Arts, New York University).

The introduction notes:

Just as we were finishing our report, Rice University Press announced that it would re-launch itself as a fully electronic press with a special commitment to art history. We were delighted to find Rice willing to partner with the Council on Library and Information Resources (CLIR) to publish our report electronically, with the kinds of hyper-linking, response capability, and print-on-demand options we consider vital to the success of scholarly publication on line. At Rice University Press, Chuck Henry, Chuck Bearden, and Kathi Fletcher generously steered us through the technological and legal process. We received enthusiastic support at CLIR from Susan Perry, Michael Ann Holly, Kathlin Smith, and Ann Okerson.

Like all digital works to be published by the press, this one is under a Creative Commons Attribution 2.0 license. At this time, it does not appear that a print-on-demand version of the work is available from Rice University Press.

OAI’s Object Reuse and Exchange Initiative

The Open Archives Initiative has announced its Object Reuse and Exchange (ORE) initiative:

Object Reuse and Exchange (ORE) will develop specifications that allow distributed repositories to exchange information about their constituent digital objects. These specifications will include approaches for representing digital objects and repository services that facilitate access and ingest of these representations. The specifications will enable a new generation of cross-repository services that leverage the intrinsic value of digital objects beyond the borders of hosting repositories. . . . its real importance lies in the potential for these distributed repositories and their contained objects to act as the foundation of a new digitally-based scholarly communication framework. Such a framework would permit fluid reuse, refactoring, and aggregation of scholarly digital objects and their constituent parts—including text, images, data, and software. This framework would include new forms of citation, allow the creation of virtual collections of objects regardless of their location, and facilitate new workflows that add value to scholarly objects by distributed registration, certification, peer review, and preservation services. Although scholarly communication is the motivating application, we imagine that the specifications developed by ORE may extend to other domains.

OAI-ORE is being funded my the Andrew W. Mellon Foundation for a two-year period.

Presentations from the Augmenting Interoperability across Scholarly Repositories meeting are a good source of further information about the thinking behind the initiative as is the "Pathways: Augmenting Interoperability across Scholarly Repositories" preprint.

The Ohio State University Press Open Access Initiative

The Ohio State University Press is providing free access to over 30 out-of-print books that it has published as part of its open access initiative. Chapters and other book sections are provided as PDF files. The books remain under traditional copyright statements.

Examples include:

Digital University/Library Presses, Part 11: Other Digital Presses

Here are brief descriptions of eleven more digital university/library presses, bringing the total number of presses covered by this series of postings to 21.

  1. Clemson University Digital Press: "The Clemson University Digital Press was established in 2000 to exist within the college of Architecture, Arts, and Humanities at Clemson. . . . The press generally publishes two books per annum, in addition to maintaining its flagship journals, the semiannual South Carolina Review, and the annual Shakespeare journal, The Upstart Crow." (See the publication list.)
  2. EPIC: "The Electronic Publishing Initiative at Columbia (EPIC) is a groundbreaking new initiative in digital publishing at Columbia University that involves Columbia University Press, the Libraries, and Academic Information Systems. Its mission is to create new kinds of scholarly and educational publications through the use of new media technologies in an integrated research and production environment. Working with the producers of intellectual property at Columbia University and other leading academic institutions, it aims to make these digital publications self-sustaining through subscription sales to institutions and individual users."
  3. eScholarship Repository: The eScholarship Repository publishes both journals and peer-reviewed series (see the publication list). eScholarship works in partnership with the University of California Press, which has an active digital publishing program. Notable efforts include eScholarship Editions, the University of California International and Area Studies Digital Collection, and University of California Publications.
  4. Digital Library and Archives, Virginia Tech University Libraries: "The Scholarly Communications Project (SCP) expanded its resources and services and merged with Special Collections to become the university’s Digital Library and Archives in July 2000. SCP began working with members of the university community in 1989 to help them create online resources such as electronic journals, and to use library services such as electronic reserve with its centralized access to online course materials." (See the journal list.)
  5. Praxis (e)Press: "Praxis (e)Press is an open access e-book publishing house located simultaneously at Okanagan University College, Vernon, and the University of Victoria, Victoria, British Columbia, Canada." (See the book list.)
  6. Project Euclid: "Project Euclid’s mission is to advance scholarly communication in the field of theoretical and applied mathematics and statistics. Project Euclid is designed to address the unique needs of low-cost independent and society journals. Through a collaborative partnership arrangement, these publishers join forces and participate in an online presence with advanced functionality, without sacrificing their intellectual or economic independence or commitment to low subscription prices. Full-text searching, reference linking, interoperability through the Open Archives Initiative, and long-term retention of data are all important components of the project." (See the journal list.)
  7. Project MUSE: "MUSE began in 1993 as a pioneering joint project of the Johns Hopkins University Press and the Milton S. Eisenhower Library at JHU. Grants from the Mellon Foundation and the National Endowment for the Humanities allowed MUSE to go live with JHU Press journals in 1995. Journals from other publishers were first incorporated in 2000 . . . .Today, MUSE is still a not-for-profit collaboration between the participating publishers and MSEL, with the goal of disseminating quality scholarship via a sustainable model that meets the needs of both libraries and publishers." (See the journal list.)
  8. Rice University Press: "Using the open-source e-publishing platform Connexions, Rice University Press is returning from a decade-long hiatus to explore models of peer-reviewed scholarship for the 21st century. The technology offers authors a way to use multimedia—audio files, live hyperlinks or moving images—to craft dynamic scholarly arguments, and to publish on-demand original works in fields of study that are increasingly constrained by print publishing."
  9. Scholarly Publishing Office, University of Michigan Library: "The office supports the traditional constructs of journal and monographic publication in an online environment, as well as publishing scholarly work expressly designed for electronic delivery. . . . It is currently developing a set of services in journal, monograph and multimedia publishing in two related, but distinct, ways. It provides cost-effective services to all members of the campus community, as resources and capacity allow. It also actively recruits scholarly journals, monographs and projects of exceptionally high quality. . . . Among these are projects that draw on the significant digital collections already available at the University Library." (See the publications and projects list.)
  10. Sydney University Press: "Sydney University Press was restarted in 2003 as a digital and print ‘on demand’ publisher. . . .SUP draws on the digital library collection of the University of Sydney Library’s Scholarly Text and Image Service (SETIS). . . .SUP provides the ability to purchase a print copy of selected texts to anyone, anywhere. SUP has partnered with the Copyright Agency Ltd (CAL) to bring out-of-print Australian novels back into circulation. . . . SUP publishes new work based on teaching and research from the University of Sydney and other Australian academic institutions." (See the book list.)
  11. The University of Texas Houston Electronic Press: "The U.T. Houston Electronic Press exists to advance knowledge in the health sciences by electronically disseminating the results of scholarly activities for the furtherance of education, research and service. It is an open access digital resource."

