"China and Open Access"


In December 2022, the International Association of STM Publishers and the China Association for Science and Technology (CAST) released a report: Open Access Publishing in China. The report is openly available in both English and Chinese. This interview with Mark Robertson, consultant to the STM Association on the project, highlights the findings of the report and their implications for the scholarly publishing industry as well as providing background on the STM/CAST collaboration.

bit.ly/3kHUuW5

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Paywall: "An Investigation of Gold Open Access Publications of STEM Faculty at a Public University in the United States"


This study investigated Gold Open Access journal publication by science and engineering faculty at the authors’ university from 2013 to 2022. Specifically, did Gold Open Access (OA) by these faculty increase, and did the publication rate vary between disciplines? The authors found that Gold OA publication increased by 176% over the past 10 years, and that an important factor was the Libraries’ creation of an Open Access Publishing Fund in 2017.

https://doi.org/10.1080/0194262X.2023.2175103

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"The Future of the Monograph in the Arts, Humanities and Social Sciences: Publisher Perspectives on a Transitioning Format"


A web-based survey of academic publishers was undertaken in 2021 by a team at Oxford International Centre for Publishing into the state of monograph publication in the arts, humanities, and social sciences. 25 publishing organisations responded, including many of the larger presses, representing approximately 75% of monograph output. Responses to the survey showed that the Covid 19 pandemic has accelerated the existing trend from print to digital dissemination and that Open Access (OA) titles receive substantially greater levels of usage than those published traditionally. Responses also showed that for most publishers OA publication stands at under 25% of output and that fewer than 10% of authors enquire about OA publication options. Continuing problem areas highlighted by respondents were the clearing of rights for OA publication and the standardisation of title and usage metadata. All responding organisations confirmed that they expect to be publishing monographs in ten years’ time, but that they anticipate the format and/or the model will be different, with open access expected to play a key part in the future, perhaps in the context of a mixed economy of OA and ‘toll access’ publication.

https://doi.org/10.1007/s12109-023-09937-1

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"Changes in the Absolute Numbers and Proportions of Open Access Articles from 2000 to 2021 Based on the Web of Science Core Collection: A Bibliometric Study"


Purpose:

The ultimate goal of current open access (OA) initiatives is for library services to use OA resources. This study aimed to assess the infrastructure for OA scholarly information services by tabulating the number and proportion of OA articles in a literature database.

Method:

We measured the absolute numbers and proportions of OA articles at different time points across various disciplines based on the Web of Science (WoS) database.

Results:

The number (proportion) of available OA articles between 2000 and 2021 in the WoS database was 12 million (32.4%). The number (proportion) of indexed OA articles in 1 year was 0.15 million (14.6%) in 2000 and 1.5 million (48.0%) in 2021. The proportion of OA by subject categories in the cumulative data was the highest in the multidisciplinary category (2000–2021, 79%; 2021, 89%), high in natural sciences (2000–2021, 21%–46%; 2021, 41%–62%) and health and medicine (2000–2021, 37%–40%; 2021, 52%–60%), and low in social sciences and others (2000–2021, 23%–32%; 2021, 36%–44%), engineering (2000–2021, 17%–33%; 2021, 31%–39%) and humanities and arts (2000–2021, 11%–22%; 2021, 28%–38%).

Conclusion:

Our study confirmed that increasingly many OA research papers have been published in the last 20 years, and the recent data show considerable promise for better services in the future. The proportions of OA articles differed among scholarly disciplines, and designing library services necessitates several considerations with regard to the customers’ demands, available OA resources, and strategic approaches to encourage the use of scholarly OA articles.

https://doi.org/10.6087/kcse.296

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"Librarians and Academic Libraries’ Role in Promoting Open Access: What Needs to Change? "


Profound changes due to Open-Access (OA) publications lead to organizational changes in universities and libraries. This study examined Israeli librarians’ perceptions regarding their role and the academic library’s role in promoting OA-publication, including the barriers, challenges, needs and requirements necessary to promote OA publishing. Lack of a budget for OA-agreements and cooperation with university management, and researchers’ unawareness of OA were among the most prominent barriers. Librarians see great importance in their role of advising researchers regarding OA. However, they insisted on a regulated OA-policy at the national and institutional levels, which would strengthen their status as change-leaders of the OA-movement.