Prior postings on this topic:

Digital University/Library Presses, Part 10: Parallel Press

The University of Wisconsin-Madison Libraries’ Parallel Press publishes "print-on-demand books that parallel online publications, as well as chapbooks featuring the work of regional poets and UW historians." Many of the books are reprints of out-of-print works. It appears that the Parallel Press was established in 1998.

The relationship between the press and the University of Wisconsin-Madison Libraries’ digital collections is described as follows:

While managed independently of the Parallel Press, the UW-Madison Libraries’ digital collections are inexorably linked with the press’ print-on-demand publishing operations as the original source of all reprinted material. If enough interest is shown, nearly any of these online resources could be the basis of a future Parallel Press print publication.

While the chapbooks are only available in low-cost print editions, the books have a freely available digital version. Examples of books include (links are to the digital versions):

Prior postings on this topic:

MIRACLE Project’s Institutional Repository Survey

The MIRACLE (Making Institutional Repositories A Collaborative Learning Environment) project at the University of Michigan’s School of Information presented a paper at JCDL 2006 titled "Nationwide Census of Institutional Repositories: Preliminary Findings."

MIRACLE’s sample population was 2,147 library directors at four-year US colleges and universities. The paper presents preliminary findings from 273 respondents.

Respondents characterized their IR activities as: "(1) implementation of an IR (IMP), (2) planning & pilot testing an IR software package (PPT), (3) planning only (PO), or (4) no planning to date (NP)."

Of the 273 respondents, "28 (10%) have characterized their IR involvement as IMP, 42 (15%) as PPT, 65 (24%) as PO, and 138 (51%) as NP."

The top-ranked benefits of having an IR were: "capturing the intellectual capital of your institution," "better service to contributors," and "longtime preservation of your institution’s digital output." The bottom-ranked benefits were "reducing user dependence on your library’s print collection," "providing maximal access to the results of publicly funded research," and "an increase in citation counts to your institution’s intellectual output."

On the question of IR staffing, the survey found:

Generally, PPT and PO decision-makers envision the library sharing operational responsibility for an IR. Decision-makers from institutions with full-fledged operational IRs choose responses that show library staff bearing the burden of responsibility for the IR.

Of those with operational IRs who identified their IR software, the survey found that they were using: "(1) 9 for Dspace, (2) 5 for bePress, (3) 4 for ProQuest’s Digital Commons, (4) 2 for local solutions, and (5) 1 each for Ex Libris’ DigiTools and Virginia Tech’s ETD." Of those who were pilot testing software: "(1) 17 for DSpace, (2) 9 for OCLC’s ContentDM, (3) 5 for Fedora, (4) 3 each for bePress, DigiTool, ePrints, and Greenstone, (5) 2 each for Innovative Interfaces, Luna, and ETD, and (6) 1 each for Digital Commons, Encompass, a local solution, and Opus."

In terms of number of documents in the IRs, by far the largest percentages were for less than 501 documents (IMP, 41%; and PPT, 67%).

The preliminary results also cover other topics, such as content recruitment, investigative decision-making activities, IR costs, and IR system features.

It is interesting to see how these preliminary results compare to those of the ARL Institutional Repositories SPEC Kit. For example, when asked "What are the top three benefits you feel your IR provides?," the ARL survey respondents said:

  1. Enhance visibility and increase dissemination of institution’s scholarship: 68%
  2. Free, open, timely access to scholarship: 46%
  3. Preservation of and long-term access to institution’s scholarship: 36%
  4. Preservation and stewardship of digital content: 36%
  5. Collecting, organizing assets in a central location: 24%
  6. Educate faculty about copyright, open access, scholarly communication: 8%

Open Access Update Web Page: New Aggregate Feed

The Blogdigger feed was not updating properly, and it has been deleted.

I’ve created a MySyndicaat Feedbot feed to replace it. The aggregate feed provides recent postings for the current week for selected Weblogs and other sources (currently 14 sources). The Open Access Update page’s feed has been switched to the MySyndicaat feed and the number of possible postings increased to 50. The MySyndicaat Feedbot Web page is now available as well.

Although the MySyndicaat Feedbot is set to the shortest update cycle, keep in mind that there are bound to be some feed update delays.

Open Access Update Web Page

Building on an earlier effort by Lesley Perkins, I’ve created a new Blogdigger aggregate feed for open access Weblogs that includes a wider selection of Weblogs. I’ve also created an Open Access Update Web page that presents the latest 30 headlines from the aggregate feed and provides links to OA-related mailing list archives, Peter Suber’s OA overview, OA-related journals, and OA-related Wikis.

Postscript: There were technical problems with updating the Blogdigger feed, and it has been deleted. See: "Open Access Update Web Page: New Aggregate Feed."

Digital University/Library Presses, Part 6: UTSePress

Established in January 2004, the University of Technology, Sydney’s UTSePress publishes e-journals and conference proceedings. The university’s DSpace institutional repository is also under the UTSePress.

There is a Steering Group whose role is to:

  1. Establish the scope of UTSePress, making recommendations on organisational structure including the terms of reference and composition of the UTSePress Board.
  2. Take steps to protect the name UTSePress, relevant Internet domains and any associated intellectual property.
  3. Develop the initial guidelines for the operation of UTSePress including the criteria for approval of imprints and publications.
  4. Identify the initial imprints and publications of UTSePress.
  5. Guide the first phase of the development of the infrastructure for UTSePress including the establishment of the Technical Committee.
  6. Make any other necessary recommendations for the future operation and development of UTSePress.

The UTSePress uses Open Journal Systems to publish five e-journals:

  • African Journal of Information & Communication Technology, which is "an international journal providing a publication vehicle for coverage of topics of interest to those involved in computing, communication networks, electronic communications, information technology systems and Bioinformatics." It is peer reviewed.
  • Portal Journal of Multidisciplinary International Studies, which is "a fully peer-reviewed journal dedicated to the publishing of scholarly articles from practitioners of international, regional, area, migration and ethnic studies, and it is also dedicated to providing a space for the work of cultural producers interested in the internationalization of cultures."
  • Public History Review, which "is concerned with nature and forms of public history: with ideas as to what constitutes the ‘public’ in history making, with the means by which history is communicated to a range of audiences and with the ways in which the past operates in the present." It is peer reviewed.
  • Transforming Cultures eJournal, which is "a journal for the study of cultural and social transformations." It is peer reviewed.
  • Unscrunched, which "publishes writing from students in the Writing and Cultural Studies Area of the Faculty of Humanities and Social Sciences at the University of Technology, Sydney."

The copyright statements for these e-journals vary. The most common one says:

Authors submitting a paper to UTSePress publications agree to assign a limited license to UTSePress if and when the manuscript is accepted for publication. This license allows UTSePress to publish a manuscript in a given issue.

Articles published by UTSePress are protected by copyright which is retained by the authors who assert their moral rights. Authors control translation and reproduction rights to their works published by UTSePress.

UTSePress publications are copyright and all rights are reserved worldwide. Downloads of specific portions of them are permitted for personal use only, not for commercial use or resale. Permissions to reprint or use any materials should be directed to UTSePress.

The UTSePress has published one conference proceeding: International Conference on Wireless Broadband and Ultra Wideband Communications. It appears that Open Conference Systems is being used to support this function.

These documents provide further information about the UTSePress: (1) "UTSePress Breaks Boundaries in Online Publishing" (press release) and (2) "UTSePress: UTS Advancing Scholarly Publication."

Prior postings on this topic:

Digital University/Library Presses, Part 5: Internet-First University Press

Established in January 2004, Cornell University’s Internet-First University Press is described as follows:

These materials are being published as part of a new approach to scholarly publishing. The manuscripts and videos are freely available from this Internet-First University Press repository within DSpace at Cornell University.

These online materials are available on an open access basis, without fees or restrictions on personal use. All mass reproduction, even for educational or not-for-profit use, requires permission and license.