https://doi.org/10.31235/osf.io/shqnv

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"Benefits of Open Access (OA) to Researchers from Lower-Income Countries: Tracing Evidence through an Analysis of Reference Patterns"


Making scientific literature freely available to everyone is a main objective of the open access (OA) movement. This may be of particular importance to researchers in lower-income countries, where access to literature is often hindered by high subscription costs. This study addresses this issue by analyzing reference lists of the world’s output of scientific publications over time. The core issues addressed include whether researchers from lower-income countries refer to fewer previous publications when they publish and how this pattern develops over time. Moreover, whether researchers from lower-income countries rely more on literature that is openly available through different OA routes than other researchers is explored. The study shows that the proportion of OA references increases over time for all publications and country groups. However, the main finding is that publications from lower-income countries have a higher growth rate of OA references. This suggests that an increase in OA publishing has been particularly beneficial to researchers in lower-income countries.

https://doi.org/10.31235/osf.io/ecgzh

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"How and Why Do Researchers Reference Data? A Study of Rhetorical Features and Functions of Data References in Academic Articles"


Data reuse is a common practice in the social sciences. While published data play an essential role in the production of social science research, they are not consistently cited, which makes it difficult to assess their full scholarly impact and give credit to the original data producers. Furthermore, it can be challenging to understand researchers’ motivations for referencing data. Like references to academic literature, data references perform various rhetorical functions, such as paying homage, signaling disagreement, or drawing comparisons. This paper studies how and why researchers reference social science data in their academic writing. We develop a typology to model relationships between the entities that anchor data references, along with their features (access, actions, locations, styles, types) and functions (critique, describe, illustrate, interact, legitimize). We illustrate the use of the typology by coding multidisciplinary research articles (n=30) referencing social science data archived at the Inter-university Consortium for Political and Social Research (ICPSR). We show how our typology captures researchers’ interactions with data and purposes for referencing data. Our typology provides a systematic way to document and analyze researchers’ narratives about data use, extending our ability to give credit to data that support research.

https://arxiv.org/abs/2302.08477

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"Library Futures Releases Policy Paper: Digital Ownership for Libraries and the Public"


In response, Library Futures recommends policymakers adopt an approach of digital ownership that extends the current paradigm for print works and allow libraries to both maintain the benefits of print collections and innovate even further toward providing new methods of access, preservation, and education by creating new lending models, equitizing access for underserved communities, and contributing to a more democratic balance. To that end, we have outlined some approaches to solving this issue through structural, community-based, and technical means:

  • Legal reform: This can include judicial remedies through the courts, legislative action on the part of Congress, or regulatory intervention by an authority such as the Federal Trade Commission.
  • Collective action: Community intervention can be a powerful way to act concertedly to stand against entities that are prohibiting libraries from exercising their rights, such as boycotts and grassroots action, state legislative initiatives, and the collective use of incentives and accountability measures for publishers.
  • Library-owned infrastructure: The library community can build its own infrastructure to ensure that it is oriented towards the needs of their users and provides libraries with the choice to own their digital content. This is not without its challenges (practical and resource-wise), but sustainable infrastructure can put control of digital content back into the hands of libraries and users.

Policy Paper

https://www.libraryfutures.net/post/digital-ownership-for-libraries-and-the-public

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"Mastodon over Mammon — Towards Publicly Owned Scholarly Knowledge"


Twitter is in turmoil and the scholarly community on the platform is once again starting to migrate. As with the early internet, scholarly organizations are at the forefront of developing and implementing a decentralized alternative to Twitter, Mastodon. Both historically and conceptually, this is not a new situation for the scholarly community. Historically, scholars were forced to leave social media platform FriendFeed after it was bought by Facebook in 2006. Conceptually, the problems associated with public scholarly discourse subjected to the whims of corporate owners are not unlike those of scholarly journals owned by monopolistic corporations: in both cases the perils associated with a public good in private hands are palpable. For both short form (Twitter/Mastodon) and longer form (journals) scholarly discourse, decentralized solutions exist, some of which are already enjoying some institutional support. Here we argue that scholarly organizations, in particular learned societies, are now facing a golden opportunity to rethink their hesitations towards such alternatives and support the migration of the scholarly community from Twitter to Mastodon by hosting Mastodon instances. Demonstrating that the scholarly community is capable of creating a truly public square for scholarly discourse, impervious to private takeover, might renew confidence and inspire the community to focus on analogous solutions for the remaining scholarly record —encompassing text, data and code —to safeguard all publicly owned scholarly knowledge.

https://doi.org/10.5281/zenodo.7643817

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Penn State: "University Libraries Expands Open Access Support via 3 New BTAA [Big 10] Agreements"


The agreements with Wiley, Institute of Physics (IOP) and Microbiology Society cover OA publishing charges for Penn State corresponding authors publishing in these publishers’ journals. Those qualified articles will be immediately open access on the publisher’s platform. These publishers will offer a choice of open access licenses to Penn State authors publishing in their journals. Authors retain copyright in their articles.

The agreements run for three years from Jan. 1, 2023, to Dec. 31, 2025. In general, articles will need to be accepted during the agreements’ timeframe. The agreements also cover subscriptions and read access to Wiley, Institute of Physics (IOP) and Microbiology Society journals. Unlimited open access publishing is included with no additional cost to individual Penn State authors.

 

bit.ly/3Sjx9Xa

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"Can an Artificial Intelligence Chatbot Be the Author of a Scholarly Article?"


At the end of 2022, the appearance of ChatGPT, an artificial intelligence (AI) chatbot with amazing writing ability, caused a great sensation in academia. The chatbot turned out to be very capable, but also capable of deception, and the news broke that several researchers had listed the chatbot (including its earlier version) as co-authors of their academic papers. In response, Nature and Science expressed their position that this chatbot cannot be listed as an author in the papers they publish. Since an AI chatbot is not a human being, in the current legal system, the text automatically generated by an AI chatbot cannot be a copyrighted work; thus, an AI chatbot cannot be an author of a copyrighted work. Current AI chatbots such as ChatGPT are much more advanced than search engines in that they produce original text, but they still remain at the level of a search engine in that they cannot take responsibility for their writing. For this reason, they also cannot be authors from the perspective of research ethics.

https://doi.org/10.6087/kcse.292

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"How Open Access Diamond Journals Comply with Industry Standards Exemplified by Plan S Technical Requirements"


Purpose:

This study investigated how well current open access (OA) diamond journals in the Directory of Open Access Journals (DOAJ) and a survey conform to Plan S requirements, including licenses, peer review, author copyright, unique article identifiers, digital archiving, and machine-readable licenses.

Method:

Data obtained from DOAJ journals and surveyed journals from mid-June to mid-July 2020 were analyzed for a variety of Plan S requirements. The results were presented using descriptive statistics.

Results:

Out of 1,465 journals that answered, 1,137 (77.0%) reported compliance with the Committee on Publication Ethics (COPE) principles. The peer review types used by OA diamond journals were double-blind (6,339), blind (2,070), peer review (not otherwise specified, 1,879), open peer review (42), and editorial review (118) out of 10,449 DOAJ journals. An author copyright retention policy was adopted by 5,090 out of 10,448 OA diamond journals (48.7%) in DOAJ. Of the unique article identifiers, 5,702 (54.6%) were digital object identifiers, 58 (0.6%) were handles, and 14 (0.1%) were uniform resource names, while 4,675 (44.7%) used none. Out of 1,619 surveyed journals, the archiving solutions were national libraries (n=170, 10.5%), Portico (n=67, 4.1%), PubMed Central (n=15, 0.9%), PKP PN (n=91, 5.6%), LOCKSS (n=136, 8.4%), CLOCKSS (n=87, 5.4%), the National Computing Center for Higher Education (n=6, 0.3%), others (n=69, 4.3%), no policy (n=855, 52.8%), and no reply (n=123, 7.6%). Article-level metadata deposition was done by 8,145 out of 10,449 OA diamond journals (78.0%) in DOAJ.