There are Internet-First University Press DSpace collections for books and articles, multimedia and videos, and undergraduate scholarly publications. There is a print-on-demand option for books and articles.

There are DSpace sub-communities for journals and symposia, workshops, and conferences. One e-journal is published by Internet-First University Press, the CIGR E-Journal (most current volume dated 2005). A print journal, Engineering Quarterly, has been digitized and made available.

There appears to be no further information about the Internet-First University Press at its DSpace site; however, the "Internet-First Publishing Project at Cornell Offers New and Old Books Free Online or to Be Printed on Demand" press release provides further background information.

Prior postings on this topic:

ARL Institutional Repositories SPEC Kit

The Institutional Repositories SPEC Kit is now available from the Association of Research Libraries (ARL). This document presents the results of a thirty-eight-question survey of 123 ARL members in early 2006 about their institutional repositories practices and plans. The survey response rate was 71% (87 out of 123 ARL members responded). The front matter and nine-page Executive Summary are freely available. The document also presents detailed question-by-question results, a list of respondent institutions, representative documents from institutions, and a bibliography. It is 176 pages long.

Here is the bibliographic information: University of Houston Libraries Institutional Repository Task Force. Institutional Repositories. SPEC Kit 292. Washington, DC: Association of Research Libraries, 2006. ISBN: 1-59407-708-8.

The members of the University of Houston Libraries Institutional Repository Task Force who authored the document were Charles W. Bailey, Jr. (Chair); Karen Coombs; Jill Emery (now at UT Austin); Anne Mitchell; Chris Morris; Spencer Simons; and Robert Wright.

The creation of a SPEC Kit is a highly collaborative process. SPEC Kit Editor Lee Anne George and other ARL staff worked with the authors to refine the survey questions, mounted the Web survey, analyzed the data in SPSS, created a preliminary summary of survey question responses, and edited and formatted the final document. Given the amount of data that the survey generated, this was no small task. The authors would like to thank the ARL team for their hard work on the SPEC Kit.

Although the Executive Summary is much longer than the typical one (over 5,100 words vs. about 1,500 words), it should not be mistaken for a highly analytic research article. Its goal was to try to describe the survey’s main findings, which was quite challenging given the amount of survey data available. The full data is available in the "Survey Questions and Responses" section of the SPEC Kit.

Here are some quick survey results:

  • Thirty-seven ARL institutions (43% of respondents) had an operational IR (we called these respondents implementers), 31 (35%) were planning one by 2007, and 19 (22%) had no IR plans.
  • Looked at from the perspective of all 123 ARL members, 30% had an operational IR and, by 2007, that figure may reach 55%.
  • The mean cost of IR implementation was $182,550.
  • The mean annual IR operation cost was $113,543.
  • Most implementers did not have a dedicated budget for either start-up costs (56%) or ongoing operations (52%).
  • The vast majority of implementers identified first-level IR support units that had a library reporting line vs. one that had a campus IT or other campus unit reporting line.
  • DSpace was by far the most commonly used system: 20 implementers used it exclusively and 3 used it in combination with other systems.
  • Proquest DigitalCommons (or the Bepress software it is based on) was the second choice of implementers: 7 implementers used this system.
  • While 28% of implementers have made no IR software modifications to enhance its functionality, 22% have made frequent changes to do so and 17% have made major modifications to the software.
  • Only 41% of implementers had no review of deposited documents. While review by designated departmental or unit officials was the most common method (35%), IR staff reviewed documents 21% of the time.
  • In a check all that apply question, 60% of implementers said that IR staff entered simple metadata for authorized users and 57% said that they enhanced such data. Thirty-one percent said that they cataloged IR materials completely using local standards.
  • In another check all that apply question, implementers clearly indicated that IR and library staff use a variety of strategies to recruit content: 83% made presentations to faculty and others, 78% identified and encouraged likely depositors, 78% had library subject specialists act as advocates, 64% offered to deposit materials for authors, and 50% offered to digitize materials and deposit them.
  • The most common digital preservation arrangement for implementers (47%) was to accept any file type, but only preserve specified file types using data migration and other techniques. The next most common arrangement (26%) was to accept and preserve any file type.
  • The mean number of digital objects in implementers’ IRs was 3,844.

Digital University/Library Presses, Part 4: Singapore E-Press

Launched in September 2004, the Singapore E-Press is part of National University of Singapore Publishing. It "aims to provide a platform for online, open-access publications from Singapore-based research teams."

Using Open Journal Systems for many of its publications, the Singapore E-Press publishes electronic journals, supplemental material to books, and reference material.

The current publications of the press are:

Prior postings on this topic:

Digital University/Library Presses, Part 3: Newfound Press

The editorial policy of the Newfound Press states that:

Newfound Press is a digital imprint of the University of Tennessee Libraries. The purpose of Newfound Press is to advance the frontiers of learning by providing peer-reviewed, open access to theoretical, intellectual, practical, and scholarly works in all disciplines, encompassing scientific research, humanistic scholarship, and artistic creation. Newfound Press invests in authors the responsibility for appearance and format of the content. The audience for Newfound Press publications includes researchers, practitioners, students, and other scholars in virtually any subject.