Conclusion:

OA diamond journals’ compliance with industry standards exemplified by the Plan S technical requirements was insufficient, except for the peer review type.

https://doi.org/10.6087/kcse.295

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"Impact and Perceived Value of the Revolutionary Advent of Artificial Intelligence in Research and Publishing among Researchers: A Survey-Based Descriptive Study"


Purpose:

This study was conducted to understand the perceptions and awareness of artificial intelligence (AI) in the academic publishing landscape.

Method:

We conducted a global survey entitled "Role and impact of AI on the future of academic publishing" to understand the impact of the AI wave in the scholarly publishing domain. This English-language survey was open to all researchers, authors, editors, publishers, and other stakeholders in the scholarly community. Conducted between August and October 2021, the survey received responses from around 212 universities across 54 countries.

Results:

Out of 365 respondents, about 93% belonged to the age groups of 18–34 and 35–54 years. While 50% of the respondents selected plagiarism detection as the most widely known AI-based application, image recognition (42%), data analytics (40%), and language enhancement (39%) were some other known applications of AI. The respondents also expressed the opinion that the academic publishing landscape will significantly benefit from AI. However, the major challenges restraining the large-scale adoption of AI, as expressed by 93% of the respondents, were limited knowledge and expertise, as well as difficulties in integrating AI-based solutions into existing IT infrastructure.

Conclusion:

The survey responses reflected the necessity of AI in research and publishing. This study suggests possible ways to support a smooth transition. This can be best achieved by educating and creating awareness to ease possible fears and hesitation, and to actualize the promising benefits of AI.

https://doi.org/10.6087/kcse.294

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"Guest Post — Scholarly Publishing as a Global Endeavor: Leveraging Open Source Software for Bibliodiversity "


The headline numbers for OJS [Open Journal Systems] in 2021 indicate that 1.46m articles were published by 34,071 active journals on approximately 12,000 publisher and institutional installations. To give context to these numbers, Elsevier’s portfolio published ~600,000 articles in ~2,700 journals in the same year. These past few years have seen a significant acceleration in the proliferation of the number of journals and the number of articles published on open source software.

bit.ly/3XAvduC

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"Wiley Extends Open Access Agreement with Big Ten Academic Alliance "


Wiley, one of the world’s largest publishers and a global leader in research and education, today announced a three-year extension of its landmark open publishing agreement with the libraries of the Big Ten Academic Alliance, which serve universities across the midwestern and eastern United States.

This landmark agreement is "all open access," with no fees to Big Ten Academic Alliance faculty and researchers for publishing in all journals under the Wiley umbrella, including Hindawi’s gold open access portfolio. The agreement, active as of January 1, 2023, grants 14 participating flagship universities and 17 affiliated campuses access to read and publish in Wiley’s full portfolio of journals. Lead authors at all campuses covered by the agreement can publish their articles as open access, ensuring that their research will be immediately open and available to the public and that they will retain rights in their own work.

bit.ly/3Eaov7G

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"Digging into shift+OPEN: A Conversation with MIT Press"


Supported by a gift from the Arcadia Fund, shift+OPEN will provide a platform for subscription journals that wish to move to a diamond (i.e., institutionally subsidized, with no reader or author fees) open-access (OA) publishing model. . . . [Nick Lindsay] We have enough support to underwrite a modest-sized journal that is publishing on a quarterly basis and has a traditional set up. There’s a range of possibilities that we can consider inside those parameters and we plan to examine the operations of the selected journal very closely to make sure that it can reasonably fit within our financial constraints.

bit.ly/3Yv6Kbn

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"Open Access: A Journey from Impossible to Probable, but Still Uncertain"


An overview of the evolution of open access (OA) to scientific publications over the last 20 years is presented. This retrospective look allows us to make two observations that seem to overlap: on the one hand, how close the initial objective seems to be to what initially seemed utopian and, on the other, the unanticipated and solid obstacles that open access has encountered along the way, as well as the unexpected and diverse solutions that are emerging to overcome them. The overall assessment of OA is positive, and it underscores that open access is (or is becoming) possible, that it is good, and that it is necessary. However, this overall positive evolution has come up against two major obstacles that are slowing its progress: the double payments generated by hybrid journals (subscription and article processing charges [APCs]) and the unchecked growth in APCs. In addition, this intensive use of APCs is creating a publishing gap between publishers that charge fees to authors and those that do not, and ultimately, it is causing dissension regarding the (previously shared) strategy toward open access. There are no immediate, one-off solutions to overcome the aforementioned dysfunctions, although three actions that, in the medium term, can remedy them can be mentioned: changing the approach to the evaluation of science, adopting measures to regulate APCs, and promoting alternative publication models. Finally, it should be noted that OA has acted as the vanguard and spearhead of a broader movement: that of open science.

https://doi.org/10.3145/epi.2023.ene.13

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"Are Papers Published in Predatory Journals Worthless? A Geopolitical Dimension Revealed by Content-Based Analysis of Citations"


This study uses content-based citation analysis to move beyond the simplified classification of predatory journals. We present that, when we analyze papers not only in terms of the quantity of their citations but also the content of these citations, we are able to show the various roles played by papers published in journals accused of being predatory. To accomplish this, we analyzed the content of 9,995 citances (i.e., citation sentences) from 6,706 papers indexed in the Web of Science Core Collection, which cites papers published in so-called "predatory" (or questionable) journals. The analysis revealed that the vast majority of such citances are neutral (97.3%), and negative citations of articles published in the analyzed journals are almost completely nonexistent (0.8%). Moreover, the analysis revealed that the most frequently mentioned countries in the citances are India, Pakistan, and Iran, with mentions of Western countries being rare. This highlights a geopolitical bias and shows the usefulness of looking at such journals as mislocated centers of scholarly communication. The analyzed journals provide regional data prevalent for mainstream scholarly discussions, and the idea of predatory publishing hides geopolitical inequalities in global scholarly publishing. Our findings also contribute to the further development of content-based citation analysis.

https://doi.org/10.1162/qss_a_00242

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"Data Sharing and Reuse Practices: Disciplinary Differences and Improvements Needed"


This study investigates differences and commonalities in data production, sharing and reuse across the widest range of disciplines yet and identifies types of improvements needed to promote data sharing and reuse. . . .From the 3,257 survey responses, data sharing and reuse are still increasing but not ubiquitous in any subject area and are more common among experienced researchers.

https://doi.org/10.1108/OIR-08-2021-0423

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Clarivate: "The Preprint Citation Index: Linking Preprints to the Trusted Web of Science Ecosystem"


After many months of planning, we are launching the Preprint Citation Index, a multidisciplinary collection of preprints from leading repositories that helps researchers stay current with the newest research while maintaining confidence in the resources they rely on. . . . The Preprint Citation Index currently provides nearly two million preprints from arXiv, bioRxiv, chemRxiv, medRxiv and Preprints.org. We plan to add preprints from a dozen additional repositories as well as display open peer reviews on Preprint Citation Index throughout 2023.

bit.ly/3YxPcuw

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"Beyond Web of Science and Scopus There Is Already an Open Bibliodiverse World of Research — We Ignore It at Our Peril"


Discussing their analysis of a new dataset of journals published via the Open Journals Systems publishing platform, Saurabh Khanna, Jon Ball, Juan Pablo Alperin and John Willinsky argue that rather than being an aspiration an open, regional and bibliodiverse publishing ecosystem is already in existence.

bit.ly/3XlXK6J

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"Outside the Library: Early Career Researchers and Use of Alternative Information Sources in Pandemic Times"


Presents findings from a study into the attitudes and practices of pandemic-era early career researchers (ECRs) in regard to obtaining access to the formally published scholarly literature, which focused on alternative providers, notably ResearchGate and Sci-Hub. . . . Findings show that alternative providers, as represented by ResearchGate and Sci-Hub, have become established and appear to be gaining ground. However, there are considerable country- and discipline-associated differences.

https://doi.org/10.1002/leap.1522

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