The Newfound Press publishes books, journals, and multimedia. It provides authors with submission guidelines for various types of works as well as an FAQ. It has an Advisory Board.

The Newfound Press Web site doesn’t indicate when it was established, but appears from an Open Access News posting that it was launched in March 2006. So far, it has published a digital book.

Copyright statements for works are mandatory, and they "should include a statement of ownership, an invitation to reproduce content under certain conditions, and a warning about possible infringements." The Newfound Press provides potential authors with sample license language and a link to the Creative Commons Web site.

Prior postings on this topic:

Overcoming Obstacles to Launching and Sustaining Non-Traditional-Publisher Open Access Journals

As I noted in "What Is Open Access?," there is a fairly long history of non-traditional publishers producing free electronic journals:

During the late 1980s and early 1990s, the Internet had developed to the point that scholars began to publish free digital journals utilizing existing institutional infrastructure and volunteer labor (e.g., EJournal, PostModern Culture, and The Public-Access Computer Systems Review. These journals were not intended to generate income; they were "no-profit" journals. Although many of these journals allowed authors to retain their copyrights and they had liberal copyright statements regarding noncommercial use, they preceded by a decade or more the Creative Commons, and, consequently, did not embody that kind of copyright stance. While some of these journals ceased publication and others were transformed into non-profit ventures, they provided a model that others followed, especially after the popularization of the Internet began in the mid-1990s, which followed the earlier introduction of Web browsers. In recent years, the availability of free open source journal management and publishing systems, such as the Open Journal Systems, further simplified and streamlined digital journal publishing, fueling additional growth in this area. Now, a wide variety of academic departments or schools, institutes and research centers, libraries, professional associations, scholars, and others publish digital journals, a subset of which comply with the strictest definition of an open access journal and a larger subset which comply with the looser definition of an open access journal as a free journal. Since these diverse "publishers" would have been unlikely to be engaged in this activity without facilitating digital technologies and tools, I refer to them as "non-traditional publishers." Many of them are also "no-profit" publishers as well.

Given open source digital journal publishing systems, the idea of starting an OA journal has become more attractive than it was in the days when digital journals required a fair amount of specialized, labor-intensive technical support. However, the obstacles that non-traditional-publisher OA journals (hereafter called NTP OA journals) face are not primarily technical.

Here are some issues that NTP OA journals can face:

  • NTP OA journals are new journals. New journals have much more difficulty attracting authors, especially high-visibility authors, than established journals. Therefore, they also have more difficulty attracting readers, especially scholars who will cite their articles. This is a vicious circle. There are three key strategies for overcoming this problem: (1) focus your journal on a specialized, emerging topic of great interest that is not covered or not well covered by existing journals; (2) establish a high visibility editorial team and editorial board; and (3) actively recruit articles from authors.
  • NTP OA journals are digital-only journals. Certainly there is less prejudice against digital-only journals today than in the late 1980s; however, there may still be residual feelings by some scholars that digital journals are not "real" journals, and many scholars may have legitimate concerns about whether these journals will be available 10, 20, 30 or more years into the future. Regarding the latter point, it is highly desirable to have a convincing digital preservation strategy in mind, such as LOCKSS (a growing number of academic libraries are using this system to preserve digital journals). Authors who must face the prejudices of tenure committees against digital journals may be reluctant to publish in them or wish that they hadn’t when facing a promotion review. Provosts, department chairs, and others need to tackle the difficult issue of separating the digital wheat from the chaff so that junior faculty can be comfortable publishing in sanctioned NTP OA journals in their disciplines.
  • NTP OA journals often lack strong "branding." Conventional journal publishers typically have well-established reputations and they invest significant resources in promoting their journals, especially new journals.
  • NTP OA journals typically publish fewer articles than their conventional counterparts. In my view, this is not an intrinsic problem, but it can lead to negative perceptions of these journals.
  • NTP OA journals may not be indexed in traditional disciplinary indexing and abstracting services, they may lack standard identifiers (ISSN numbers), and they may not be cataloged by libraries in systems such as the OCLC Online Union Catalog (now publicly available as WorldCat). Fortunately, the latter two issues can be fairly easily addressed by NTP OA journal editors working with the National Serials Data Program at the Library of Congress and their local libraries; getting in I&A systems may require both time (to demonstrate that the journal warrants indexing) and persistent effort. The existence of directories of freely available digital journals, such the Directory of Open Access Journals, ameliorates the I&A problem somewhat, and NTP OA journal editors should make every effort to get their journals in such directories.
  • For the reasons noted above, NTP OA journals may lack citation impact; however, if they do have impact this may not be known because they are not included in prominent ISI publications that are widely used to measure such impact. However, with the advent of Google Scholar and similar systems that provide alternative ways of measuring citation impact, there is a glimmer of hope on the horizon, but these new methods of determining impact need to be widely recognized as being legitimate for them to be effective. One favorable impact factor is that, since NTP OA journals’ contents can be freely indexed by commonly used search engines (e.g., MSN Search), scholars are more likely to find their articles and cite them.
  • NTP OA journals require copy editing. This seems like an obvious point; however, novice editors can easily underestimate how much copy editing is required to produce a high-quality journal and how demanding this can be.
  • NTP OA journals survival may depend on the continued interest of their founders. Founders can lose interest in their journals, they can move to new jobs (leading to issues of their continued affiliation with the journal or the transfer of the journal to a new organization), they can retire, and they can die (see Walt Crawford’s "Free Electronic Refereed Journals: Getting Past the Arc of Enthusiasm").

For the reasons outlined above, NTP OA journals have a higher probability of success and survival if they are produced by a formal digital publishing program that has the firm backing of a nonprofit organization (or a unit of such an organization) than they do if they are published by a loose confederation of individuals. This digital publishing program does not need to invest anywhere near the level of resources that conventional publishers do, but it needs to have a parent organization that is committed to the continued operation and preservation of its journals, a distinct brand identity, a small core of subsidized part- or full-time editorial staff supported by a much larger number of editorial volunteers, a minimal level of supported technical infrastructure that relies on open source software, an active vs. passive content recruitment orientation, and a vigorous targeted promotion effort that integrates its journals into conventional finding tools and uses disciplinary and dedicated mailing lists, RSS feeds, Weblogs, and other free or low-cost communication tools to publicize them.

Digital University/Library Presses, Part 2: Linköping University Electronic Press

The Linköping University Electronic Press publishes freely available digital conference proceedings, databases, journals, series, reports, and theses. It was established in 1996. As of April 2004, the E-Press became "an independent department within Linköping University Library." The E-Press has five staff members. There is an E-Press Governing Board.

Conference proceedings, journals, series, and reports have editors. The journals are peer reviewed. Two out of four journals appear to have ceased publication. A "news journal" that was related to one of the peer-reviewed journals also appears to be inactive. The other digital publishing programs (e.g., conference proceedings and series) are active. The E-Press ensures the Internet availability of works for at least 25 years after publication. Instructions for how to publish works in the E-Press are available, including how to start new conference proceedings, journals, and series. Site-wide use statistics are available.

Authors sign publishing agreements and retain their copyrights. In accordance with its copyright polices, the E-Press permits specified uses of its works:

  • To read and/or download LiU E-Press papers on-line, without restrictions.
  • To make single printouts of LiU E-Press papers for your own use in research, teaching, or otherwise.
  • To hand over a single printout of an LiU E-Press paper to a colleague in the course of work.
  • To quote short passages in an LiU E-Press paper, as well as the abstract, in order to describe, summarise, or argue against what is said there.
  • To download images, diagrams or cartoons on-line for personal use (i.e. not to spread it to other persons or on homepages).

It’s worth noting that Electronic Transactions on Artificial Intelligence, which appears to have ceased publication, used an innovative peer-review procedure:

  • Open reviewing during three months, where the article is advertised to the community of researchers in its specialized area, and a public, on-line discussion is organized about its contents.
  • Confidential refereeing after the open reviewing period has concluded. Here, leading researchers in the specialized area of the article weigh the article as well as the review discussion and decide whether or not to accept the article.

For more information on the Linköping University Electronic Press, see the FAQ.

Prior postings on this topic:

Digital University/Library Presses, Part 1: ANU E Press

Established in May 2004, the ANU E Press at the Australian National University fosters new scholarly publishing models, such as:

  • the production of electronic editions of academic monographs of interest to both scholarly and general-interest readers
  • web-based dissemination of digitally reformatted publications
  • support for presentation and dissemination of interactive publications and teaching materials
  • the development of technologies that enhance peer review while accelerating dissemination of scholarly publication

The ANU E Press has the following features:

  • open e-publication
  • institution-based repositories with appropriate listings and metadata/discovery mechanisms
  • a centralised repository
  • a low-cost, common-good funding model
  • moderation/peer review
  • copyright preserved by creators
  • facilities for access to and transfer of electronic information, for example, a print-on-demand facility

A representative ANU E Press title is Negotiating the Sacred: Blasphemy and Sacrilege in a Multicultural Society, which is freely available in HTML, PDF, and mobile device formats and can be ordered as a print-on-demand book.

A complete list of titles is available.

For more information, see the Frequently Asked Questions Web page.

More on ALA and Open Access

Peter Suber has provided clarification of ALA’s stance on open access in the below Open Access News posting excerpt:

Comment. This is the most detailed discussion I’ve seen of this question. You should read the whole thing, as I’ve had to omit most of the detail on which Charles’ conclusion rests. I’d only add that (1) the ALA Washington office has a page on OA, (2) the ALA Council adopted a resolution in support of FRPAA at its June 2006 annual meeting, and (3) the ALA has signed on to several public statements in support of OA, most recently a July 12 letter in support of FRPAA and a May 31 letter in support of the EC report on OA.

To further clarify this matter, FRPAA (Federal Research Public Access Act of 2006) and the European Commission’s Study on the Economic and Technical Evolution of the Scientific Publication Markets in Europe both deal with open access to publicly-funded research. This is certainly a major open access issue; however, ALA journals are unlikely to publish a high percentage of papers that result from such publicly-funded research. Consequently, the direct impact of FRPAA or, especially, the EC report on ALA’s journal publishing operations is likely to be minimal.

In contrast to this support for FRPAA and the EU report, ALA has not signed the "Budapest Open Access Initiative" (as other library organizations such as the Association of Academic Health Services Libraries, ALA’s Association of College and Research Libraries Division, the Association of Research Libraries, and the Canadian Association of Research Libraries have), the "Berlin Declaration on Open Access to Knowledge in the Sciences and Humanities," or the "Washington DC Principles for Free Access to Science" (as many association publishers have).

The path from the ALA home page to the Washington Office page is: Home–> Washington Office –> Issues–> Copyright Issues–> Open Access to Research. The ALA Web site is quite large and deep, and one would not expect an OA page to be on the top level. The question is: Can this page be found by someone who doesn’t know that open access is a Washington Office concern? It appears that issues of primary concern to ALA are under the home page heading "Issues & Advocacy" (Home –> Issues & Advocacy).

Whether ALA provides more active support for the open access movement and its reform strategies is, of course, up to its officers and members. These two postings on the matter have been descriptive, not prescriptive. Further clarifications to ALA’s stance on open access or discussion of it are welcome, and can be submitted as comments to either posting.

The American Library Association and Open Access

Does the American Library Association (ALA) support open access and, if so, are its journal publishing practices congruent with open access journal publishing and self-archiving?

What is the American Library Association?

For non-librarians, a brief overview of the American Library Association (ALA) from its Web site may be helpful before considering its open access policies and practices

The American Library Association is the oldest and largest library association in the world, with more than 64,000 members. Its mission is to promote the highest quality library and information services and public access to information.

ALA’s Mission and Strategic Plans

Several key documents outline ALA’s mission and strategic goals:

Although the ALA’s mission and goals have become less library-centric over time, there is no explicit statement of support for open access in any of these documents.

ALA Memberships in Organizations That Support Open Access Initiatives

ALA is a member of at least two organizations that support open access initiatives: (1) the Alliance for Taxpayer Access (ATA), and (2) the SPARC Open Access Working Group. (ALA is not a member of SPARC, but its Association of College and Research Libraries division, known as ACRL, is.)

Information about these ARL memberships certainly exists in the ALA Web site, but it is deeply buried and difficult to find by navigating the site’s menu structure (see the Google site searches for ATA and the SPARC Open Access Working Group).

ALA’s Journal Copyright Agreements

ALA has two copyright agreements: (1) Copyright Assignment Agreement and (2) Copyright License Agreement.

In the Copyright Assignment Agreement, the author: "hereby grants to Publisher all right, title and interest in and to the Work, including copyright in all means of expression by any method now known or hereafter developed, including electronic format." ALA then grants back to the author one broad self-archiving right: "The right to use and distribute the Work on the Author’s Web site." It also grants a narrow right: "The right to use and distribute the Work internally at the Author’s place of employment, and for promotional and any other non-commercial purposes." Authors who use this agreement cannot self-archive in public sections of institutional repositories or in disciplinary archives.

In the Copyright License Agreement, the author retains copyright and then grants to ALA the rights needed to publish the article, with the only restriction on the author being that: "Author agrees not to publish the Work in print form prior to the publication of the Work by the Publisher." Authors who can choose this option can self-archive where ever they want.

ALA’s Journals

ALA publishes a number of serials. This section only considers its major journals. Since it is impossible to determine from their Web sites if some ALA journals are peer-reviewed, there has been no effort to distinguish peer-reviewed journals from those with other editorial policies.

  1. Children and Libraries: The Journal of the Association for Library Service to Children: The Web site provides no table of contents information or online access at all, although there is a link that says: "Click here to subscribe to Children and Libraries online now!" The Policies and Procedures page says: "All material in CAL is subject to copyright by ALA and may be reprinted or photocopied and distributed for the noncommercial purpose of educational or scientific advancement." There are no links to the ALA copyright forms. Verdict: Not an open access journal and, since it is unclear whether the Copyright License Agreement is accepted, it may only support limited self-archiving.
  2. College & Research Libraries: There is a six-month embargo period, after which issues are freely available at the Web site. Volume 57 (1996) through volume 66 (2005) are freely available. The journal page solely links to the Copyright License Agreement. Verdict: Not an open access journal, but fully supports self-archiving.
  3. Information Technology and Libraries: Recently, the journal’s access policy changed. There will be a six-month embargo period, after which issues will be freely available at the Web site. Selected articles from volume 20 (2001) through volume 23 (2004) are freely available. The home page links to both ALA copyright agreements. Verdict: Not an open access journal, but fully supports self-archiving. (Disclosure: Since ALA Annual, I have been on the Editorial Board.)
  4. Library Administration and Management: Web site only provides access to table of contents information. No discussion of copyright agreements in Author Instructions. Verdict: Not an open access journal and, since it is unclear whether the Copyright License Agreement is accepted, it may only support limited self-archiving.
  5. Library Resources & Technical Services: Web site provides access to table of contents information and the full-text of volumes 44 (2000) through 46 (2002). Instructions to Authors page links to both ALA copyright agreements. Not an open access journal, but fully supports self-archiving.
  6. Public Libraries: Web site provides free access to volume 42 (2002) through volume 44 (2005). There is no discussion of copyright in the Public Libraries Editorial Guidelines page, and there are no links to the ALA copyright forms. Verdict: Not an open access journal and, since it is unclear whether the Copyright License Agreement is accepted, it may only support limited self-archiving.
  7. RBM: A Journal of Rare Books, Manuscripts, and Cultural Heritage: Volume 13 (1998) (of the prior journal) through volume 6 (2005) are freely available. No links to ALA copyright agreements. Guidelines for Submission of Articles to RBM page states: "Articles published in RBM are copyrighted by the American Library Association, and subsequent inquiries for reprinting articles are referred to the ALA Office of Rights and Permissions." Verdict: Not an open access journal. Since it is unclear whether the Copyright License Agreement is accepted, it may only support limited self-archiving.
  8. Reference & User Services Quarterly: Web site only provides access to table of contents information and article abstracts. Information for Authors, Advertisers, and Subscriptions page links to both ALA copyright agreements. Not an open access journal, but fully supports self-archiving.
  9. School Library Media Research: Web site provides free access to all issues. Manuscript Policy page links to both ALA copyright agreements. An open access journal under the most liberal definition of that term (i.e., free, immediate access without using a Creative Commons Attribution License or similar license) that fully supports self-archiving.
  10. Young Adult Library Services: Web site only provides access to table of contents information. Author Guidelines page states: "A manuscript published in the journal is subject to copyright by ALA for Young Adult Library Services." There are no links to the ALA copyright forms. Verdict: Not an open access journal and, since it is unclear whether the Copyright License Agreement is accepted, it may only support limited self-archiving.

It should be noted that the Science and Technology Section of ACRL publishes Issues in Science & Technology Librarianship, a freely available e-journal whose Instructions for Authors page does not discuss copyright at all; however, ALA does not list this journal on its American Library Association Periodicals page, which "is a list of the various newsletters, magazines, and journals published within the American Library Association, including those which are only available over the Internet."

Summary

This brief investigation has not attempted to determine whether the divisions of ALA more vigorously support and enact open access principles than the parent organization. The Association of College and Research Libraries is certainly known for its general support (e.g., see ACRL Taking Action, Principles and Strategies for the Reform of Scholarly Communication, and Scholarly Communication Toolkit).

A user starting at the ALA home page would be hard pressed to find any information that suggests that ALA is an advocate of open access without using the search function. Yet, there are a number of pages on the site that deal with it, although many are ACRL Web site pages or serial articles.

ALA’s mission statements and plans reveal no explicit support for open access; however, ALA belongs to at least two organizations that support it: (1) the Alliance for Taxpayer Access (ATA), and (2) the SPARC Open Access Working Group.

Out of ten major journals that it publishes, ALA only publishes one open access journal: School Library Media Research. Two journals (College & Research Libraries and Information Technology and Libraries) have a clear six-month embargo policy. Two more (Public Libraries and RBM: A Journal of Rare Books, Manuscripts, and Cultural Heritage) may also be operating under an embargo policy. One provides free access to a subset of older back volumes (Library Resources & Technical Services). The rest only provide table of contents information, some with abstracts, or, in one case, no information at all.

Five journals (College & Research Libraries, Information Technology and Libraries, Library Resources & Technical Services, Reference & User Services Quarterly, School Library Media Research) clearly offer authors the option of the Copyright License Agreement, which fully supports all types of self-archiving. For the rest, it is unclear from the journal’s Web sites if this option is permitted, and only the Copyright Assignment Agreement may be available, which only permits self-archiving on the author’s Web site or on internal systems at the author’s place of employment (presumably including an access-restricted part of an institutional repository). It may be the case that all ALA journals permit the use of the Copyright License Agreement; however, this is impossible to determine from some their Web sites, a subset of which have language that appears to indicate otherwise.

As a whole, the American Library Association appears to support the open access movement to a limited extent. If this is incorrect and its support is strong, ALA appears to be having difficulty making its commitment visible and "walking the talk."

ARL Institutional Repositories, Version 2

The Association of Research Libraries (ARL) currently has 123 member libraries in the US and Canada. Below is an update of an earlier list of operational institutional repositories at ARL libraries.